We are live on ! Find out more
UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+10.95%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$3.53B
AUM Growth
-$60.5M
Cap. Flow
-$649M
Cap. Flow %
-18.37%
Top 10 Hldgs %
46.78%
Holding
411
New
105
Increased
79
Reduced
73
Closed
94

Top Buys

Rank Stock Value
1
WCG
Wellcare Health Plans, Inc.
WCG
+$198M
2
AMTD
TD Ameritrade Holding Corp
AMTD
+$140M
3
TIF
Tiffany & Co.
TIF
+$119M
4
CY
Cypress Semiconductor
CY
+$76M
5
MDCO
Medicines Co
MDCO
+$64.5M

Top Sells

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$545M
2
STI
SunTrust Banks, Inc.
STI
+$231M
3
GWR
Genesee & Wyoming Inc.
GWR
+$170M
4
AABA
Altaba Inc
AABA
+$72.2M
5
ACEL icon
Accel Entertainment
ACEL
+$33.9M

Sector Composition

Rank Sector Weight
1 Technology 19.08%
2 Consumer Discretionary 8.09%
3 Real Estate 7.1%
4 Financials 7.07%
5 Industrials 3.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DLTR icon
101
Dollar Tree
DLTR
$24.9B
$6.11M 0.17%
+65,000
New +$6.82M
POST icon
102
Post Holdings
POST
$4.09B
$6M 0.17%
84,040
-458,400
-85% -$31.4M
FR icon
103
First Industrial Realty Trust
FR
$8.4B
$5.91M 0.17%
142,400
+1,500
+1% +$61.8K
TRNO icon
104
Terreno Realty
TRNO
$7.2B
$5.91M 0.17%
+109,100
New +$5.96M
AMHCU
105
DELISTED
Amplitude Healthcare Acquisition Corporation Unit
AMHCU
$5.54M 0.16%
+550,000
New +$5.51M
OUT icon
106
Outfront Media
OUT
$5.48B
$5.35M 0.15%
202,585
+31,800
+19% +$818K
S
107
DELISTED
Sprint Corporation
S
$5.31M 0.15%
+1,019,976
New +$5.98M
HIW icon
108
Highwoods Properties
HIW
$3.47B
$5.26M 0.15%
107,600
+27,100
+34% +$1.25M
SPLK
109
DELISTED
Splunk Inc
SPLK
$5.24M 0.15%
+35,000
New +$4.6M
LTHM
110
DELISTED
Livent Corporation
LTHM
$5.13M 0.15%
+600,000
New +$4.59M
SAQNU
111
DELISTED
Software Acquisition Group Inc. Unit
SAQNU
$5.08M 0.14%
+500,000
New +$5.06M
P
112
Everpure Inc
P
$29B
$5.05M 0.14%
295,000
+145,000
+97% +$2.56M
EQIX icon
113
Equinix
EQIX
$104B
$5.02M 0.14%
8,600
+4,600
+115% +$2.58M
OBDC icon
114
Blue Owl Capital
OBDC
$5.61B
$5.01M 0.14%
280,000
-206,582
-42% -$3.61M
RPM icon
115
RPM International
RPM
$14.8B
$4.99M 0.14%
65,000
-125,000
-66% -$9.07M
LFLY
116
DELISTED
Leafly Holdings, Inc. Common Stock
LFLY
$4.87M 0.14%
+25,000
New +$4.87M
ZG icon
117
Zillow
ZG
$7.72B
$4.8M 0.14%
+105,000
New +$3.88M
HLF icon
118
Herbalife
HLF
$1.19B
$4.77M 0.13%
100,000
-180,000
-64% -$7.8M
SAIL
119
DELISTED
SailPoint Technologies Holdings, Inc. Common Stock
SAIL
$4.72M 0.13%
+200,000
New +$4.37M
MDB icon
120
MongoDB
MDB
$29.8B
$4.61M 0.13%
+35,000
New +$4.6M
PLD icon
121
Prologis
PLD
$130B
$4.45M 0.13%
49,900
+10,700
+27% +$949K
ALGR
122
DELISTED
Allegro Merger Corp
ALGR
$4.45M 0.13%
+434,800
New +$4.43M
AVB icon
123
AvalonBay Communities
AVB
$26.6B
$4.43M 0.13%
21,118
-15,382
-42% -$3.3M
ELAN icon
124
Elanco Animal Health
ELAN
$12.1B
$4.42M 0.13%
150,000
-320,000
-68% -$8.7M
LACQ
125
DELISTED
Leisure Acquisition Corp.
LACQ
$4.38M 0.12%
420,365
– –
3 4
5
6 7

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q4 2019 Portfolio in Review

As of Q4 2019, UBS O'Connor held 411 positions worth $3.53B, down 1.7% from $3.59B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

UBS O'Connor withdrew a net $649M in Q4 2019, closing 94 positions and reducing 73 holdings. Its most notable exit was Celgene Corp, an estimated $545M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Real Estate.

Against the trend, UBS O'Connor opened a new position in TD Ameritrade Holding Corp worth $160M.

  • UBS O'Connor's largest Q4 2019 buy was TD Ameritrade Holding Corp: 3,221,718 shares worth $160M.
  • UBS O'Connor added most to Wellcare Health Plans, Inc. in Q4 2019, an estimated $198M increase.
  • UBS O'Connor's biggest Q4 2019 reduction was Post Holdings, cutting an estimated $31.4M.
  • UBS O'Connor fully exited Celgene Corp in Q4 2019, selling an estimated $545M.
  • UBS O'Connor's ten largest holdings make up 47% of its $3.53B portfolio in Q4 2019.
  • UBS O'Connor opened 105 new positions and closed 94 in Q4 2019.
  • UBS O'Connor's portfolio value fell 1.7% quarter-over-quarter to $3.53B.

Based on UBS O'Connor's 13F filing for Q4 2019, filed 14 Feb 2020.