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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+2.98%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.64B
AUM Growth
-$1.24B
Cap. Flow
-$1.68B
Cap. Flow %
-29.75%
Top 10 Hldgs %
43.17%
Holding
450
New
103
Increased
55
Reduced
97
Closed
161
Avg Time Held Equity + Options
2.8 quarters
Top 10 Avg Time Held Equity + Options
1.4 quarters
Top 20 Avg Time Held Equity + Options
1.5 quarters
Avg Time Held Equity only
2.8 quarters
Top 10 Avg Time Held Equity only
1.4 quarters
Top 20 Avg Time Held Equity only
1.5 quarters

Top Buys

Rank Stock Value
1
AET
Aetna Inc
AET
+$235M
2
BDX icon
Becton Dickinson
BDX
+$178M
3
MON
Monsanto Co
MON
+$151M
4
COL
Rockwell Collins
COL
+$137M
5
NXPI icon
NXP Semiconductors
NXPI
+$114M

Top Sells

Rank Stock Value
1
BCR
CR Bard Inc.
BCR
+$482M
2
LVLT
Level 3 Communications Inc
LVLT
+$259M
3
TWX
Time Warner Inc
TWX
+$237M
4
ALR
Alere Inc
ALR
+$198M
5
ALR.PRB
Alere Inc
ALR.PRB
+$147M

Sector Composition

Rank Sector Weight
1 Communication Services 13.38%
2 Technology 12.72%
3 Miscellaneous 12.25%
4 Materials 11.07%
5 Industrials 10.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
WEX icon
101
WEX
WEX
$5.88B
$8.02M 0.14%
+56,774
New +$7.1M
2017 Q4
0 quarters
JPM icon
102
JPMorgan Chase
JPM
$885B
$7.86M 0.14%
+73,500
New +$7.44M
2017 Q4
0 quarters
ADSK icon
103
Autodesk
ADSK
$49.2B
$7.85M 0.14%
+74,864
New +$8.73M
2017 Q4
0 quarters
IBKC
104
DELISTED
IBERIABANK Corp
IBKC
$7.82M 0.14%
+100,865
New +$7.75M
2017 Q4
0 quarters
CY
105
DELISTED
Cypress Semiconductor
CY
$7.59M 0.13%
498,034
+475,787
+2,139% +$7.56M
2017 Q1
3 quarters
VMW
106
DELISTED
VMware, Inc
VMW
$7.52M 0.13%
60,000
-125,165
-68% -$15M
2014 Q4
12 quarters
CP icon
107
Canadian Pacific Kansas City
CP
$74.2B
$7.31M 0.13%
200,000
-250,850
-56% -$8.74M
2017 Q1
3 quarters
DIS icon
108
Walt Disney
DIS
$187B
$7.24M 0.13%
67,384
+60,884
+937% +$6.27M
2016 Q3
5 quarters
BERY icon
109
DELISTED
Berry Global Group, Inc.
BERY
$7.17M 0.13%
133,017
-50,449
-27% -$2.74M
2016 Q4
4 quarters
TCOM icon
110
Trip.com Group
TCOM
$24.5B
$6.77M 0.12%
153,496
+23,197
+18% +$1.11M
2015 Q4
8 quarters
SVU
111
DELISTED
SUPERVALU Inc.
SVU
$6.77M 0.12%
313,276
-340,674
-52% -$6.22M
2016 Q3
5 quarters
HIG icon
112
Hartford Financial Services
HIG
$35B
$6.75M 0.12%
+120,000
New +$6.69M
2017 Q4
0 quarters
BBL
113
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$6.68M 0.12%
165,876
-39,865
-19% -$1.48M
2015 Q3
9 quarters
BURL icon
114
Burlington
BURL
$17.4B
$6.67M 0.12%
+54,207
New +$5.52M
2017 Q4
0 quarters
USB icon
115
US Bancorp
USB
$88.9B
$6.6M 0.12%
+123,108
New +$6.62M
2017 Q4
0 quarters
EA icon
116
DELISTED
Electronic Arts
EA
$6.55M 0.12%
+62,350
New +$6.93M
2017 Q4
0 quarters
RS icon
117
Reliance Steel & Aluminium
RS
$20.5B
$6.43M 0.11%
74,923
+43,972
+142% +$3.46M
2017 Q3
1 quarter
ATVI
118
DELISTED
Activision Blizzard
ATVI
$6.37M 0.11%
100,601
-102,173
-50% -$6.46M
2016 Q4
4 quarters
STLD icon
119
Steel Dynamics
STLD
$34.2B
$6.31M 0.11%
146,260
-267,545
-65% -$10.3M
2017 Q3
1 quarter
TECK icon
120
Teck Resources
TECK
$33.4B
$6.18M 0.11%
236,010
+68,861
+41% +$1.57M
2017 Q1
3 quarters
PPLI icon
121
People Inc
PPLI
$3.04B
$6M 0.11%
274,516
+75,650
+38% +$1.69M
2017 Q2
2 quarters
VMC icon
122
Vulcan Materials
VMC
$31.7B
$6M 0.11%
46,734
-23,202
-33% -$2.83M
2017 Q1
3 quarters
META icon
123
Meta Platforms (Facebook)
META
$1.83T
$5.89M 0.1%
33,401
-76,117
-70% -$13.5M
2016 Q3
5 quarters
SPY icon
124
State Street SPDR S&P 500 ETF Trust
SPY
$833B
$5.83M 0.1%
21,832
-22,218
-50% -$5.78M
2013 Q3
17 quarters
BABA icon
125
Alibaba
BABA
$277B
$5.7M 0.1%
33,035
-44,637
-57% -$8M
2017 Q2
2 quarters
3 4
5
6 7

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CGL
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JCM
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UBS O'Connor's Q4 2017 Portfolio in Review

As of Q4 2017, UBS O'Connor held 450 positions worth $5.64B, down 18% from $6.88B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

UBS O'Connor withdrew a net $1.68B in Q4 2017, closing 161 positions and reducing 97 holdings. Its most notable exit was CR Bard Inc., an estimated $482M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 13% of assets, down from 17% a quarter earlier, followed by Technology and Miscellaneous.

Against the trend, UBS O'Connor opened a new position in Aetna Inc worth $246M.

  • UBS O'Connor's largest Q4 2017 buy was Aetna Inc: 1,365,000 shares worth $246M.
  • UBS O'Connor added most to Monsanto Co in Q4 2017, an estimated $151M increase.
  • UBS O'Connor's biggest Q4 2017 reduction was Time Warner Inc, cutting an estimated $237M.
  • UBS O'Connor fully exited CR Bard Inc. in Q4 2017, selling an estimated $482M.
  • UBS O'Connor's ten largest holdings make up 43% of its $5.64B portfolio in Q4 2017.
  • UBS O'Connor opened 103 new positions and closed 161 in Q4 2017.
  • UBS O'Connor's portfolio value fell 18% quarter-over-quarter to $5.64B.

Based on UBS O'Connor's 13F filing for Q4 2017, filed 14 Feb 2018.