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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+2.09%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$12.7B
AUM Growth
+$1.53B
Cap. Flow
+$1.43B
Cap. Flow %
11.22%
Top 10 Hldgs %
59.59%
Holding
1,083
New
213
Increased
181
Reduced
63
Closed
169
Avg Time Held Equity + Options
1.7 quarters
Top 10 Avg Time Held Equity + Options
0.7 quarters
Top 20 Avg Time Held Equity + Options
0.6 quarters
Avg Time Held Equity only
1.7 quarters
Top 10 Avg Time Held Equity only
0.7 quarters
Top 20 Avg Time Held Equity only
0.6 quarters

Top Buys

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$1.07B
2
INFO icon
IHS Markit Ltd. Common Shares
INFO
+$904M
3
KSU
Kansas City Southern
KSU
+$631M
4
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$303M
5
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$283M

Top Sells

Rank Stock Value
1
MXIM
Maxim Integrated Products
MXIM
+$850M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$813M
3
WORK
Slack Technologies, Inc.
WORK
+$491M
4
GRA
W.R. Grace & Co.
GRA
+$404M
5
QTS
QTS REALTY TRUST, INC.
QTS
+$355M

Sector Composition

Rank Sector Weight
1 Financials 21.37%
2 Technology 20.95%
3 Communication Services 14.41%
4 Healthcare 12.25%
5 Real Estate 10.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
BHIL icon
976
DELISTED
Benson Hill, Inc.
BHIL
– –
-11,686
Closed -$4.05M –
VIEW
977
DELISTED
View, Inc. Class A Common Stock
VIEW
– –
-3,683
Closed -$1.87M –
OTECU
978
DELISTED
OceanTech Acquisitions I Corp. Units
OTECU
– –
-250,979
Closed -$2.52M –
EGGF.U
979
DELISTED
EG Acquisition Corp. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant
EGGF.U
– –
-200,000
Closed -$2M –
GFOR.U
980
DELISTED
Graf Acquisition Corp. IV Units, each consisting of one share of common stock, and one-fifth of one redeemable warrant
GFOR.U
– –
-100,000
Closed -$995K –
IRNT
981
DELISTED
IronNet, Inc.
IRNT
– –
-471,834
Closed -$4.71M –
BGRY
982
DELISTED
Berkshire Grey, Inc. Class A Common Stock
BGRY
– –
-97,821
Closed -$975K –
BGRYW
983
DELISTED
Berkshire Grey, Inc. Warrant
BGRYW
– –
-249,990
Closed -$509K –
CLBR.U icon
984
DELISTED
Colombier Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-third of one redeemable warrant
CLBR.U
– –
-501,958
Closed -$4.98M –
DOMA icon
985
DELISTED
Doma Holdings, Inc.
DOMA
– –
-2,956
Closed -$737K –
JUGGU
986
DELISTED
Jaws Juggernaut Acquisition Corporation Unit
JUGGU
– –
-702,741
Closed -$7.07M –
HCNEU
987
DELISTED
Jaws Hurricane Acquisition Corp. Unit
HCNEU
– –
-501,958
Closed -$5.05M –
LITTU
988
DELISTED
Logistics Innovation Technologies Corp. Units
LITTU
– –
-195,764
Closed -$1.95M –
ATIP.WS
989
DELISTED
ATI Physical Therapy, Inc. Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
ATIP.WS
– –
-150,545
Closed -$348K –
BRIVU
990
DELISTED
B. Riley Principal 250 Merger Corp. Units
BRIVU
– –
-100,392
Closed -$1M –
VLATU
991
DELISTED
Valor Latitude Acquisition Corp. Unit
VLATU
– –
-100,392
Closed -$998K –
SKYAU icon
992
DELISTED
Skydeck Acquisition Corp. Units
SKYAU
– –
-38,856
Closed -$389K –
ORIAU
993
DELISTED
Orion Biotech Opportunities Corp. Units
ORIAU
– –
-250,000
Closed -$2.52M –
VLTA
994
DELISTED
Volta Inc.
VLTA
– –
-1,027,898
Closed -$10.3M –
CPARU
995
DELISTED
Catalyst Partners Acquisition Corp. Unit
CPARU
– –
-300,000
Closed -$3.01M –
CORZ icon
996
DELISTED
Core Scientific, Inc. Common Stock
CORZ
– –
-399,195
Closed -$3.92M –
FTVIU
997
DELISTED
FinTech Acquisition Corp. VI Units
FTVIU
– –
-301,175
Closed -$3.04M –
GACQU
998
DELISTED
Global Consumer Acquisition Corp. Unit
GACQU
– –
-250,979
Closed -$2.51M –
SHQAU
999
DELISTED
Shelter Acquisition Corporation I Units
SHQAU
– –
-250,000
Closed -$2.5M –
BTRS
1000
DELISTED
BTRS Holdings Inc. Class 1 Common Stock
BTRS
– –
-80,000
Closed -$1.01M –
38 39
40
41 42

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CGL
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JCM
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UBS O'Connor's Q3 2021 Portfolio in Review

As of Q3 2021, UBS O'Connor held 1,083 positions worth $12.7B, up 14% from $11.2B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

UBS O'Connor deployed $1.43B of net new capital in Q3 2021, opening 213 new positions and adding to 181 existing holdings. Its largest new stake was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 14% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $30.1M trimmed.

  • UBS O'Connor's largest Q3 2021 buy was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.
  • UBS O'Connor added most to Nuance Communications, Inc. in Q3 2021, an estimated $1.07B increase.
  • UBS O'Connor's biggest Q3 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $30.1M.
  • UBS O'Connor fully exited Maxim Integrated Products in Q3 2021, selling an estimated $850M.
  • UBS O'Connor's ten largest holdings make up 60% of its $12.7B portfolio in Q3 2021.
  • UBS O'Connor opened 213 new positions and closed 169 in Q3 2021.
  • UBS O'Connor's portfolio value rose 14% quarter-over-quarter to $12.7B.

Based on UBS O'Connor's 13F filing for Q3 2021, filed 12 Nov 2021.