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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+9.26%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$10.4B
AUM Growth
-$2.35B
Cap. Flow
-$3.31B
Cap. Flow %
-31.85%
Top 10 Hldgs %
56.61%
Holding
1,181
New
274
Increased
445
Reduced
178
Closed
245

Top Buys

Rank Stock Value
1
CONE
CyrusOne Inc Common Stock
CONE
+$439M
2
COHR
Coherent Inc
COHR
+$232M
3
CERN
Cerner Corp
CERN
+$116M
4
VG
Vonage Holdings Corporation
VG
+$95.6M
5
MIME
Mimecast Limited
MIME
+$92.8M

Top Sells

Rank Stock Value
1
KSU
Kansas City Southern
KSU
+$954M
2
PPD
PPD, Inc. Common Stock
PPD
+$742M
3
VER
VEREIT, Inc.
VER
+$701M
4
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$315M
5
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$247M

Sector Composition

Rank Sector Weight
1 Financials 21.5%
2 Technology 20.36%
3 Communication Services 16.89%
4 Healthcare 6.21%
5 Industrials 4.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MAAC
1151
DELISTED
Montes Archimedes Acquisition Corp. Class A Common Stock
MAAC
– –
-198,807
Closed -$1.99M
CTAC
1152
DELISTED
Cerberus Telecom Acquisition Corp.
CTAC
– –
-279,991
Closed -$2.8M
VER
1153
DELISTED
VEREIT, Inc.
VER
– –
-15,496,408
Closed -$701M
ATVI
1154
CALL
DELISTED
Activision Blizzard
ATVI
– –
-100,000
Closed -$199K
ATVI
1155
DELISTED
Activision Blizzard
ATVI
– –
-75,000
Closed -$5.8M
KCGI.U
1156
DELISTED
Kensington Capital Acquisition Corp. V Units, each consisting of one Class A ordinary share and three-fourths of one redeemable warrant
KCGI.U
– –
-803,132
Closed -$8.19M
GSDWU
1157
DELISTED
Global Systems Dynamics, Inc. Unit
GSDWU
– –
-62,946
Closed -$641K
ARTEU
1158
DELISTED
Artemis Strategic Investment Corporation Unit
ARTEU
– –
-400,000
Closed -$4.01M
HPLTU
1159
DELISTED
Home Plate Acquisition Corporation Unit
HPLTU
– –
-1,980,000
Closed -$19.5M
STMP
1160
DELISTED
Stamps.com, Inc.
STMP
– –
-51,280
Closed -$16.9M
DOC
1161
DELISTED
PHYSICIANS REALTY TRUST
DOC
– –
-242,300
Closed -$4.27M
CADE
1162
DELISTED
Cadence Bancorporation
CADE
– –
-4,722,475
Closed -$104M
GIG
1163
DELISTED
GigCapital4, Inc. Common stock
GIG
– –
-299,989
Closed -$2.96M
HR
1164
DELISTED
Healthcare Realty Trust Incorporated
HR
– –
-407,500
Closed -$12.1M
43 44 45 46
47

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UBS O'Connor's Q4 2021 Portfolio in Review

As of Q4 2021, UBS O'Connor held 1,181 positions worth $10.4B, down 18% from $12.7B the previous quarter. Its ten largest holdings account for 57% of the portfolio.

UBS O'Connor withdrew a net $3.31B in Q4 2021, closing 245 positions and reducing 178 holdings. Its most notable exit was Kansas City Southern, an estimated $954M position sold in full.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 21% a quarter earlier, followed by Technology and Communication Services.

Against the trend, UBS O'Connor opened a new position in CyrusOne Inc Common Stock worth $464M.

  • UBS O'Connor's largest Q4 2021 buy was CyrusOne Inc Common Stock: 5,175,766 shares worth $464M.
  • UBS O'Connor added most to EQT Corp in Q4 2021, an estimated $44M increase.
  • UBS O'Connor's biggest Q4 2021 reduction was Athene Holding Ltd. Class A Common Shares, cutting an estimated $247M.
  • UBS O'Connor fully exited Kansas City Southern in Q4 2021, selling an estimated $954M.
  • UBS O'Connor's ten largest holdings make up 57% of its $10.4B portfolio in Q4 2021.
  • UBS O'Connor opened 274 new positions and closed 245 in Q4 2021.
  • UBS O'Connor's portfolio value fell 18% quarter-over-quarter to $10.4B.

Based on UBS O'Connor's 13F filing for Q4 2021, filed 14 Feb 2022.