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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+4.71%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$6.94B
AUM Growth
+$2.04B
Cap. Flow
+$1.34B
Cap. Flow %
19.35%
Top 10 Hldgs %
41.92%
Holding
1,156
New
575
Increased
91
Reduced
107
Closed
351

Top Buys

Rank Stock Value
1
INFO
IHS Markit Ltd. Common Shares
INFO
+$500M
2
RP
RealPage, Inc.
RP
+$245M
3
WORK
Slack Technologies, Inc.
WORK
+$188M
4
ALXN
Alexion Pharmaceuticals
ALXN
+$157M
5
GWPH
GW Pharmaceuticals Plc American Depositary Shares
GWPH
+$148M

Top Sells

Rank Stock Value
1
TIF
Tiffany & Co.
TIF
+$309M
2
CXO
CONCHO RESOURCES INC.
CXO
+$240M
3
ACIA
Acacia Communications Inc
ACIA
+$73.4M
4
EV
Eaton Vance Corp.
EV
+$67.7M
5
FIT
Fitbit, Inc. Class A common stock
FIT
+$65.3M

Sector Composition

Rank Sector Weight
1 Technology 16.6%
2 Financials 10.11%
3 Healthcare 9.99%
4 Industrials 9.81%
5 Communication Services 9.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ELS icon
101
Equity Lifestyle Properties
ELS
$12.5B
$8.15M 0.12%
128,100
-196,500
-61% -$12.2M
JOBY icon
102
Joby Aviation
JOBY
$8.1B
$8.15M 0.12%
803,132
-474,368
-37% -$5.75M
NFH
103
DELISTED
New Frontier Health Corporation Ordinary Shares
NFH
$8.09M 0.12%
716,265
-401,396
-36% -$4.08M
GWW icon
104
W.W. Grainger
GWW
$60.4B
$8.02M 0.12%
+20,000
New +$7.73M
CVIIU
105
DELISTED
Churchill Capital Corp VII Units
CVIIU
$7.98M 0.11%
+800,000
New +$8.26M
UHG
106
DELISTED
United Homes Group
UHG
$7.95M 0.11%
+814,275
New +$7.94M
TWCT
107
DELISTED
TWC Tech Holdings II Corp. Class A Common Stock
TWCT
$7.87M 0.11%
799,449
-21,801
-3% -$229K
PNTM
108
DELISTED
Pontem Corporation
PNTM
$7.74M 0.11%
+799,971
New +$7.79M
RKLB icon
109
Rocket Lab Corp
RKLB
$47.3B
$7.72M 0.11%
651,742
-78,258
-11% -$868K
CDLX icon
110
Cardlytics
CDLX
$20.4M
$7.68M 0.11%
+7,000
New +$9.24M
CPUH.U
111
DELISTED
Compute Health Acquisition Corp. Units, each consisting of one share of Class A common stock and one-quarter of one redeemable warrant
CPUH.U
$7.57M 0.11%
+749,972
New +$7.89M
GSEVU
112
DELISTED
Gores Holdings VII, Inc. Units
GSEVU
$7.47M 0.11%
+750,000
New +$7.64M
SLACU
113
DELISTED
Social Leverage Acquisition Corp I Units, each consisting of one share of Class A common stock and one-fourth of one redeemable warrant
SLACU
$7.46M 0.11%
+750,000
New +$7.74M
PPG icon
114
PPG Industries
PPG
$26B
$7.45M 0.11%
49,547
+26,495
+115% +$3.8M
FVIV.U
115
DELISTED
Fortress Value Acquisition Corp. IV Units, each consisting of one share of Class A common stock and one-eighth of one redeemable Warrant
FVIV.U
$7.43M 0.11%
+750,490
New +$7.49M
PRPB
116
DELISTED
CC Neuberger Principal Holdings II Class A Ordinary Shares
PRPB
$7.42M 0.11%
752,937
-511,800
-40% -$5.36M
TBCPU
117
DELISTED
Thunder Bridge Capital Partners III Inc. Units
TBCPU
$7.42M 0.11%
+749,972
New +$7.67M
LHAA
118
DELISTED
Lerer Hippeau Acquisition Corp. Class A Common Stock
LHAA
$7.42M 0.11%
+750,490
New +$7.47M
GDRX icon
119
GoodRx Holdings
GDRX
$1.26B
$7.41M 0.11%
190,000
+15,000
+9% +$675K
FVT
120
DELISTED
Fortress Value Acquisition Corp. III
FVT
$7.41M 0.11%
+749,972
New +$7.49M
NOAC
121
DELISTED
Natural Order Acquisition Corp. Common Stock
NOAC
$7.37M 0.11%
+752,937
New +$7.94M
EXE
122
Expand Energy Corp
EXE
$21.3B
$7.36M 0.11%
+169,513
New +$7.47M
EQD
123
DELISTED
Equity Distribution Acquisition Corp.
EQD
$7.18M 0.1%
724,874
-187,626
-21% -$1.94M
GWH icon
124
ESS Tech
GWH
$19.8M
$7.11M 0.1%
48,325
+2,700
+6% +$419K
VICI icon
125
VICI Properties
VICI
$29.2B
$7.1M 0.1%
251,400
+138,700
+123% +$3.76M
3 4
5
6 7

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SAG
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ACI
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TCOV
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RC
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A
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CGL
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CB
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UBS O'Connor's Q1 2021 Portfolio in Review

As of Q1 2021, UBS O'Connor held 1,156 positions worth $6.94B, up 42% from $4.9B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

UBS O'Connor deployed $1.34B of net new capital in Q1 2021, opening 575 new positions and adding to 91 existing holdings. Its largest new stake was IHS Markit Ltd. Common Shares: 5,470,177 shares worth $529M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 12% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $18.7M trimmed.

  • UBS O'Connor's largest Q1 2021 buy was IHS Markit Ltd. Common Shares: 5,470,177 shares worth $529M.
  • UBS O'Connor added most to RealPage, Inc. in Q1 2021, an estimated $245M increase.
  • UBS O'Connor's biggest Q1 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $18.7M.
  • UBS O'Connor fully exited Tiffany & Co. in Q1 2021, selling an estimated $309M.
  • UBS O'Connor's ten largest holdings make up 42% of its $6.94B portfolio in Q1 2021.
  • UBS O'Connor opened 575 new positions and closed 351 in Q1 2021.
  • UBS O'Connor's portfolio value rose 42% quarter-over-quarter to $6.94B.

Based on UBS O'Connor's 13F filing for Q1 2021, filed 14 May 2021.