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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+10.95%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$3.53B
AUM Growth
-$60.5M
Cap. Flow
-$728M
Cap. Flow %
-20.59%
Top 10 Hldgs %
46.78%
Holding
411
New
105
Increased
79
Reduced
73
Closed
94
Avg Time Held Equity + Options
2.4 quarters
Top 10 Avg Time Held Equity + Options
0.7 quarters
Top 20 Avg Time Held Equity + Options
0.9 quarters
Avg Time Held Equity only
2.6 quarters
Top 10 Avg Time Held Equity only
0.7 quarters
Top 20 Avg Time Held Equity only
0.9 quarters

Top Buys

Rank Stock Value
1
WCG
Wellcare Health Plans, Inc.
WCG
+$198M
2
AMTD icon
TD Ameritrade Holding Corp
AMTD
+$140M
3
TIF
Tiffany & Co.
TIF
+$119M
4
CY
Cypress Semiconductor
CY
+$76M
5
MDCO
Medicines Co
MDCO
+$64.5M

Top Sells

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$545M
2
STI icon
SunTrust Banks, Inc.
STI
+$231M
3
GWR
Genesee & Wyoming Inc.
GWR
+$170M
4
AABA
Altaba Inc
AABA
+$72.2M
5
ACEL icon
Accel Entertainment
ACEL
+$33.9M

Sector Composition

Rank Sector Weight
1 Miscellaneous 20.38%
2 Healthcare 19.5%
3 Technology 19.08%
4 Consumer Discretionary 11.89%
5 Communication Services 7.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
DLTR icon
101
Dollar Tree
DLTR
$22.3B
$6.11M 0.17%
+65,000
New +$6.82M
2019 Q4
0 quarters
POST icon
102
Post Holdings
POST
$3.39B
$6M 0.17%
84,040
-458,400
-85% -$31.4M
2013 Q4
24 quarters
FR icon
103
First Industrial Realty Trust
FR
$7.88B
$5.91M 0.17%
142,400
+1,500
+1% +$61.8K
2018 Q3
5 quarters
TRNO icon
104
Terreno Realty
TRNO
$7.06B
$5.91M 0.17%
+109,100
New +$5.96M
2019 Q4
0 quarters
AMHCU
105
DELISTED
Amplitude Healthcare Acquisition Corporation Unit
AMHCU
$5.54M 0.16%
+550,000
New +$5.51M
2019 Q4
0 quarters
OUT icon
106
Outfront Media
OUT
$5.28B
$5.35M 0.15%
202,585
+31,800
+19% +$818K
2019 Q1
3 quarters
S icon
107
DELISTED
Sprint Corporation
S
$5.31M 0.15%
+1,019,976
New +$5.98M
2019 Q4
0 quarters
HIW icon
108
Highwoods Properties
HIW
$3.2B
$5.26M 0.15%
107,600
+27,100
+34% +$1.25M
2019 Q3
1 quarter
SPLK icon
109
DELISTED
Splunk Inc
SPLK
$5.24M 0.15%
+35,000
New +$4.6M
2019 Q4
0 quarters
LTHM
110
DELISTED
Livent Corporation
LTHM
$5.13M 0.15%
+600,000
New +$4.59M
2019 Q4
0 quarters
SAQNU
111
DELISTED
Software Acquisition Group Inc. Unit
SAQNU
$5.08M 0.14%
+500,000
New +$5.06M
2019 Q4
0 quarters
P icon
112
Everpure Inc
P
$51.5B
$5.05M 0.14%
295,000
+145,000
+97% +$2.56M
2018 Q4
4 quarters
EQIX icon
113
Equinix
EQIX
$101B
$5.02M 0.14%
8,600
+4,600
+115% +$2.58M
2018 Q1
7 quarters
OBDC icon
114
Blue Owl Capital
OBDC
$4.99B
$5.01M 0.14%
280,000
-206,582
-42% -$3.61M
2019 Q3
1 quarter
RPM icon
115
RPM International
RPM
$12.5B
$4.99M 0.14%
65,000
-125,000
-66% -$9.07M
2018 Q2
6 quarters
LFLY icon
116
DELISTED
Leafly Holdings, Inc. Common Stock
LFLY
$4.87M 0.14%
+25,000
New +$4.87M
2019 Q4
0 quarters
ZG icon
117
Zillow
ZG
$6.72B
$4.8M 0.14%
+105,000
New +$3.88M
2019 Q4
0 quarters
HLF icon
118
Herbalife
HLF
$1.37B
$4.77M 0.13%
100,000
-180,000
-64% -$7.8M
2013 Q2
26 quarters
SAIL icon
119
DELISTED
SailPoint Technologies Holdings, Inc. Common Stock
SAIL
$4.72M 0.13%
+200,000
New +$4.37M
2019 Q4
0 quarters
MDB icon
120
MongoDB
MDB
$31.1B
$4.61M 0.13%
+35,000
New +$4.6M
2019 Q4
0 quarters
PLD icon
121
Prologis
PLD
$123B
$4.45M 0.13%
49,900
+10,700
+27% +$949K
2018 Q3
5 quarters
ALGR
122
DELISTED
Allegro Merger Corp
ALGR
$4.45M 0.13%
+434,800
New +$4.43M
2019 Q4
0 quarters
AVB icon
123
DELISTED
AvalonBay Communities
AVB
$4.43M 0.13%
21,118
-15,382
-42% -$3.3M
2019 Q3
1 quarter
ELAN icon
124
Elanco Animal Health
ELAN
$11.5B
$4.42M 0.13%
150,000
-320,000
-68% -$8.7M
2019 Q3
1 quarter
LACQ
125
DELISTED
Leisure Acquisition Corp.
LACQ
$4.38M 0.12%
420,365
– –
2019 Q3
1 quarter
3 4
5
6 7

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FNBT
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ACI
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RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
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UBS O'Connor's Q4 2019 Portfolio in Review

As of Q4 2019, UBS O'Connor held 411 positions worth $3.53B, down 1.7% from $3.59B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

UBS O'Connor withdrew a net $728M in Q4 2019, closing 94 positions and reducing 73 holdings. Its most notable exit was Celgene Corp, an estimated $545M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 20% of assets, up from 18% a quarter earlier, followed by Healthcare and Technology.

Against the trend, UBS O'Connor opened a new position in TD Ameritrade Holding Corp worth $160M.

  • UBS O'Connor's largest Q4 2019 buy was TD Ameritrade Holding Corp: 3,221,718 shares worth $160M.
  • UBS O'Connor added most to Wellcare Health Plans, Inc. in Q4 2019, an estimated $198M increase.
  • UBS O'Connor's biggest Q4 2019 reduction was Post Holdings, cutting an estimated $31.4M.
  • UBS O'Connor fully exited Celgene Corp in Q4 2019, selling an estimated $545M.
  • UBS O'Connor's ten largest holdings make up 47% of its $3.53B portfolio in Q4 2019.
  • UBS O'Connor opened 105 new positions and closed 94 in Q4 2019.
  • UBS O'Connor's portfolio value fell 1.7% quarter-over-quarter to $3.53B.

Based on UBS O'Connor's 13F filing for Q4 2019, filed 14 Feb 2020.