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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+4.38%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$6.88B
AUM Growth
+$766M
Cap. Flow
+$1.21B
Cap. Flow %
17.57%
Top 10 Hldgs %
39.32%
Holding
527
New
147
Increased
85
Reduced
83
Closed
185

Top Buys

Rank Stock Value
1
BCR
CR Bard Inc.
BCR
+$198M
2
ALR
Alere Inc
ALR
+$196M
3
SNI
Scripps Networks Interactive, Inc Common Class A
SNI
+$185M
4
COL
Rockwell Collins
COL
+$182M
5
TWX
Time Warner Inc
TWX
+$146M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$377M
2
WOOF
VCA Inc.
WOOF
+$199M
3
TAP icon
Molson Coors Class B
TAP
+$72.3M
4
BIDU icon
Baidu
BIDU
+$53.6M
5
DHR icon
Danaher
DHR
+$43.1M

Sector Composition

Rank Sector Weight
1 Communication Services 16.91%
2 Industrials 10.77%
3 Consumer Discretionary 10.44%
4 Technology 9.3%
5 Consumer Staples 8.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PPG icon
101
PPG Industries
PPG
$26B
$10.7M 0.16%
98,645
-354,249
-78% -$37.7M
BJRI icon
102
BJ's Restaurants
BJRI
$1.49B
$10.5M 0.15%
344,880
+14,201
+4% +$460K
VEON icon
103
VEON
VEON
$3.87B
$10.4M 0.15%
+99,917
New +$10.2M
TPGH.U
104
DELISTED
TPG Pace Holdings Corp. Units, each consisting of one Class A ordinary share, $.0001 par value, and
TPGH.U
$10.3M 0.15%
1,000,000
– –
NTAP icon
105
NetApp
NTAP
$37.6B
$10.2M 0.15%
+232,500
New +$9.6M
COTY icon
106
Coty
COTY
$2.39B
$10.1M 0.15%
612,394
-212,606
-26% -$3.85M
KO icon
107
Coca-Cola
KO
$374B
$10M 0.15%
222,175
-677,825
-75% -$30.8M
PM icon
108
Philip Morris
PM
$293B
$9.99M 0.15%
90,000
+53,400
+146% +$6.21M
FRPT icon
109
Freshpet
FRPT
$3.28B
$9.9M 0.14%
632,880
+122,880
+24% +$1.98M
SBUX icon
110
Starbucks
SBUX
$120B
$9.75M 0.14%
181,471
+96,585
+114% +$5.35M
GGP
111
DELISTED
GGP Inc.
GGP
$9.57M 0.14%
+460,936
New +$10.1M
BERY
112
DELISTED
Berry Global Group, Inc.
BERY
$9.54M 0.14%
183,466
+151,616
+476% +$7.92M
LGF.B
113
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
$9.54M 0.14%
300,000
-433,212
-59% -$12.1M
AAL icon
114
American Airlines Group
AAL
$10.6B
$9.51M 0.14%
200,295
-573,965
-74% -$27.8M
ESV
115
DELISTED
Ensco Rowan plc
ESV
$9.45M 0.14%
395,691
+300,657
+316% +$6M
NUAN
116
DELISTED
Nuance Communications, Inc.
NUAN
$9.42M 0.14%
+692,334
New +$9.89M
WBD icon
117
Warner Bros
WBD
$66.2B
$9.3M 0.14%
+436,965
New +$10.3M
DD icon
118
DuPont de Nemours
DD
$19.5B
$9.26M 0.13%
+52,829
New +$8.82M
RIG icon
119
Transocean
RIG
$5.71B
$9.14M 0.13%
849,397
+488,380
+135% +$4.21M
LQD icon
120
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.9B
$9.09M 0.13%
75,000
+25,000
+50% +$3.02M
UNFI icon
121
United Natural Foods
UNFI
$2.9B
$8.94M 0.13%
+215,000
New +$8M
TRTN
122
DELISTED
Triton International Limited
TRTN
$8.83M 0.13%
+265,246
New +$9.14M
K
123
DELISTED
Kellanova
K
$8.77M 0.13%
149,765
-338,651
-69% -$21.4M
HTLD icon
124
Heartland Express
HTLD
$952M
$8.76M 0.13%
349,250
-175,750
-33% -$3.83M
IIP
125
DELISTED
INTERNAP NETWORK SERVICES CORPORATION
IIP
$8.74M 0.13%
2,010,349
-2,083,601
-51% -$9.06M
3 4
5
6 7

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FNBT
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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
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CB
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UBS O'Connor's Q3 2017 Portfolio in Review

As of Q3 2017, UBS O'Connor held 527 positions worth $6.88B, up 13% from $6.11B the previous quarter. Its ten largest holdings account for 39% of the portfolio.

UBS O'Connor deployed $1.21B of net new capital in Q3 2017, opening 147 new positions and adding to 85 existing holdings. Its largest new stake was Alere Inc: 3,919,823 shares worth $198M.

By sector, the portfolio is most concentrated in Communication Services at 17% of assets, up from 14% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Molson Coors Class B, an estimated $72.3M trimmed.

  • UBS O'Connor's largest Q3 2017 buy was Alere Inc: 3,919,823 shares worth $198M.
  • UBS O'Connor added most to CR Bard Inc. in Q3 2017, an estimated $198M increase.
  • UBS O'Connor's biggest Q3 2017 reduction was Molson Coors Class B, cutting an estimated $72.3M.
  • UBS O'Connor fully exited Reynolds American Inc in Q3 2017, selling an estimated $377M.
  • UBS O'Connor's ten largest holdings make up 39% of its $6.88B portfolio in Q3 2017.
  • UBS O'Connor opened 147 new positions and closed 185 in Q3 2017.
  • UBS O'Connor's portfolio value rose 13% quarter-over-quarter to $6.88B.

Based on UBS O'Connor's 13F filing for Q3 2017, filed 14 Nov 2017.