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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+2.09%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$12.7B
AUM Growth
+$1.53B
Cap. Flow
+$693M
Cap. Flow %
5.44%
Top 10 Hldgs %
59.59%
Holding
1,083
New
213
Increased
181
Reduced
63
Closed
169

Top Buys

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$1.07B
2
INFO
IHS Markit Ltd. Common Shares
INFO
+$904M
3
KSU
Kansas City Southern
KSU
+$631M
4
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$303M
5
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$283M

Top Sells

Rank Stock Value
1
MXIM
Maxim Integrated Products
MXIM
+$850M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$813M
3
WORK
Slack Technologies, Inc.
WORK
+$491M
4
GRA
W.R. Grace & Co.
GRA
+$404M
5
QTS
QTS REALTY TRUST, INC.
QTS
+$355M

Sector Composition

Rank Sector Weight
1 Financials 21.02%
2 Technology 16.2%
3 Communication Services 14.41%
4 Industrials 10.32%
5 Healthcare 9.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FR icon
76
First Industrial Realty Trust
FR
$8.4B
$13.3M 0.1%
255,500
+198,300
+347% +$10.8M
PLUG icon
77
Plug Power
PLUG
$2.89B
$13.3M 0.1%
520,000
+450,000
+643% +$12.1M
EGP icon
78
EastGroup Properties
EGP
$10.8B
$13.3M 0.1%
79,600
+22,350
+39% +$3.88M
PPG icon
79
PPG Industries
PPG
$26B
$12.7M 0.1%
+89,105
New +$14.3M
DRE
80
DELISTED
Duke Realty Corp.
DRE
$12.7M 0.1%
265,700
+79,600
+43% +$4.01M
DIS icon
81
Walt Disney
DIS
$182B
$12.7M 0.1%
75,000
-5,000
-6% -$891K
FAF icon
82
First American
FAF
$7.67B
$12.7M 0.1%
189,100
+130,650
+224% +$8.73M
SPGI icon
83
S&P Global
SPGI
$119B
$12.3M 0.1%
+29,000
New +$12.6M
MEOH icon
84
Methanex
MEOH
$4.21B
$12.2M 0.1%
265,539
-99,070
-27% -$3.58M
CVII
85
DELISTED
Churchill Capital Corp VII Class A Common Stock
CVII
$12.2M 0.1%
1,251,762
+501,958
+67% +$4.88M
HR
86
DELISTED
Healthcare Realty Trust Incorporated
HR
$12.1M 0.1%
+407,500
New +$12.5M
FSRX
87
DELISTED
FinServ Acquisition Corp. II Class A Common Stock
FSRX
$11.9M 0.09%
1,225,001
– –
ESS icon
88
Essex Property Trust
ESS
$18.3B
$11.8M 0.09%
37,040
+25,440
+219% +$8.23M
CNC icon
89
Centene
CNC
$31.7B
$11.8M 0.09%
190,000
-10,000
-5% -$668K
PDOT
90
DELISTED
Peridot Acquisition Corp. II
PDOT
$11.7M 0.09%
1,205,803
– –
REXR icon
91
Rexford Industrial Realty
REXR
$8.14B
$11.5M 0.09%
201,900
+96,400
+91% +$5.82M
LIN icon
92
Linde
LIN
$226B
$11.1M 0.09%
37,765
+27,765
+278% +$8.44M
AGCO icon
93
AGCO
AGCO
$7.12B
$11M 0.09%
+90,000
New +$11.8M
FSRD
94
DELISTED
Fast Radius, Inc. Class A Common Stock
FSRD
$10.9M 0.09%
1,101,936
+702,741
+176% +$6.91M
VAC icon
95
Marriott Vacations Worldwide
VAC
$4.28B
$10.7M 0.08%
67,955
+28,040
+70% +$4.25M
AJRD
96
DELISTED
Aerojet Rocketdyne Holdings
AJRD
$10.7M 0.08%
+244,714
New +$10.9M
CE icon
97
Celanese
CE
$4.82B
$10.5M 0.08%
70,000
+24,825
+55% +$3.82M
HAE icon
98
Haemonetics
HAE
$3.86B
$10.2M 0.08%
+145,000
New +$9.15M
TMUS icon
99
T-Mobile US
TMUS
$193B
$10.2M 0.08%
80,000
-20,000
-20% -$2.79M
GGPI
100
DELISTED
Gores Guggenheim, Inc. Class A Common Stock
GGPI
$10.2M 0.08%
1,000,000
– –
2 3
4
5 6

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FNBT
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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2021 Portfolio in Review

As of Q3 2021, UBS O'Connor held 1,083 positions worth $12.7B, up 14% from $11.2B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

UBS O'Connor deployed $693M of net new capital in Q3 2021, opening 213 new positions and adding to 181 existing holdings. Its largest new stake was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 14% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $30.1M trimmed.

  • UBS O'Connor's largest Q3 2021 buy was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.
  • UBS O'Connor added most to Nuance Communications, Inc. in Q3 2021, an estimated $1.07B increase.
  • UBS O'Connor's biggest Q3 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $30.1M.
  • UBS O'Connor fully exited Maxim Integrated Products in Q3 2021, selling an estimated $850M.
  • UBS O'Connor's ten largest holdings make up 60% of its $12.7B portfolio in Q3 2021.
  • UBS O'Connor opened 213 new positions and closed 169 in Q3 2021.
  • UBS O'Connor's portfolio value rose 14% quarter-over-quarter to $12.7B.

Based on UBS O'Connor's 13F filing for Q3 2021, filed 12 Nov 2021.