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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+5.99%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.75B
AUM Growth
-$39.4M
Cap. Flow
-$636M
Cap. Flow %
-11.06%
Top 10 Hldgs %
22.09%
Holding
798
New
336
Increased
102
Reduced
128
Closed
170

Top Buys

Rank Stock Value
1
CFN
CAREFUSION CORPORATION
CFN
+$125M
2
CVD
COVANCE INC.
CVD
+$75.9M
3
AGN
Allergan Inc
AGN
+$71.6M
4
SIAL
SIGMA - ALDRICH CORP
SIAL
+$69.7M
5
PEP icon
PepsiCo
PEP
+$52.7M

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$72.3M
2
VYX icon
NCR Voyix
VYX
+$64.1M
3
HUM icon
Humana
HUM
+$64M
4
CNQR
CONCUR TECHNOLOGIES INC
CNQR
+$63.4M
5
TSM icon
TSMC
TSM
+$62.3M

Sector Composition

Rank Sector Weight
1 Healthcare 11.85%
2 Consumer Discretionary 11.63%
3 Consumer Staples 10.69%
4 Industrials 10.3%
5 Technology 8.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GRA
101
DELISTED
W.R. Grace & Co.
GRA
$12.6M 0.22%
+132,000
New +$12.3M
CMA
102
DELISTED
Comerica
CMA
$12.6M 0.22%
268,063
+123,146
+85% +$5.78M
UFS
103
DELISTED
DOMTAR CORPORATION (New)
UFS
$12.5M 0.22%
+310,665
New +$12.2M
BRSL
104
Brightstar Lottery PLC
BRSL
$2.03B
$12.3M 0.21%
712,296
+342,596
+93% +$5.76M
FDX icon
105
FedEx
FDX
$74.7B
$12.2M 0.21%
+70,039
New +$11.8M
FSLR icon
106
First Solar
FSLR
$26.2B
$12M 0.21%
+270,000
New +$13.8M
KEY icon
107
KeyCorp
KEY
$24.3B
$12M 0.21%
862,048
+345,837
+67% +$4.6M
TYC
108
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
$11.9M 0.21%
258,639
+150,338
+139% +$6.69M
SHPG
109
DELISTED
Shire pic
SHPG
$11.6M 0.2%
54,371
-102,630
-65% -$21.8M
EPC icon
110
Edgewell Personal Care
EPC
$1.3B
$11.5M 0.2%
120,490
-226,954
-65% -$20.9M
PWR icon
111
Quanta Services
PWR
$100B
$11.2M 0.2%
395,499
-9,929
-2% -$312K
LEA icon
112
Lear
LEA
$7.93B
$11.2M 0.19%
+113,887
New +$10.5M
YELP icon
113
Yelp
YELP
$1.38B
$10.9M 0.19%
199,919
+5,334
+3% +$315K
CPRI icon
114
Capri Holdings
CPRI
$1.72B
$10.9M 0.19%
145,000
-447,515
-76% -$33.3M
ADBE icon
115
Adobe
ADBE
$103B
$10.9M 0.19%
+149,507
New +$10.5M
BHI
116
DELISTED
Baker Hughes
BHI
$10.8M 0.19%
192,249
-39,174
-17% -$2.21M
LVLT
117
DELISTED
Level 3 Communications Inc
LVLT
$10.6M 0.18%
+215,343
New +$9.95M
HYG icon
118
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$10.4M 0.18%
116,500
+100,000
+606% +$9.1M
ETN icon
119
Eaton
ETN
$174B
$10.3M 0.18%
+152,128
New +$10M
AGCO icon
120
AGCO
AGCO
$7.12B
$10.2M 0.18%
+225,000
New +$9.97M
CDK
121
DELISTED
CDK Global, Inc.
CDK
$10.1M 0.17%
+246,660
New +$8.74M
SYY icon
122
Sysco
SYY
$40.4B
$9.92M 0.17%
+250,000
New +$9.69M
WERN icon
123
Werner Enterprises
WERN
$2.21B
$9.91M 0.17%
318,000
-230,184
-42% -$6.48M
WSM icon
124
Williams-Sonoma
WSM
$29.1B
$9.46M 0.16%
+250,000
New +$8.67M
AEP icon
125
American Electric Power
AEP
$68.2B
$9.43M 0.16%
155,355
-110,143
-41% -$6.3M
3 4
5
6 7

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SAG
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ACI
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TCOV
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CGL
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CB
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UBS O'Connor's Q4 2014 Portfolio in Review

As of Q4 2014, UBS O'Connor held 798 positions worth $5.75B, down 0.68% from $5.79B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

UBS O'Connor withdrew a net $636M in Q4 2014, closing 170 positions and reducing 128 holdings. Its most notable exit was NCR Voyix, an estimated $64.1M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 12% of assets, up from 8.1% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

Against the trend, UBS O'Connor opened a new position in CAREFUSION CORPORATION worth $129M.

  • UBS O'Connor's largest Q4 2014 buy was CAREFUSION CORPORATION: 2,168,433 shares worth $129M.
  • UBS O'Connor added most to Allergan Inc in Q4 2014, an estimated $71.6M increase.
  • UBS O'Connor's biggest Q4 2014 reduction was Alibaba, cutting an estimated $72.3M.
  • UBS O'Connor fully exited NCR Voyix in Q4 2014, selling an estimated $64.1M.
  • UBS O'Connor's ten largest holdings make up 22% of its $5.75B portfolio in Q4 2014.
  • UBS O'Connor opened 336 new positions and closed 170 in Q4 2014.
  • UBS O'Connor's portfolio value fell 0.68% quarter-over-quarter to $5.75B.

Based on UBS O'Connor's 13F filing for Q4 2014, filed 13 Feb 2015.