We are live on ! Find out more
UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+3.87%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.81B
AUM Growth
-$531M
Cap. Flow
-$1.18B
Cap. Flow %
-24.44%
Top 10 Hldgs %
18.16%
Holding
673
New
167
Increased
91
Reduced
97
Closed
256

Top Buys

Rank Stock Value
1
CL icon
Colgate-Palmolive
CL
+$59.4M
2
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$56.3M
3
SPG icon
Simon Property Group
SPG
+$52M
4
TSM icon
TSMC
TSM
+$45.4M
5
M icon
Macy's
M
+$44.3M

Top Sells

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$167M
2
GDI
GARDNER DENVER,INC
GDI
+$60.4M
3
BMC
BMC SOFTWARE, INC
BMC
+$58.7M
4
SFD
SMITHFIELD FOODS,INC
SFD
+$55.2M
5
AAP icon
Advance Auto Parts
AAP
+$48.2M

Sector Composition

Rank Sector Weight
1 Real Estate 14.75%
2 Consumer Staples 11.78%
3 Consumer Discretionary 6.16%
4 Financials 6.01%
5 Industrials 5.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NEE icon
101
NextEra Energy
NEE
$176B
$12M 0.25%
600,000
+39,996
+7% +$825K
ED icon
102
Consolidated Edison
ED
$40.2B
$12M 0.25%
+217,500
New +$12.5M
BKU icon
103
Bankunited
BKU
$3.37B
$11.9M 0.25%
381,792
+296,792
+349% +$8.83M
CMC icon
104
Commercial Metals
CMC
$8.15B
$11.9M 0.25%
702,363
+381,930
+119% +$5.98M
RSG icon
105
Republic Services
RSG
$64.5B
$11.7M 0.24%
+351,480
New +$12M
D icon
106
Dominion Energy
D
$58.8B
$11.4M 0.24%
182,103
-104,407
-36% -$6.19M
LSTR icon
107
Landstar System
LSTR
$6.01B
$11.2M 0.23%
+199,466
New +$10.9M
EDR
108
DELISTED
Education Realty Trust Inc
EDR
$11M 0.23%
+402,817
New +$11.4M
LPS
109
DELISTED
LENDER PROCESSING SERVICES INC
LPS
$11M 0.23%
+330,000
New +$10.7M
SRE icon
110
Sempra
SRE
$55.1B
$10.9M 0.23%
255,000
+80,088
+46% +$3.4M
KEY icon
111
KeyCorp
KEY
$24.3B
$10.8M 0.22%
948,255
+602,060
+174% +$7.19M
URI icon
112
United Rentals
URI
$72.4B
$10.6M 0.22%
181,546
-109,355
-38% -$6.07M
SLGN icon
113
Silgan Holdings
SLGN
$4.39B
$10.5M 0.22%
+446,422
New +$10.7M
DISH
114
DELISTED
DISH Network Corp.
DISH
$10.3M 0.21%
229,054
+124,056
+118% +$5.58M
LTC
115
LTC Properties
LTC
$2.02B
$10.2M 0.21%
267,356
+90,018
+51% +$3.42M
RRX icon
116
Regal Rexnord
RRX
$11.9B
$10.1M 0.21%
+148,593
New +$9.87M
LNCE
117
DELISTED
Snyders-Lance, Inc.
LNCE
$10.1M 0.21%
348,906
-287,764
-45% -$8.34M
TCOM icon
118
Trip.com Group
TCOM
$29.1B
$9.89M 0.21%
+338,398
New +$7.28M
AWK icon
119
American Water Works
AWK
$26.8B
$9.81M 0.2%
237,750
+68,349
+40% +$2.83M
TWC
120
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$9.69M 0.2%
+86,786
New +$9.76M
CLDT
121
Chatham Lodging
CLDT
$607M
$9.58M 0.2%
536,242
+23,921
+5% +$440K
INXN
122
DELISTED
Interxion Holding N.V.
INXN
$9.56M 0.2%
429,998
-17,520
-4% -$432K
RKT
123
DELISTED
ROCK-TENN COMPANY CL-A
RKT
$9.53M 0.2%
+188,244
New +$10.5M
PX
124
DELISTED
Praxair Inc
PX
$9.39M 0.2%
78,108
-40,894
-34% -$4.86M
NRG icon
125
NRG Energy
NRG
$25.1B
$9.22M 0.19%
337,500
-103,518
-23% -$2.8M
3 4
5
6 7

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2013 Portfolio in Review

As of Q3 2013, UBS O'Connor held 673 positions worth $4.81B, down 9.9% from $5.34B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

UBS O'Connor withdrew a net $1.18B in Q3 2013, closing 256 positions and reducing 97 holdings. Its most notable exit was Pfizer, an estimated $167M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 15% of assets, up from 13% a quarter earlier, followed by Consumer Staples and Consumer Discretionary.

Against the trend, UBS O'Connor opened a new position in Colgate-Palmolive worth $59.4M.

  • UBS O'Connor's largest Q3 2013 buy was Colgate-Palmolive: 1,002,498 shares worth $59.4M.
  • UBS O'Connor added most to ONYX PHARMACEUTICALS INC in Q3 2013, an estimated $56.3M increase.
  • UBS O'Connor's biggest Q3 2013 reduction was Advance Auto Parts, cutting an estimated $48.2M.
  • UBS O'Connor fully exited Pfizer in Q3 2013, selling an estimated $167M.
  • UBS O'Connor's ten largest holdings make up 18% of its $4.81B portfolio in Q3 2013.
  • UBS O'Connor opened 167 new positions and closed 256 in Q3 2013.
  • UBS O'Connor's portfolio value fell 9.9% quarter-over-quarter to $4.81B.

Based on UBS O'Connor's 13F filing for Q3 2013, filed 14 Nov 2013.