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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+14.24%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.53B
AUM Growth
-$327M
Cap. Flow
-$1.11B
Cap. Flow %
-24.58%
Top 10 Hldgs %
41.66%
Holding
485
New
147
Increased
69
Reduced
132
Closed
95

Top Buys

Rank Stock Value
1
AMTD
TD Ameritrade Holding Corp
AMTD
+$214M
2
EE
El Paso Electric Company
EE
+$86.7M
3
LOGM
LogMein, Inc.
LOGM
+$55.3M
4
ETFC
E*Trade Financial Corporation
ETFC
+$51.2M
5
CTEV
Claritev Corp
CTEV
+$44.4M

Top Sells

Rank Stock Value
1
CY
Cypress Semiconductor
CY
+$394M
2
MLNX
Mellanox Technologies, Ltd.
MLNX
+$247M
3
S
Sprint Corporation
S
+$237M
4
WBC
WABCO HOLDINGS INC.
WBC
+$157M
5
AXE
Anixter International Inc
AXE
+$126M

Sector Composition

Rank Sector Weight
1 Financials 26.95%
2 Technology 10.95%
3 Healthcare 9.73%
4 Consumer Discretionary 8.75%
5 Real Estate 4.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CGRO
126
DELISTED
Collective Growth Corporation Class A Common Stock
CGRO
$7M 0.15%
+712,500
New +$6.99M
CRWD icon
127
CrowdStrike
CRWD
$211B
$6.95M 0.15%
277,032
+103,656
+60% +$2.08M
HYLN icon
128
Hyliion Holdings
HYLN
$704M
$6.52M 0.14%
237,500
-380,355
-62% -$4.6M
AMH icon
129
American Homes 4 Rent
AMH
$12.4B
$6.4M 0.14%
+237,800
New +$5.93M
KRC icon
130
Kilroy Realty
KRC
$4.34B
$6.37M 0.14%
108,500
+86,800
+400% +$5.26M
PCG icon
131
PG&E
PCG
$37.4B
$6.32M 0.14%
+712,500
New +$7.76M
RDS.A
132
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$6.13M 0.14%
+187,500
New +$6.43M
ATVI
133
DELISTED
Activision Blizzard
ATVI
$6.07M 0.13%
+80,000
New +$5.58M
JSPR icon
134
Jasper Therapeutics
JSPR
$21.5M
$5.84M 0.13%
57,000
-3,000
-5% -$293K
CURI icon
135
CuriosityStream
CURI
$159M
$5.72M 0.13%
569,082
-29,952
-5% -$295K
GM icon
136
General Motors
GM
$76.3B
$5.69M 0.13%
+225,000
New +$5.47M
SPLK
137
DELISTED
Splunk Inc
SPLK
$5.68M 0.13%
+28,600
New +$4.52M
GDS icon
138
GDS Holdings
GDS
$6.38B
$5.66M 0.13%
71,037
-22,641
-24% -$1.4M
ESSC
139
DELISTED
East Stone Acquisition Corporation Ordinary Shares
ESSC
$5.62M 0.12%
+570,000
New +$5.56M
APPH
140
DELISTED
AppHarvest, Inc. Common Stock
APPH
$5.59M 0.12%
+570,000
New +$5.6M
BG icon
141
Bunge Global
BG
$20.9B
$5.14M 0.11%
+125,000
New +$4.85M
J icon
142
Jacobs Solutions
J
$16.9B
$5.09M 0.11%
+72,538
New +$4.89M
FMC icon
143
FMC
FMC
$1.32B
$4.98M 0.11%
50,000
-10,000
-17% -$923K
ESS icon
144
Essex Property Trust
ESS
$18.3B
$4.97M 0.11%
21,700
+15,483
+249% +$3.71M
PEG icon
145
Public Service Enterprise Group
PEG
$37.4B
$4.87M 0.11%
+98,978
New +$4.93M
DRE
146
DELISTED
Duke Realty Corp.
DRE
$4.84M 0.11%
136,700
+125,733
+1,146% +$4.29M
VICI icon
147
VICI Properties
VICI
$29.2B
$4.72M 0.1%
233,620
+116,320
+99% +$2.13M
MGP
148
DELISTED
MGM Growth Properties LLC Class A common shares representing limited liability company interests
MGP
$4.67M 0.1%
+171,605
New +$4.42M
EA icon
149
Electronic Arts
EA
$4.67M 0.1%
+35,324
New +$4.17M
LFLY
150
DELISTED
Leafly Holdings, Inc. Common Stock
LFLY
$4.65M 0.1%
23,750
-1,250
-5% -$243K
4 5
6
7 8

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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
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RC
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A
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CGL
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CB
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UBS O'Connor's Q2 2020 Portfolio in Review

As of Q2 2020, UBS O'Connor held 485 positions worth $4.53B, down 6.7% from $4.86B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

UBS O'Connor withdrew a net $1.11B in Q2 2020, closing 95 positions and reducing 132 holdings. Its most notable exit was Cypress Semiconductor, an estimated $394M position sold in full.

By sector, the portfolio is most concentrated in Financials at 27% of assets, up from 17% a quarter earlier, followed by Technology and Healthcare.

Against the trend, UBS O'Connor opened a new position in Claritev Corp worth $47.5M.

  • UBS O'Connor's largest Q2 2020 buy was Claritev Corp: 110,129 shares worth $47.5M.
  • UBS O'Connor added most to TD Ameritrade Holding Corp in Q2 2020, an estimated $214M increase.
  • UBS O'Connor's biggest Q2 2020 reduction was Tiffany & Co., cutting an estimated $121M.
  • UBS O'Connor fully exited Cypress Semiconductor in Q2 2020, selling an estimated $394M.
  • UBS O'Connor's ten largest holdings make up 42% of its $4.53B portfolio in Q2 2020.
  • UBS O'Connor opened 147 new positions and closed 95 in Q2 2020.
  • UBS O'Connor's portfolio value fell 6.7% quarter-over-quarter to $4.53B.

Based on UBS O'Connor's 13F filing for Q2 2020, filed 13 Aug 2020.