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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+2.98%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.64B
AUM Growth
-$1.24B
Cap. Flow
-$2.3B
Cap. Flow %
-40.75%
Top 10 Hldgs %
43.17%
Holding
450
New
103
Increased
55
Reduced
97
Closed
161

Top Buys

Rank Stock Value
1
AET
Aetna Inc
AET
+$235M
2
BDX icon
Becton Dickinson
BDX
+$178M
3
MON
Monsanto Co
MON
+$151M
4
COL
Rockwell Collins
COL
+$137M
5
NXPI icon
NXP Semiconductors
NXPI
+$114M

Top Sells

Rank Stock Value
1
BCR
CR Bard Inc.
BCR
+$482M
2
LVLT
Level 3 Communications Inc
LVLT
+$259M
3
TWX
Time Warner Inc
TWX
+$237M
4
ALR
Alere Inc
ALR
+$198M
5
ALR.PRB
Alere Inc
ALR.PRB
+$147M

Sector Composition

Rank Sector Weight
1 Communication Services 13.37%
2 Technology 12.72%
3 Materials 10.95%
4 Financials 10%
5 Consumer Discretionary 9.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WEX icon
101
WEX
WEX
$6.46B
$8.02M 0.14%
+56,774
New +$7.1M
JPM icon
102
JPMorgan Chase
JPM
$947B
$7.86M 0.14%
+73,500
New +$7.44M
ADSK icon
103
Autodesk
ADSK
$51.2B
$7.85M 0.14%
+74,864
New +$8.73M
IBKC
104
DELISTED
IBERIABANK Corp
IBKC
$7.82M 0.14%
+100,865
New +$7.75M
CY
105
DELISTED
Cypress Semiconductor
CY
$7.59M 0.13%
498,034
+475,787
+2,139% +$7.56M
VMW
106
DELISTED
VMware, Inc
VMW
$7.52M 0.13%
60,000
-125,165
-68% -$15M
CP icon
107
Canadian Pacific Kansas City
CP
$79.3B
$7.31M 0.13%
200,000
-250,850
-56% -$8.74M
DIS icon
108
Walt Disney
DIS
$182B
$7.24M 0.13%
67,384
+60,884
+937% +$6.27M
BERY
109
DELISTED
Berry Global Group, Inc.
BERY
$7.17M 0.13%
133,017
-50,449
-27% -$2.74M
TCOM icon
110
Trip.com Group
TCOM
$29.1B
$6.77M 0.12%
153,496
+23,197
+18% +$1.11M
SVU
111
DELISTED
SUPERVALU Inc.
SVU
$6.77M 0.12%
313,276
-340,674
-52% -$6.22M
HIG icon
112
Hartford Financial Services
HIG
$39.6B
$6.75M 0.12%
+120,000
New +$6.69M
BBL
113
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$6.68M 0.12%
165,876
-39,865
-19% -$1.48M
BURL icon
114
Burlington
BURL
$23.4B
$6.67M 0.12%
+54,207
New +$5.52M
USB icon
115
US Bancorp
USB
$99.4B
$6.6M 0.12%
+123,108
New +$6.62M
EA icon
116
Electronic Arts
EA
$6.55M 0.12%
+62,350
New +$6.93M
RS icon
117
Reliance Steel & Aluminium
RS
$21.3B
$6.43M 0.11%
74,923
+43,972
+142% +$3.46M
ATVI
118
DELISTED
Activision Blizzard
ATVI
$6.37M 0.11%
100,601
-102,173
-50% -$6.46M
STLD icon
119
Steel Dynamics
STLD
$37.5B
$6.31M 0.11%
146,260
-267,545
-65% -$10.3M
TECK icon
120
Teck Resources
TECK
$32.4B
$6.18M 0.11%
236,010
+68,861
+41% +$1.57M
PPLI
121
People Inc
PPLI
$3.2B
$6M 0.11%
274,516
+75,650
+38% +$1.69M
VMC icon
122
Vulcan Materials
VMC
$36.5B
$6M 0.11%
46,734
-23,202
-33% -$2.83M
META icon
123
Meta Platforms (Facebook)
META
$1.5T
$5.89M 0.1%
33,401
-76,117
-70% -$13.5M
SPY icon
124
State Street SPDR S&P 500 ETF Trust
SPY
$818B
$5.83M 0.1%
21,832
-22,218
-50% -$5.78M
BABA icon
125
Alibaba
BABA
$304B
$5.7M 0.1%
33,035
-44,637
-57% -$8M
3 4
5
6 7

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FNBT
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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
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UBS O'Connor's Q4 2017 Portfolio in Review

As of Q4 2017, UBS O'Connor held 450 positions worth $5.64B, down 18% from $6.88B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

UBS O'Connor withdrew a net $2.3B in Q4 2017, closing 161 positions and reducing 97 holdings. Its most notable exit was CR Bard Inc., an estimated $482M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 13% of assets, down from 17% a quarter earlier, followed by Technology and Materials.

Against the trend, UBS O'Connor opened a new position in Aetna Inc worth $246M.

  • UBS O'Connor's largest Q4 2017 buy was Aetna Inc: 1,365,000 shares worth $246M.
  • UBS O'Connor added most to Monsanto Co in Q4 2017, an estimated $151M increase.
  • UBS O'Connor's biggest Q4 2017 reduction was Time Warner Inc, cutting an estimated $237M.
  • UBS O'Connor fully exited CR Bard Inc. in Q4 2017, selling an estimated $482M.
  • UBS O'Connor's ten largest holdings make up 43% of its $5.64B portfolio in Q4 2017.
  • UBS O'Connor opened 103 new positions and closed 161 in Q4 2017.
  • UBS O'Connor's portfolio value fell 18% quarter-over-quarter to $5.64B.

Based on UBS O'Connor's 13F filing for Q4 2017, filed 14 Feb 2018.