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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+2.09%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$12.7B
AUM Growth
+$1.53B
Cap. Flow
+$1.43B
Cap. Flow %
11.22%
Top 10 Hldgs %
59.59%
Holding
1,083
New
213
Increased
181
Reduced
63
Closed
169
Avg Time Held Equity + Options
1.7 quarters
Top 10 Avg Time Held Equity + Options
0.7 quarters
Top 20 Avg Time Held Equity + Options
0.6 quarters
Avg Time Held Equity only
1.7 quarters
Top 10 Avg Time Held Equity only
0.7 quarters
Top 20 Avg Time Held Equity only
0.6 quarters

Top Buys

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$1.07B
2
INFO icon
IHS Markit Ltd. Common Shares
INFO
+$904M
3
KSU
Kansas City Southern
KSU
+$631M
4
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$303M
5
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$283M

Top Sells

Rank Stock Value
1
MXIM
Maxim Integrated Products
MXIM
+$850M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$813M
3
WORK
Slack Technologies, Inc.
WORK
+$491M
4
GRA
W.R. Grace & Co.
GRA
+$404M
5
QTS
QTS REALTY TRUST, INC.
QTS
+$355M

Sector Composition

Rank Sector Weight
1 Financials 21.37%
2 Technology 20.95%
3 Communication Services 14.41%
4 Healthcare 12.25%
5 Real Estate 10.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
JBGS icon
101
JBG SMITH
JBGS
$640M
$10M 0.08%
338,600
+275,000
+432% +$8.49M
2020 Q4
3 quarters
PGRE
102
DELISTED
Paramount Group
PGRE
$9.98M 0.08%
1,109,750
+586,950
+112% +$5.44M
2021 Q1
2 quarters
CC icon
103
Chemours
CC
$2.05B
$9.92M 0.08%
341,468
-80,273
-19% -$2.6M
2020 Q4
3 quarters
YTPG
104
DELISTED
TPG Pace Beneficial II Corp.
YTPG
$9.82M 0.08%
1,000,783
+200,783
+25% +$1.98M
2021 Q2
1 quarter
OACB
105
DELISTED
Oaktree Acquisition Corp. II
OACB
$9.8M 0.08%
1,000,359
– –
2020 Q4
3 quarters
IACC
106
DELISTED
ION Acquisition Corp 3 Ltd.
IACC
$9.78M 0.08%
1,000,783
+150,587
+18% +$1.47M
2021 Q2
1 quarter
SKIL icon
107
Skillsoft
SKIL
$55.6M
$9.74M 0.08%
41,682
– –
2021 Q2
1 quarter
RUN icon
108
Sunrun
RUN
$1.84B
$9.73M 0.08%
+221,036
New +$10.5M
2021 Q3
0 quarters
AMH icon
109
American Homes 4 Rent
AMH
$11.1B
$9.69M 0.08%
254,100
+19,000
+8% +$777K
2020 Q2
5 quarters
TIOA
110
DELISTED
Tio Tech A Class A Ordinary Share
TIOA
$9.46M 0.07%
976,634
– –
2021 Q2
1 quarter
FCPT icon
111
Four Corners Property Trust
FCPT
$2.34B
$9.42M 0.07%
350,838
+12,100
+4% +$339K
2020 Q3
4 quarters
AMT icon
112
American Tower
AMT
$84.9B
$9.21M 0.07%
34,685
+7,920
+30% +$2.26M
2019 Q4
7 quarters
HPP icon
113
Hudson Pacific Properties
HPP
$650M
$9.13M 0.07%
49,629
+44,600
+887% +$8.41M
2021 Q1
2 quarters
EVLV icon
114
Evolv Technologies
EVLV
$821M
$9.04M 0.07%
+1,505,873
New +$11.9M
2021 Q3
0 quarters
CLIM icon
115
DELISTED
Climate Real Impact Solutions II Acquisition Corporation
CLIM
$8.81M 0.07%
900,955
– –
2021 Q1
2 quarters
COOL icon
116
DELISTED
Corner Growth Acquisition Corp. Class A Ordinary Shares
COOL
$8.78M 0.07%
899,572
– –
2021 Q1
2 quarters
UHG icon
117
DELISTED
United Homes Group
UHG
$8.72M 0.07%
897,139
+67,011
+8% +$649K
2021 Q1
2 quarters
SST icon
118
System1
SST
$20.4M
$8.67M 0.07%
87,487
– –
2020 Q4
3 quarters
FE icon
119
FirstEnergy
FE
$26B
$8.42M 0.07%
+236,378
New +$8.97M
2021 Q3
0 quarters
PG icon
120
Procter & Gamble
PG
$351B
$8.39M 0.07%
+60,000
New +$8.5M
2021 Q3
0 quarters
AVB icon
121
DELISTED
AvalonBay Communities
AVB
$8.32M 0.07%
37,550
+20,150
+116% +$4.52M
2021 Q2
1 quarter
FVIV
122
DELISTED
Fortress Value Acquisition Corp. IV
FVIV
$8.29M 0.07%
850,882
+100,392
+13% +$978K
2021 Q2
1 quarter
INVH icon
123
Invitation Homes
INVH
$15.8B
$8.28M 0.07%
216,000
-14,000
-6% -$561K
2020 Q1
6 quarters
GTYH
124
DELISTED
GTY Technology Holdings, Inc. Common Stock
GTYH
$8.27M 0.06%
1,100,000
-100,000
-8% -$717K
2019 Q2
9 quarters
ABR icon
125
Arbor Realty Trust
ABR
$535M
$8.24M 0.06%
444,867
+220,542
+98% +$3.99M
2020 Q3
4 quarters
3 4
5
6 7

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ACI
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RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
Meritage Portfolio Management Overland Park, Kansas $1.51B AUM 26.61% 1-Year Est. Return

UBS O'Connor's Q3 2021 Portfolio in Review

As of Q3 2021, UBS O'Connor held 1,083 positions worth $12.7B, up 14% from $11.2B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

UBS O'Connor deployed $1.43B of net new capital in Q3 2021, opening 213 new positions and adding to 181 existing holdings. Its largest new stake was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 14% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $30.1M trimmed.

  • UBS O'Connor's largest Q3 2021 buy was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.
  • UBS O'Connor added most to Nuance Communications, Inc. in Q3 2021, an estimated $1.07B increase.
  • UBS O'Connor's biggest Q3 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $30.1M.
  • UBS O'Connor fully exited Maxim Integrated Products in Q3 2021, selling an estimated $850M.
  • UBS O'Connor's ten largest holdings make up 60% of its $12.7B portfolio in Q3 2021.
  • UBS O'Connor opened 213 new positions and closed 169 in Q3 2021.
  • UBS O'Connor's portfolio value rose 14% quarter-over-quarter to $12.7B.

Based on UBS O'Connor's 13F filing for Q3 2021, filed 12 Nov 2021.