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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+10.95%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$3.53B
AUM Growth
-$60.5M
Cap. Flow
-$649M
Cap. Flow %
-18.37%
Top 10 Hldgs %
46.78%
Holding
411
New
105
Increased
79
Reduced
73
Closed
94

Top Buys

Rank Stock Value
1
WCG
Wellcare Health Plans, Inc.
WCG
+$198M
2
AMTD
TD Ameritrade Holding Corp
AMTD
+$140M
3
TIF
Tiffany & Co.
TIF
+$119M
4
CY
Cypress Semiconductor
CY
+$76M
5
MDCO
Medicines Co
MDCO
+$64.5M

Top Sells

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$545M
2
STI
SunTrust Banks, Inc.
STI
+$231M
3
GWR
Genesee & Wyoming Inc.
GWR
+$170M
4
AABA
Altaba Inc
AABA
+$72.2M
5
ACEL icon
Accel Entertainment
ACEL
+$33.9M

Sector Composition

Rank Sector Weight
1 Technology 19.08%
2 Consumer Discretionary 8.09%
3 Real Estate 7.1%
4 Financials 7.07%
5 Industrials 3.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CDK
126
DELISTED
CDK Global, Inc.
CDK
$4.37M 0.12%
80,000
-90,000
-53% -$4.62M
VZ icon
127
Verizon
VZ
$195B
$4.3M 0.12%
70,000
-180,000
-72% -$10.9M
LIVKU
128
DELISTED
LIV Capital Acquisition Corp. Unit
LIVKU
$4.27M 0.12%
+425,000
New +$4.27M
TAL icon
129
TAL Education Group
TAL
$6.91B
$4.21M 0.12%
87,434
+43,024
+97% +$1.85M
GXGXU
130
DELISTED
GX Acquisiton Corp. Unit
GXGXU
$4.15M 0.12%
+400,000
New +$4.11M
ASLE icon
131
AerSale
ASLE
$298M
$4.07M 0.12%
+400,000
New +$4.03M
SBAC icon
132
SBA Communications
SBAC
$19.4B
$4.05M 0.11%
+16,800
New +$3.98M
PANW icon
133
Palo Alto Networks
PANW
$293B
$4.05M 0.11%
+105,000
New +$3.97M
XLF icon
134
State Street Financial Select Sector SPDR ETF
XLF
$58.4B
$4M 0.11%
130,000
-470,000
-78% -$13.8M
SHPW
135
DELISTED
Shapeways Holdings, Inc. Common Stock
SHPW
$3.92M 0.11%
+50,000
New +$3.9M
PIC.U
136
DELISTED
Pivotal Investment Corporation II Units, each consisting of one share of Class A common stock and on
PIC.U
$3.87M 0.11%
+379,700
New +$3.86M
ACC
137
DELISTED
American Campus Communities, Inc.
ACC
$3.85M 0.11%
81,924
-22,376
-21% -$1.07M
NTES icon
138
NetEase
NTES
$83.5B
$3.79M 0.11%
61,830
+43,535
+238% +$2.55M
CAG icon
139
Conagra Brands
CAG
$7.11B
$3.77M 0.11%
110,000
-290,000
-73% -$8.4M
GDS icon
140
GDS Holdings
GDS
$6.38B
$3.75M 0.11%
+72,747
New +$3.26M
PSB
141
DELISTED
PS Business Parks, Inc.
PSB
$3.73M 0.11%
22,623
-5,777
-20% -$1.02M
GOEV
142
DELISTED
Canoo Inc. Class A Common Stock
GOEV
$3.73M 0.11%
798
+218
+38% +$1.01M
UNVR
143
DELISTED
Univar Solutions Inc.
UNVR
$3.64M 0.1%
+150,000
New +$3.39M
EBAY icon
144
eBay
EBAY
$48.9B
$3.61M 0.1%
100,000
-200,000
-67% -$7.25M
THBR
145
DELISTED
Thunder Bridge Acquisition II, Ltd. Class A Ordinary Shares
THBR
$3.59M 0.1%
+361,000
New +$3.57M
WRI
146
DELISTED
Weingarten Realty Investors
WRI
$3.52M 0.1%
112,700
-80,400
-42% -$2.46M
IONS icon
147
Ionis Pharmaceuticals
IONS
$9.06B
$3.48M 0.1%
+57,636
New +$3.43M
CRWD icon
148
CrowdStrike
CRWD
$211B
$3.44M 0.1%
275,620
+132,220
+92% +$1.74M
ALC icon
149
Alcon
ALC
$33.9B
$3.39M 0.1%
+60,000
New +$3.44M
DOMO icon
150
Domo
DOMO
$179M
$3.26M 0.09%
+150,000
New +$2.77M
4 5
6
7 8

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q4 2019 Portfolio in Review

As of Q4 2019, UBS O'Connor held 411 positions worth $3.53B, down 1.7% from $3.59B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

UBS O'Connor withdrew a net $649M in Q4 2019, closing 94 positions and reducing 73 holdings. Its most notable exit was Celgene Corp, an estimated $545M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Real Estate.

Against the trend, UBS O'Connor opened a new position in TD Ameritrade Holding Corp worth $160M.

  • UBS O'Connor's largest Q4 2019 buy was TD Ameritrade Holding Corp: 3,221,718 shares worth $160M.
  • UBS O'Connor added most to Wellcare Health Plans, Inc. in Q4 2019, an estimated $198M increase.
  • UBS O'Connor's biggest Q4 2019 reduction was Post Holdings, cutting an estimated $31.4M.
  • UBS O'Connor fully exited Celgene Corp in Q4 2019, selling an estimated $545M.
  • UBS O'Connor's ten largest holdings make up 47% of its $3.53B portfolio in Q4 2019.
  • UBS O'Connor opened 105 new positions and closed 94 in Q4 2019.
  • UBS O'Connor's portfolio value fell 1.7% quarter-over-quarter to $3.53B.

Based on UBS O'Connor's 13F filing for Q4 2019, filed 14 Feb 2020.