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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+0.12%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.86B
AUM Growth
+$1.32B
Cap. Flow
+$1.7B
Cap. Flow %
35.01%
Top 10 Hldgs %
47.16%
Holding
450
New
132
Increased
60
Reduced
64
Closed
113

Top Buys

Rank Stock Value
1
ETFC
E*Trade Financial Corporation
ETFC
+$328M
2
TIF
Tiffany & Co.
TIF
+$281M
3
CY
Cypress Semiconductor
CY
+$192M
4
S
Sprint Corporation
S
+$186M
5
LM
Legg Mason, Inc.
LM
+$163M

Top Sells

Rank Stock Value
1
WCG
Wellcare Health Plans, Inc.
WCG
+$514M
2
ZAYO
Zayo Group Holdings, Inc.
ZAYO
+$142M
3
MDCO
Medicines Co
MDCO
+$82.1M
4
INXN
Interxion Holding N.V.
INXN
+$51.4M
5
TSLA icon
Tesla
TSLA
+$30.8M

Sector Composition

Rank Sector Weight
1 Technology 24.13%
2 Financials 17.08%
3 Consumer Discretionary 9.29%
4 Industrials 7.81%
5 Healthcare 7.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AEVA
76
Aeva Technologies
AEVA
$1.73B
$13.1M 0.27%
+280,000
New +$13.5M
FSR
77
DELISTED
Fisker Inc.
FSR
$13.1M 0.27%
1,296,259
+360,000
+38% +$3.66M
SCPE
78
DELISTED
SC Health Corporation
SCPE
$13.1M 0.27%
1,300,000
+250,000
+24% +$2.48M
PAE
79
DELISTED
PAE Incorporated Class A Common Stock
PAE
$12.7M 0.26%
+1,953,450
New +$19M
NFH
80
DELISTED
New Frontier Health Corporation Ordinary Shares
NFH
$12.2M 0.25%
+1,480,090
New +$13.5M
SCVX.U
81
DELISTED
SCVX Corp. Units, each consisting of one Class A ordinary share, $0.0001 par value per share, and on
SCVX.U
$12M 0.25%
+1,200,000
New +$12.2M
CCAC.U
82
DELISTED
CITIC Capital Acquisition Corp. Units, each consisting of one Class A ordinary share, $0.0001 par va
CCAC.U
$11.9M 0.24%
+1,204,570
New +$12M
DMS
83
DELISTED
Digital Media Solutions, Inc.
DMS
$11.3M 0.23%
73,333
-12,022
-14% -$1.87M
VRT icon
84
Vertiv
VRT
$106B
$11M 0.23%
1,274,988
+499,988
+65% +$5.52M
ARKO icon
85
ARKO Corp
ARKO
$818M
$11M 0.23%
1,124,587
+1,029,300
+1,080% +$10.4M
GTYH
86
DELISTED
GTY Technology Holdings, Inc. Common Stock
GTYH
$10.6M 0.22%
2,344,394
+294,394
+14% +$1.64M
MNTS icon
87
Momentus
MNTS
$82.7M
$10.2M 0.21%
+84
New +$10.3M
GNRSU
88
DELISTED
Greenrose Acquisition Corp. Unit
GNRSU
$10.2M 0.21%
+1,050,000
New +$10.3M
GCMG icon
89
GCM Grosvenor
GCMG
$814M
$10M 0.21%
975,000
– –
DMYT.U
90
DELISTED
dMY Technology Group, Inc. Units, each consisting of one share of Class A Common Stock and one-half
DMYT.U
$9.83M 0.2%
+1,000,000
New +$10M
PSB
91
DELISTED
PS Business Parks, Inc.
PSB
$9.76M 0.2%
71,991
+49,368
+218% +$7.68M
CELU icon
92
Celularity
CELU
$19.8M
$9.26M 0.19%
+94,500
New +$9.35M
CLDR
93
DELISTED
Cloudera, Inc.
CLDR
$8.99M 0.19%
1,142,522
+592,522
+108% +$5.78M
RPM icon
94
RPM International
RPM
$14.8B
$8.93M 0.18%
150,000
+85,000
+131% +$5.85M
UNH icon
95
UnitedHealth
UNH
$367B
$8.73M 0.18%
+35,000
New +$9.63M
HIMS icon
96
Hims & Hers Health
HIMS
$6.87B
$8.53M 0.18%
+852,500
New +$8.47M
SFT
97
DELISTED
Shift Technologies, Inc. Class A Common Stock
SFT
$8.5M 0.18%
84,450
– –
CTXS
98
DELISTED
Citrix Systems Inc
CTXS
$8.49M 0.17%
60,000
– –
SKIL icon
99
Skillsoft
SKIL
$72.1M
$8.46M 0.17%
42,500
+5,000
+13% +$1.05M
HPK icon
100
HighPeak Energy
HPK
$867M
$8.31M 0.17%
+800,000
New +$8.33M
2 3
4
5 6

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SAG
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ACI
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UBS O'Connor's Q1 2020 Portfolio in Review

As of Q1 2020, UBS O'Connor held 450 positions worth $4.86B, up 37% from $3.53B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

UBS O'Connor deployed $1.7B of net new capital in Q1 2020, opening 132 new positions and adding to 60 existing holdings. Its largest new stake was E*Trade Financial Corporation: 7,751,548 shares worth $266M.

By sector, the portfolio is most concentrated in Technology at 24% of assets, up from 19% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Alibaba, an estimated $17M trimmed.

  • UBS O'Connor's largest Q1 2020 buy was E*Trade Financial Corporation: 7,751,548 shares worth $266M.
  • UBS O'Connor added most to Tiffany & Co. in Q1 2020, an estimated $281M increase.
  • UBS O'Connor's biggest Q1 2020 reduction was Alibaba, cutting an estimated $17M.
  • UBS O'Connor fully exited Wellcare Health Plans, Inc. in Q1 2020, selling an estimated $514M.
  • UBS O'Connor's ten largest holdings make up 47% of its $4.86B portfolio in Q1 2020.
  • UBS O'Connor opened 132 new positions and closed 113 in Q1 2020.
  • UBS O'Connor's portfolio value rose 37% quarter-over-quarter to $4.86B.

Based on UBS O'Connor's 13F filing for Q1 2020, filed 15 May 2020.