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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+2.09%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$12.7B
AUM Growth
+$1.53B
Cap. Flow
+$1.43B
Cap. Flow %
11.22%
Top 10 Hldgs %
59.59%
Holding
1,083
New
213
Increased
181
Reduced
63
Closed
169
Avg Time Held Equity + Options
1.7 quarters
Top 10 Avg Time Held Equity + Options
0.7 quarters
Top 20 Avg Time Held Equity + Options
0.6 quarters
Avg Time Held Equity only
1.7 quarters
Top 10 Avg Time Held Equity only
0.7 quarters
Top 20 Avg Time Held Equity only
0.6 quarters

Top Buys

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$1.07B
2
INFO icon
IHS Markit Ltd. Common Shares
INFO
+$904M
3
KSU
Kansas City Southern
KSU
+$631M
4
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$303M
5
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$283M

Top Sells

Rank Stock Value
1
MXIM
Maxim Integrated Products
MXIM
+$850M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$813M
3
WORK
Slack Technologies, Inc.
WORK
+$491M
4
GRA
W.R. Grace & Co.
GRA
+$404M
5
QTS
QTS REALTY TRUST, INC.
QTS
+$355M

Sector Composition

Rank Sector Weight
1 Financials 21.37%
2 Technology 20.95%
3 Communication Services 14.41%
4 Healthcare 12.25%
5 Real Estate 10.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
FR icon
76
First Industrial Realty Trust
FR
$7.88B
$13.3M 0.1%
255,500
+198,300
+347% +$10.8M
2018 Q3
12 quarters
PLUG icon
77
Plug Power
PLUG
$2.35B
$13.3M 0.1%
520,000
+450,000
+643% +$12.1M
2021 Q1
2 quarters
EGP icon
78
EastGroup Properties
EGP
$10.5B
$13.3M 0.1%
79,600
+22,350
+39% +$3.88M
2018 Q4
11 quarters
PPG icon
79
PPG Industries
PPG
$23.1B
$12.7M 0.1%
+89,105
New +$14.3M
2021 Q3
0 quarters
DRE
80
DELISTED
Duke Realty Corp.
DRE
$12.7M 0.1%
265,700
+79,600
+43% +$4.01M
2018 Q3
12 quarters
DIS icon
81
Walt Disney
DIS
$187B
$12.7M 0.1%
75,000
-5,000
-6% -$891K
2016 Q3
20 quarters
FAF icon
82
First American
FAF
$6.25B
$12.7M 0.1%
189,100
+130,650
+224% +$8.73M
2021 Q2
1 quarter
SPGI icon
83
S&P Global
SPGI
$120B
$12.3M 0.1%
+29,000
New +$12.6M
2021 Q3
0 quarters
MEOH icon
84
Methanex
MEOH
$4.8B
$12.2M 0.1%
265,539
-99,070
-27% -$3.58M
2021 Q1
2 quarters
CVII icon
85
DELISTED
Churchill Capital Corp VII Class A Common Stock
CVII
$12.2M 0.1%
1,251,762
+501,958
+67% +$4.88M
2021 Q2
1 quarter
HR icon
86
DELISTED
Healthcare Realty Trust Incorporated
HR
$12.1M 0.1%
+407,500
New +$12.5M
2021 Q3
0 quarters
FSRX
87
DELISTED
FinServ Acquisition Corp. II Class A Common Stock
FSRX
$11.9M 0.09%
1,225,001
– –
2021 Q2
1 quarter
ESS icon
88
Essex Property Trust
ESS
$17.5B
$11.8M 0.09%
37,040
+25,440
+219% +$8.23M
2020 Q4
3 quarters
CNC icon
89
Centene
CNC
$32.3B
$11.8M 0.09%
190,000
-10,000
-5% -$668K
2021 Q2
1 quarter
PDOT
90
DELISTED
Peridot Acquisition Corp. II
PDOT
$11.7M 0.09%
1,205,803
– –
2021 Q2
1 quarter
REXR icon
91
Rexford Industrial Realty
REXR
$8.19B
$11.5M 0.09%
201,900
+96,400
+91% +$5.82M
2020 Q2
5 quarters
LIN icon
92
Linde
LIN
$223B
$11.1M 0.09%
37,765
+27,765
+278% +$8.44M
2021 Q2
1 quarter
AGCO icon
93
AGCO
AGCO
$7.23B
$11M 0.09%
+90,000
New +$11.8M
2021 Q3
0 quarters
FSRD
94
DELISTED
Fast Radius, Inc. Class A Common Stock
FSRD
$10.9M 0.09%
1,101,936
+702,741
+176% +$6.91M
2021 Q2
1 quarter
VAC icon
95
Marriott Vacations Worldwide
VAC
$3.62B
$10.7M 0.08%
67,955
+28,040
+70% +$4.25M
2021 Q2
1 quarter
AJRD
96
DELISTED
Aerojet Rocketdyne Holdings
AJRD
$10.7M 0.08%
+244,714
New +$10.9M
2021 Q3
0 quarters
CE icon
97
Celanese
CE
$4.94B
$10.5M 0.08%
70,000
+24,825
+55% +$3.82M
2021 Q2
1 quarter
HAE icon
98
Haemonetics
HAE
$5.4B
$10.2M 0.08%
+145,000
New +$9.15M
2021 Q3
0 quarters
TMUS icon
99
T-Mobile US
TMUS
$159B
$10.2M 0.08%
80,000
-20,000
-20% -$2.79M
2020 Q2
5 quarters
GGPI
100
DELISTED
Gores Guggenheim, Inc. Class A Common Stock
GGPI
$10.2M 0.08%
1,000,000
– –
2021 Q2
1 quarter
2 3
4
5 6

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FNBT
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
Meritage Portfolio Management Overland Park, Kansas $1.51B AUM 26.61% 1-Year Est. Return

UBS O'Connor's Q3 2021 Portfolio in Review

As of Q3 2021, UBS O'Connor held 1,083 positions worth $12.7B, up 14% from $11.2B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

UBS O'Connor deployed $1.43B of net new capital in Q3 2021, opening 213 new positions and adding to 181 existing holdings. Its largest new stake was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 14% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $30.1M trimmed.

  • UBS O'Connor's largest Q3 2021 buy was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.
  • UBS O'Connor added most to Nuance Communications, Inc. in Q3 2021, an estimated $1.07B increase.
  • UBS O'Connor's biggest Q3 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $30.1M.
  • UBS O'Connor fully exited Maxim Integrated Products in Q3 2021, selling an estimated $850M.
  • UBS O'Connor's ten largest holdings make up 60% of its $12.7B portfolio in Q3 2021.
  • UBS O'Connor opened 213 new positions and closed 169 in Q3 2021.
  • UBS O'Connor's portfolio value rose 14% quarter-over-quarter to $12.7B.

Based on UBS O'Connor's 13F filing for Q3 2021, filed 12 Nov 2021.