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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+10.95%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$3.53B
AUM Growth
-$60.5M
Cap. Flow
-$728M
Cap. Flow %
-20.59%
Top 10 Hldgs %
46.78%
Holding
411
New
105
Increased
79
Reduced
73
Closed
94
Avg Time Held Equity + Options
2.4 quarters
Top 10 Avg Time Held Equity + Options
0.7 quarters
Top 20 Avg Time Held Equity + Options
0.9 quarters
Avg Time Held Equity only
2.6 quarters
Top 10 Avg Time Held Equity only
0.7 quarters
Top 20 Avg Time Held Equity only
0.9 quarters

Top Buys

Rank Stock Value
1
WCG
Wellcare Health Plans, Inc.
WCG
+$198M
2
AMTD icon
TD Ameritrade Holding Corp
AMTD
+$140M
3
TIF
Tiffany & Co.
TIF
+$119M
4
CY
Cypress Semiconductor
CY
+$76M
5
MDCO
Medicines Co
MDCO
+$64.5M

Top Sells

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$545M
2
STI icon
SunTrust Banks, Inc.
STI
+$231M
3
GWR
Genesee & Wyoming Inc.
GWR
+$170M
4
AABA
Altaba Inc
AABA
+$72.2M
5
ACEL icon
Accel Entertainment
ACEL
+$33.9M

Sector Composition

Rank Sector Weight
1 Miscellaneous 20.38%
2 Healthcare 19.5%
3 Technology 19.08%
4 Consumer Discretionary 11.89%
5 Communication Services 7.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
CDK
126
DELISTED
CDK Global, Inc.
CDK
$4.37M 0.12%
80,000
-90,000
-53% -$4.62M
2014 Q4
20 quarters
VZ icon
127
Verizon
VZ
$173B
$4.3M 0.12%
70,000
-180,000
-72% -$10.9M
2017 Q4
8 quarters
LIVKU
128
DELISTED
LIV Capital Acquisition Corp. Unit
LIVKU
$4.27M 0.12%
+425,000
New +$4.27M
2019 Q4
0 quarters
TAL icon
129
TAL Education Group
TAL
$7.13B
$4.21M 0.12%
87,434
+43,024
+97% +$1.85M
2019 Q3
1 quarter
GXGXU
130
DELISTED
GX Acquisiton Corp. Unit
GXGXU
$4.15M 0.12%
+400,000
New +$4.11M
2019 Q4
0 quarters
ASLE icon
131
AerSale
ASLE
$242M
$4.07M 0.12%
+400,000
New +$4.03M
2019 Q4
0 quarters
SBAC icon
132
SBA Communications
SBAC
$19.4B
$4.05M 0.11%
+16,800
New +$3.98M
2019 Q4
0 quarters
PANW icon
133
Palo Alto Networks
PANW
$343B
$4.05M 0.11%
+105,000
New +$3.97M
2019 Q4
0 quarters
XLF icon
134
State Street Financial Select Sector SPDR ETF
XLF
$51.2B
$4M 0.11%
130,000
-470,000
-78% -$13.8M
2018 Q1
7 quarters
SHPW icon
135
DELISTED
Shapeways Holdings, Inc. Common Stock
SHPW
$3.92M 0.11%
+50,000
New +$3.9M
2019 Q4
0 quarters
PIC.U
136
DELISTED
Pivotal Investment Corporation II Units, each consisting of one share of Class A common stock and on
PIC.U
$3.87M 0.11%
+379,700
New +$3.86M
2019 Q4
0 quarters
ACC
137
DELISTED
American Campus Communities, Inc.
ACC
$3.85M 0.11%
81,924
-22,376
-21% -$1.07M
2019 Q2
2 quarters
NTES icon
138
NetEase
NTES
$79.6B
$3.79M 0.11%
61,830
+43,535
+238% +$2.55M
2019 Q3
1 quarter
CAG icon
139
Conagra Brands
CAG
$6.44B
$3.77M 0.11%
110,000
-290,000
-73% -$8.4M
2019 Q1
3 quarters
GDS icon
140
GDS Holdings
GDS
$6.21B
$3.75M 0.11%
+72,747
New +$3.26M
2019 Q4
0 quarters
PSB
141
DELISTED
PS Business Parks, Inc.
PSB
$3.73M 0.11%
22,623
-5,777
-20% -$1.02M
2018 Q4
4 quarters
GOEV icon
142
DELISTED
Canoo Inc. Class A Common Stock
GOEV
$3.73M 0.11%
798
+218
+38% +$1.01M
2019 Q3
1 quarter
UNVR
143
DELISTED
Univar Solutions Inc.
UNVR
$3.64M 0.1%
+150,000
New +$3.39M
2019 Q4
0 quarters
EBAY icon
144
eBay
EBAY
$49.9B
$3.61M 0.1%
100,000
-200,000
-67% -$7.25M
2019 Q1
3 quarters
THBR
145
DELISTED
Thunder Bridge Acquisition II, Ltd. Class A Ordinary Shares
THBR
$3.59M 0.1%
+361,000
New +$3.57M
2019 Q4
0 quarters
WRI
146
DELISTED
Weingarten Realty Investors
WRI
$3.52M 0.1%
112,700
-80,400
-42% -$2.46M
2019 Q3
1 quarter
IONS icon
147
Ionis Pharmaceuticals
IONS
$7.52B
$3.48M 0.1%
+57,636
New +$3.43M
2019 Q4
0 quarters
CRWD icon
148
CrowdStrike
CRWD
$282B
$3.44M 0.1%
275,620
+132,220
+92% +$1.74M
2019 Q2
2 quarters
ALC icon
149
Alcon
ALC
$31B
$3.39M 0.1%
+60,000
New +$3.44M
2019 Q4
0 quarters
HUCK icon
150
Huckleberry.ai, Inc. Class B Common Stock
HUCK
$147M
$3.26M 0.09%
+150,000
New +$2.77M
2019 Q4
0 quarters
4 5
6
7 8

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
Meritage Portfolio Management Overland Park, Kansas $1.51B AUM 26.61% 1-Year Est. Return

UBS O'Connor's Q4 2019 Portfolio in Review

As of Q4 2019, UBS O'Connor held 411 positions worth $3.53B, down 1.7% from $3.59B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

UBS O'Connor withdrew a net $728M in Q4 2019, closing 94 positions and reducing 73 holdings. Its most notable exit was Celgene Corp, an estimated $545M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 20% of assets, up from 18% a quarter earlier, followed by Healthcare and Technology.

Against the trend, UBS O'Connor opened a new position in TD Ameritrade Holding Corp worth $160M.

  • UBS O'Connor's largest Q4 2019 buy was TD Ameritrade Holding Corp: 3,221,718 shares worth $160M.
  • UBS O'Connor added most to Wellcare Health Plans, Inc. in Q4 2019, an estimated $198M increase.
  • UBS O'Connor's biggest Q4 2019 reduction was Post Holdings, cutting an estimated $31.4M.
  • UBS O'Connor fully exited Celgene Corp in Q4 2019, selling an estimated $545M.
  • UBS O'Connor's ten largest holdings make up 47% of its $3.53B portfolio in Q4 2019.
  • UBS O'Connor opened 105 new positions and closed 94 in Q4 2019.
  • UBS O'Connor's portfolio value fell 1.7% quarter-over-quarter to $3.53B.

Based on UBS O'Connor's 13F filing for Q4 2019, filed 14 Feb 2020.