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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+2.09%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$12.7B
AUM Growth
+$1.53B
Cap. Flow
+$693M
Cap. Flow %
5.44%
Top 10 Hldgs %
59.59%
Holding
1,083
New
213
Increased
181
Reduced
63
Closed
169

Top Buys

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$1.07B
2
INFO
IHS Markit Ltd. Common Shares
INFO
+$904M
3
KSU
Kansas City Southern
KSU
+$631M
4
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$303M
5
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$283M

Top Sells

Rank Stock Value
1
MXIM
Maxim Integrated Products
MXIM
+$850M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$813M
3
WORK
Slack Technologies, Inc.
WORK
+$491M
4
GRA
W.R. Grace & Co.
GRA
+$404M
5
QTS
QTS REALTY TRUST, INC.
QTS
+$355M

Sector Composition

Rank Sector Weight
1 Financials 21.02%
2 Technology 16.2%
3 Communication Services 14.41%
4 Industrials 10.32%
5 Healthcare 9.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JBGS
101
JBG SMITH
JBGS
$707M
$10M 0.08%
338,600
+275,000
+432% +$8.49M
PGRE
102
DELISTED
Paramount Group
PGRE
$9.98M 0.08%
1,109,750
+586,950
+112% +$5.44M
CC icon
103
Chemours
CC
$2.27B
$9.92M 0.08%
341,468
-80,273
-19% -$2.6M
YTPG
104
DELISTED
TPG Pace Beneficial II Corp.
YTPG
$9.82M 0.08%
1,000,783
+200,783
+25% +$1.98M
OACB
105
DELISTED
Oaktree Acquisition Corp. II
OACB
$9.8M 0.08%
1,000,359
– –
IACC
106
DELISTED
ION Acquisition Corp 3 Ltd.
IACC
$9.78M 0.08%
1,000,783
+150,587
+18% +$1.47M
SKIL icon
107
Skillsoft
SKIL
$72.1M
$9.74M 0.08%
41,682
– –
RUN icon
108
Sunrun
RUN
$2.24B
$9.73M 0.08%
+221,036
New +$10.5M
AMH icon
109
American Homes 4 Rent
AMH
$12.4B
$9.69M 0.08%
254,100
+19,000
+8% +$777K
TIOA
110
DELISTED
Tio Tech A Class A Ordinary Share
TIOA
$9.46M 0.07%
976,634
– –
FCPT icon
111
Four Corners Property Trust
FCPT
$2.75B
$9.42M 0.07%
350,838
+12,100
+4% +$339K
AMT icon
112
American Tower
AMT
$79.8B
$9.21M 0.07%
34,685
+7,920
+30% +$2.26M
HPP
113
Hudson Pacific Properties
HPP
$729M
$9.13M 0.07%
49,629
+44,600
+887% +$8.41M
EVLV icon
114
Evolv Technologies
EVLV
$1.07B
$9.04M 0.07%
+1,505,873
New +$11.9M
CLIM
115
DELISTED
Climate Real Impact Solutions II Acquisition Corporation
CLIM
$8.81M 0.07%
900,955
– –
COOL
116
DELISTED
Corner Growth Acquisition Corp. Class A Ordinary Shares
COOL
$8.78M 0.07%
899,572
– –
UHG
117
DELISTED
United Homes Group
UHG
$8.72M 0.07%
897,139
+67,011
+8% +$649K
SST icon
118
System1
SST
$13.6M
$8.67M 0.07%
87,487
– –
FE icon
119
FirstEnergy
FE
$27.4B
$8.42M 0.07%
+236,378
New +$8.97M
PG icon
120
Procter & Gamble
PG
$342B
$8.39M 0.07%
+60,000
New +$8.5M
AVB icon
121
AvalonBay Communities
AVB
$26.6B
$8.32M 0.07%
37,550
+20,150
+116% +$4.52M
FVIV
122
DELISTED
Fortress Value Acquisition Corp. IV
FVIV
$8.29M 0.07%
850,882
+100,392
+13% +$978K
INVH icon
123
Invitation Homes
INVH
$18B
$8.28M 0.07%
216,000
-14,000
-6% -$561K
GTYH
124
DELISTED
GTY Technology Holdings, Inc. Common Stock
GTYH
$8.27M 0.06%
1,100,000
-100,000
-8% -$717K
ABR icon
125
Arbor Realty Trust
ABR
$957M
$8.24M 0.06%
444,867
+220,542
+98% +$3.99M
3 4
5
6 7

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FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2021 Portfolio in Review

As of Q3 2021, UBS O'Connor held 1,083 positions worth $12.7B, up 14% from $11.2B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

UBS O'Connor deployed $693M of net new capital in Q3 2021, opening 213 new positions and adding to 181 existing holdings. Its largest new stake was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 14% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $30.1M trimmed.

  • UBS O'Connor's largest Q3 2021 buy was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.
  • UBS O'Connor added most to Nuance Communications, Inc. in Q3 2021, an estimated $1.07B increase.
  • UBS O'Connor's biggest Q3 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $30.1M.
  • UBS O'Connor fully exited Maxim Integrated Products in Q3 2021, selling an estimated $850M.
  • UBS O'Connor's ten largest holdings make up 60% of its $12.7B portfolio in Q3 2021.
  • UBS O'Connor opened 213 new positions and closed 169 in Q3 2021.
  • UBS O'Connor's portfolio value rose 14% quarter-over-quarter to $12.7B.

Based on UBS O'Connor's 13F filing for Q3 2021, filed 12 Nov 2021.