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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+5.71%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.44B
AUM Growth
+$635M
Cap. Flow
+$416M
Cap. Flow %
7.65%
Top 10 Hldgs %
15.63%
Holding
579
New
166
Increased
105
Reduced
70
Closed
180

Top Buys

Rank Stock Value
1
AAL icon
American Airlines Group
AAL
+$66.9M
2
CCI icon
Crown Castle
CCI
+$53.8M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$52M
4
CCI.PRA
Crown Castle International Corp.
CCI.PRA
+$48.4M
5
DLTR icon
Dollar Tree
DLTR
+$42M

Top Sells

Rank Stock Value
1
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$60.5M
2
CL icon
Colgate-Palmolive
CL
+$46.1M
3
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$44.4M
4
WMT icon
Walmart Inc
WMT
+$41.7M
5
M icon
Macy's
M
+$41M

Sector Composition

Rank Sector Weight
1 Real Estate 17.07%
2 Consumer Staples 11.62%
3 Industrials 7.66%
4 Financials 6.61%
5 Consumer Discretionary 6.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PNK
101
DELISTED
Pinnacle Entertainment Inc.
PNK
$16.6M 0.3%
+638,320
New +$15.6M
EDR
102
DELISTED
Education Realty Trust Inc
EDR
$16.5M 0.3%
624,399
+221,582
+55% +$5.94M
NI icon
103
NiSource
NI
$20.8B
$16.4M 0.3%
+1,270,416
New +$15.7M
OKE icon
104
Oneok
OKE
$55.4B
$16.2M 0.3%
+298,265
New +$15M
LPS
105
DELISTED
LENDER PROCESSING SERVICES INC
LPS
$16.1M 0.3%
429,733
+99,733
+30% +$3.45M
WR
106
DELISTED
Westar Energy Inc
WR
$16M 0.29%
497,605
+61,105
+14% +$1.93M
PSB
107
DELISTED
PS Business Parks, Inc.
PSB
$15.8M 0.29%
+207,220
New +$16.1M
FE icon
108
FirstEnergy
FE
$27.4B
$15.5M 0.28%
+469,069
New +$16.5M
OGE icon
109
OGE Energy
OGE
$9.67B
$15.5M 0.28%
455,837
+280,337
+160% +$10M
RLJ icon
110
RLJ Lodging Trust
RLJ
$1.81B
$15.3M 0.28%
630,000
-889,998
-59% -$21.5M
ACC
111
DELISTED
American Campus Communities, Inc.
ACC
$15.2M 0.28%
472,243
-386,181
-45% -$13M
FIS icon
112
Fidelity National Information Services
FIS
$22.1B
$15.1M 0.28%
+281,601
New +$13.9M
LPX icon
113
Louisiana-Pacific
LPX
$5.3B
$15M 0.28%
809,605
+509,816
+170% +$8.67M
FWLT
114
DELISTED
FOSTER WHEELER AG (SWITZERLAND)
FWLT
$14.8M 0.27%
+448,080
New +$13.1M
GME icon
115
GameStop
GME
$8.63B
$14.8M 0.27%
1,200,000
+772,048
+180% +$9.9M
NKE icon
116
Nike
NKE
$62.3B
$14.3M 0.26%
+364,618
New +$14M
APD icon
117
Air Products & Chemicals
APD
$66.8B
$14.1M 0.26%
136,067
+108,908
+401% +$11M
RS icon
118
Reliance Steel & Aluminium
RS
$21.3B
$14M 0.26%
+184,996
New +$13.7M
ES icon
119
Eversource Energy
ES
$27.1B
$13.5M 0.25%
318,372
-44,677
-12% -$1.88M
SIG icon
120
Signet Jewelers
SIG
$3.65B
$13.3M 0.24%
168,832
+139,901
+484% +$10.6M
INFY icon
121
Infosys
INFY
$50.1B
$13.2M 0.24%
+1,865,680
New +$12.6M
LAZ icon
122
Lazard
LAZ
$4.22B
$13.2M 0.24%
+290,657
New +$11.8M
JOY
123
DELISTED
Joy Global Inc
JOY
$13.1M 0.24%
223,999
+97,867
+78% +$5.39M
LTC
124
LTC Properties
LTC
$2.02B
$13M 0.24%
367,358
+100,002
+37% +$3.79M
BPOP icon
125
Popular Inc
BPOP
$11.2B
$12.9M 0.24%
+449,363
New +$12.1M
3 4
5
6 7

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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q4 2013 Portfolio in Review

As of Q4 2013, UBS O'Connor held 579 positions worth $5.44B, up 13% from $4.81B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

UBS O'Connor deployed $416M of net new capital in Q4 2013, opening 166 new positions and adding to 105 existing holdings. Its largest new stake was American Airlines Group: 2,596,600 shares worth $65.6M.

By sector, the portfolio is most concentrated in Real Estate at 17% of assets, up from 15% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was Colgate-Palmolive, an estimated $46.1M trimmed.

  • UBS O'Connor's largest Q4 2013 buy was American Airlines Group: 2,596,600 shares worth $65.6M.
  • UBS O'Connor added most to Crown Castle in Q4 2013, an estimated $53.8M increase.
  • UBS O'Connor's biggest Q4 2013 reduction was Colgate-Palmolive, cutting an estimated $46.1M.
  • UBS O'Connor fully exited ONYX PHARMACEUTICALS INC in Q4 2013, selling an estimated $60.5M.
  • UBS O'Connor's ten largest holdings make up 16% of its $5.44B portfolio in Q4 2013.
  • UBS O'Connor opened 166 new positions and closed 180 in Q4 2013.
  • UBS O'Connor's portfolio value rose 13% quarter-over-quarter to $5.44B.

Based on UBS O'Connor's 13F filing for Q4 2013, filed 13 Feb 2014.