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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+3.87%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$4.81B
AUM Growth
-$531M
Cap. Flow
-$1.24B
Cap. Flow %
-25.85%
Top 10 Hldgs %
18.16%
Holding
673
New
167
Increased
91
Reduced
97
Closed
256
Avg Time Held Equity + Options
0.6 quarters
Top 10 Avg Time Held Equity + Options
0.6 quarters
Top 20 Avg Time Held Equity + Options
0.4 quarters
Avg Time Held Equity only
0.6 quarters
Top 10 Avg Time Held Equity only
0.6 quarters
Top 20 Avg Time Held Equity only
0.4 quarters

Top Buys

Rank Stock Value
1
CL icon
Colgate-Palmolive
CL
+$59.4M
2
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$56.3M
3
SPG icon
Simon Property Group
SPG
+$52M
4
TSM icon
TSMC
TSM
+$45.4M
5
M icon
Macy's
M
+$44.3M

Top Sells

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$167M
2
GDI
GARDNER DENVER,INC
GDI
+$60.4M
3
BMC
BMC SOFTWARE, INC
BMC
+$58.7M
4
SFD icon
SMITHFIELD FOODS,INC
SFD
+$55.2M
5
AAP icon
Advance Auto Parts
AAP
+$48.2M

Sector Composition

Rank Sector Weight
1 Miscellaneous 29.53%
2 Real Estate 16.41%
3 Consumer Staples 12.46%
4 Financials 6.75%
5 Consumer Discretionary 6.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
NEE icon
101
NextEra Energy
NEE
$161B
$12M 0.25%
600,000
+39,996
+7% +$825K
2013 Q2
1 quarter
ED icon
102
Consolidated Edison
ED
$39.2B
$12M 0.25%
+217,500
New +$12.5M
2013 Q3
0 quarters
BKU icon
103
Bankunited
BKU
$3.01B
$11.9M 0.25%
381,792
+296,792
+349% +$8.83M
2013 Q2
1 quarter
CMC icon
104
Commercial Metals
CMC
$7.07B
$11.9M 0.25%
702,363
+381,930
+119% +$5.98M
2013 Q2
1 quarter
RSG icon
105
Republic Services
RSG
$66.4B
$11.7M 0.24%
+351,480
New +$12M
2013 Q3
0 quarters
D icon
106
Dominion Energy
D
$54.2B
$11.4M 0.24%
182,103
-104,407
-36% -$6.19M
2013 Q2
1 quarter
LSTR icon
107
Landstar System
LSTR
$5.74B
$11.2M 0.23%
+199,466
New +$10.9M
2013 Q3
0 quarters
EDR icon
108
DELISTED
Education Realty Trust Inc
EDR
$11M 0.23%
+402,817
New +$11.4M
2013 Q3
0 quarters
LPS
109
DELISTED
LENDER PROCESSING SERVICES INC
LPS
$11M 0.23%
+330,000
New +$10.7M
2013 Q3
0 quarters
SRE icon
110
Sempra
SRE
$53.2B
$10.9M 0.23%
255,000
+80,088
+46% +$3.4M
2013 Q2
1 quarter
KEY icon
111
KeyCorp
KEY
$21.3B
$10.8M 0.22%
948,255
+602,060
+174% +$7.19M
2013 Q2
1 quarter
URI icon
112
United Rentals
URI
$65.8B
$10.6M 0.22%
181,546
-109,355
-38% -$6.07M
2013 Q2
1 quarter
SLGN icon
113
Silgan Holdings
SLGN
$3.75B
$10.5M 0.22%
+446,422
New +$10.7M
2013 Q3
0 quarters
DISH
114
DELISTED
DISH Network Corp.
DISH
$10.3M 0.21%
229,054
+124,056
+118% +$5.58M
2013 Q2
1 quarter
LTC icon
115
LTC Properties
LTC
$2.29B
$10.2M 0.21%
267,356
+90,018
+51% +$3.42M
2013 Q2
1 quarter
RRX icon
116
Regal Rexnord
RRX
$11B
$10.1M 0.21%
+148,593
New +$9.87M
2013 Q3
0 quarters
LNCE
117
DELISTED
Snyders-Lance, Inc.
LNCE
$10.1M 0.21%
348,906
-287,764
-45% -$8.34M
2013 Q2
1 quarter
TCOM icon
118
Trip.com Group
TCOM
$24.5B
$9.89M 0.21%
+338,398
New +$7.28M
2013 Q3
0 quarters
AWK icon
119
American Water Works
AWK
$25.6B
$9.81M 0.2%
237,750
+68,349
+40% +$2.83M
2013 Q2
1 quarter
TWC
120
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$9.69M 0.2%
+86,786
New +$9.76M
2013 Q3
0 quarters
CLDT icon
121
Chatham Lodging
CLDT
$634M
$9.58M 0.2%
536,242
+23,921
+5% +$440K
2013 Q2
1 quarter
INXN
122
DELISTED
Interxion Holding N.V.
INXN
$9.56M 0.2%
429,998
-17,520
-4% -$432K
2013 Q2
1 quarter
RKT icon
123
DELISTED
ROCK-TENN COMPANY CL-A
RKT
$9.53M 0.2%
+188,244
New +$10.5M
2013 Q3
0 quarters
PX icon
124
DELISTED
Praxair Inc
PX
$9.39M 0.2%
78,108
-40,894
-34% -$4.86M
2013 Q2
1 quarter
NRG icon
125
NRG Energy
NRG
$22.7B
$9.22M 0.19%
337,500
-103,518
-23% -$2.8M
2013 Q2
1 quarter
3 4
5
6 7

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ACI
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RC
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A
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CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
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MPM
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UBS O'Connor's Q3 2013 Portfolio in Review

As of Q3 2013, UBS O'Connor held 673 positions worth $4.81B, down 9.9% from $5.34B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

UBS O'Connor withdrew a net $1.24B in Q3 2013, closing 256 positions and reducing 97 holdings. Its most notable exit was Pfizer, an estimated $167M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 30% of assets, up from 27% a quarter earlier, followed by Real Estate and Consumer Staples.

Against the trend, UBS O'Connor opened a new position in Colgate-Palmolive worth $59.4M.

  • UBS O'Connor's largest Q3 2013 buy was Colgate-Palmolive: 1,002,498 shares worth $59.4M.
  • UBS O'Connor added most to ONYX PHARMACEUTICALS INC in Q3 2013, an estimated $56.3M increase.
  • UBS O'Connor's biggest Q3 2013 reduction was Advance Auto Parts, cutting an estimated $48.2M.
  • UBS O'Connor fully exited Pfizer in Q3 2013, selling an estimated $167M.
  • UBS O'Connor's ten largest holdings make up 18% of its $4.81B portfolio in Q3 2013.
  • UBS O'Connor opened 167 new positions and closed 256 in Q3 2013.
  • UBS O'Connor's portfolio value fell 9.9% quarter-over-quarter to $4.81B.

Based on UBS O'Connor's 13F filing for Q3 2013, filed 14 Nov 2013.