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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+0.12%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$4.86B
AUM Growth
+$1.32B
Cap. Flow
+$1.45B
Cap. Flow %
29.86%
Top 10 Hldgs %
47.16%
Holding
450
New
132
Increased
60
Reduced
64
Closed
113
Avg Time Held Equity + Options
2 quarters
Top 10 Avg Time Held Equity + Options
0.6 quarters
Top 20 Avg Time Held Equity + Options
0.8 quarters
Avg Time Held Equity only
1.9 quarters
Top 10 Avg Time Held Equity only
0.6 quarters
Top 20 Avg Time Held Equity only
0.8 quarters

Top Buys

Rank Stock Value
1
ETFC
E*Trade Financial Corporation
ETFC
+$328M
2
TIF
Tiffany & Co.
TIF
+$281M
3
CY
Cypress Semiconductor
CY
+$192M
4
S icon
Sprint Corporation
S
+$186M
5
LM
Legg Mason, Inc.
LM
+$163M

Top Sells

Rank Stock Value
1
WCG
Wellcare Health Plans, Inc.
WCG
+$514M
2
ZAYO
Zayo Group Holdings, Inc.
ZAYO
+$142M
3
MDCO
Medicines Co
MDCO
+$82.1M
4
INXN
Interxion Holding N.V.
INXN
+$51.4M
5
TSLA icon
Tesla
TSLA
+$30.8M

Sector Composition

Rank Sector Weight
1 Technology 24.73%
2 Consumer Discretionary 17.71%
3 Financials 17.08%
4 Miscellaneous 11.63%
5 Industrials 7.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
AEVA icon
76
Aeva Technologies
AEVA
$952M
$13.1M 0.27%
+280,000
New +$13.5M
2020 Q1
0 quarters
FSR
77
DELISTED
Fisker Inc.
FSR
$13.1M 0.27%
1,296,259
+360,000
+38% +$3.66M
2019 Q3
2 quarters
SCPE
78
DELISTED
SC Health Corporation
SCPE
$13.1M 0.27%
1,300,000
+250,000
+24% +$2.48M
2019 Q3
2 quarters
PAE
79
DELISTED
PAE Incorporated Class A Common Stock
PAE
$12.7M 0.26%
+1,953,450
New +$19M
2020 Q1
0 quarters
NFH
80
DELISTED
New Frontier Health Corporation Ordinary Shares
NFH
$12.2M 0.25%
+1,480,090
New +$13.5M
2020 Q1
0 quarters
SCVX.U
81
DELISTED
SCVX Corp. Units, each consisting of one Class A ordinary share, $0.0001 par value per share, and on
SCVX.U
$12M 0.25%
+1,200,000
New +$12.2M
2020 Q1
0 quarters
CCAC.U
82
DELISTED
CITIC Capital Acquisition Corp. Units, each consisting of one Class A ordinary share, $0.0001 par va
CCAC.U
$11.9M 0.24%
+1,204,570
New +$12M
2020 Q1
0 quarters
DMS
83
DELISTED
Digital Media Solutions, Inc.
DMS
$11.3M 0.23%
73,333
-12,022
-14% -$1.87M
2019 Q3
2 quarters
VRT icon
84
Vertiv
VRT
$93.5B
$11M 0.23%
1,274,988
+499,988
+65% +$5.52M
2019 Q4
1 quarter
ARKO icon
85
ARKO Corp
ARKO
$461M
$11M 0.23%
1,124,587
+1,029,300
+1,080% +$10.4M
2019 Q3
2 quarters
GTYH
86
DELISTED
GTY Technology Holdings, Inc. Common Stock
GTYH
$10.6M 0.22%
2,344,394
+294,394
+14% +$1.64M
2019 Q2
3 quarters
MNTS icon
87
Momentus
MNTS
$71.8M
$10.2M 0.21%
+84
New +$10.3M
2020 Q1
0 quarters
GNRSU
88
DELISTED
Greenrose Acquisition Corp. Unit
GNRSU
$10.2M 0.21%
+1,050,000
New +$10.3M
2020 Q1
0 quarters
GCMG icon
89
GCM Grosvenor
GCMG
$807M
$10M 0.21%
975,000
– –
2019 Q3
2 quarters
DMYT.U
90
DELISTED
dMY Technology Group, Inc. Units, each consisting of one share of Class A Common Stock and one-half
DMYT.U
$9.83M 0.2%
+1,000,000
New +$10M
2020 Q1
0 quarters
PSB
91
DELISTED
PS Business Parks, Inc.
PSB
$9.76M 0.2%
71,991
+49,368
+218% +$7.68M
2018 Q4
5 quarters
CELU icon
92
Celularity
CELU
$50.6M
$9.26M 0.19%
+94,500
New +$9.35M
2020 Q1
0 quarters
CLDR
93
DELISTED
Cloudera, Inc.
CLDR
$8.99M 0.19%
1,142,522
+592,522
+108% +$5.78M
2018 Q4
5 quarters
RPM icon
94
RPM International
RPM
$12.5B
$8.93M 0.18%
150,000
+85,000
+131% +$5.85M
2018 Q2
7 quarters
UNH icon
95
UnitedHealth
UNH
$340B
$8.73M 0.18%
+35,000
New +$9.63M
2020 Q1
0 quarters
HIMS icon
96
Hims & Hers Health
HIMS
$7.21B
$8.53M 0.18%
+852,500
New +$8.47M
2020 Q1
0 quarters
SFT
97
DELISTED
Shift Technologies, Inc. Class A Common Stock
SFT
$8.5M 0.18%
84,450
– –
2019 Q3
2 quarters
CTXS
98
DELISTED
Citrix Systems Inc
CTXS
$8.49M 0.17%
60,000
– –
2019 Q3
2 quarters
SKIL icon
99
Skillsoft
SKIL
$55.6M
$8.46M 0.17%
42,500
+5,000
+13% +$1.05M
2019 Q3
2 quarters
HPK icon
100
HighPeak Energy
HPK
$1.21B
$8.31M 0.17%
+800,000
New +$8.33M
2020 Q1
0 quarters
2 3
4
5 6

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CGL
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CB
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JCM
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MPM
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UBS O'Connor's Q1 2020 Portfolio in Review

As of Q1 2020, UBS O'Connor held 450 positions worth $4.86B, up 37% from $3.53B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

UBS O'Connor deployed $1.45B of net new capital in Q1 2020, opening 132 new positions and adding to 60 existing holdings. Its largest new stake was E*Trade Financial Corporation: 7,751,548 shares worth $266M.

By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 19% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was Alibaba, an estimated $17M trimmed.

  • UBS O'Connor's largest Q1 2020 buy was E*Trade Financial Corporation: 7,751,548 shares worth $266M.
  • UBS O'Connor added most to Tiffany & Co. in Q1 2020, an estimated $281M increase.
  • UBS O'Connor's biggest Q1 2020 reduction was Alibaba, cutting an estimated $17M.
  • UBS O'Connor fully exited Wellcare Health Plans, Inc. in Q1 2020, selling an estimated $514M.
  • UBS O'Connor's ten largest holdings make up 47% of its $4.86B portfolio in Q1 2020.
  • UBS O'Connor opened 132 new positions and closed 113 in Q1 2020.
  • UBS O'Connor's portfolio value rose 37% quarter-over-quarter to $4.86B.

Based on UBS O'Connor's 13F filing for Q1 2020, filed 15 May 2020.