UOC

UBS O'Connor Portfolio holdings

AUM $1.93B
1-Year Return 38.75%
This Quarter Return
+10.83%
1 Year Return
+38.75%
3 Year Return
+182.42%
5 Year Return
+480.25%
10 Year Return
+1,573.29%
AUM
$3.49B
AUM Growth
-$61.9M
Cap. Flow
-$715M
Cap. Flow %
-20.48%
Top 10 Hldgs %
47.35%
Holding
362
New
81
Increased
68
Reduced
56
Closed
72

Top Buys

1
WCG
Wellcare Health Plans, Inc.
WCG
$218M
2
AMTD
TD Ameritrade Holding Corp
AMTD
$160M
3
TIF
Tiffany & Co.
TIF
$134M
4
MDCO
Medicines Co
MDCO
$82.1M
5
CY
Cypress Semiconductor
CY
$75.8M

Top Sells

1
CELG
Celgene Corp
CELG
$545M
2
STI
SunTrust Banks, Inc.
STI
$231M
3
GWR
Genesee & Wyoming Inc.
GWR
$170M
4
AABA
Altaba Inc. Common Stock
AABA
$72.2M
5
POST icon
Post Holdings
POST
$32.7M

Sector Composition

1 Technology 19.33%
2 Consumer Discretionary 8.18%
3 Real Estate 7.18%
4 Financials 7.15%
5 Industrials 4.39%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CDK
126
DELISTED
CDK Global, Inc.
CDK
$4.37M 0.12%
80,000
-90,000
-53% -$4.92M
VZ icon
127
Verizon
VZ
$187B
$4.3M 0.12%
70,000
-180,000
-72% -$11.1M
LIVKU
128
DELISTED
LIV Capital Acquisition Corp. Unit
LIVKU
$4.27M 0.12%
+425,000
New +$4.27M
TAL icon
129
TAL Education Group
TAL
$6.18B
$4.21M 0.12%
87,434
+43,024
+97% +$2.07M
GXGXU
130
DELISTED
GX Acquisiton Corp. Unit
GXGXU
$4.15M 0.12%
+400,000
New +$4.15M
ASLE icon
131
AerSale
ASLE
$402M
$4.07M 0.12%
+400,000
New +$4.07M
SBAC icon
132
SBA Communications
SBAC
$21.4B
$4.05M 0.11%
+16,800
New +$4.05M
PANW icon
133
Palo Alto Networks
PANW
$129B
$4.05M 0.11%
+105,000
New +$4.05M
XLF icon
134
Financial Select Sector SPDR Fund
XLF
$53B
$4M 0.11%
130,000
-470,000
-78% -$14.5M
SHPW
135
DELISTED
Shapeways Holdings, Inc. Common Stock
SHPW
$3.92M 0.11%
+50,000
New +$3.92M
PIC.U
136
DELISTED
Pivotal Investment Corporation II Units, each consisting of one share of Class A common stock and on
PIC.U
$3.87M 0.11%
+379,700
New +$3.87M
ACC
137
DELISTED
American Campus Communities, Inc.
ACC
$3.85M 0.11%
81,924
-22,376
-21% -$1.05M
NTES icon
138
NetEase
NTES
$84.7B
$3.79M 0.11%
61,830
+43,535
+238% +$2.67M
CAG icon
139
Conagra Brands
CAG
$9.22B
$3.77M 0.11%
110,000
-290,000
-73% -$9.93M
GDS icon
140
GDS Holdings
GDS
$6.3B
$3.75M 0.11%
+72,747
New +$3.75M
PSB
141
DELISTED
PS Business Parks, Inc.
PSB
$3.73M 0.11%
22,623
-5,777
-20% -$952K
GOEV
142
DELISTED
Canoo Inc. Class A Common Stock
GOEV
$3.73M 0.11%
798
+218
+38% +$1.02M
UNVR
143
DELISTED
Univar Solutions Inc.
UNVR
$3.64M 0.1%
+150,000
New +$3.64M
EBAY icon
144
eBay
EBAY
$42B
$3.61M 0.1%
100,000
-200,000
-67% -$7.22M
THBR
145
DELISTED
Thunder Bridge Acquisition II, Ltd. Class A Ordinary Shares
THBR
$3.59M 0.1%
+361,000
New +$3.59M
WRI
146
DELISTED
Weingarten Realty Investors
WRI
$3.52M 0.1%
112,700
-80,400
-42% -$2.51M
IONS icon
147
Ionis Pharmaceuticals
IONS
$9.75B
$3.48M 0.1%
+57,636
New +$3.48M
CRWD icon
148
CrowdStrike
CRWD
$104B
$3.44M 0.1%
68,905
+33,055
+92% +$1.65M
ALC icon
149
Alcon
ALC
$39.5B
$3.39M 0.1%
+60,000
New +$3.39M
DOMO icon
150
Domo
DOMO
$583M
$3.26M 0.09%
+150,000
New +$3.26M
4 5
6
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