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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+10.95%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$3.53B
AUM Growth
-$60.5M
Cap. Flow
-$728M
Cap. Flow %
-20.59%
Top 10 Hldgs %
46.78%
Holding
411
New
105
Increased
79
Reduced
73
Closed
94
Avg Time Held Equity + Options
2.4 quarters
Top 10 Avg Time Held Equity + Options
0.7 quarters
Top 20 Avg Time Held Equity + Options
0.9 quarters
Avg Time Held Equity only
2.6 quarters
Top 10 Avg Time Held Equity only
0.7 quarters
Top 20 Avg Time Held Equity only
0.9 quarters

Top Buys

Rank Stock Value
1
WCG
Wellcare Health Plans, Inc.
WCG
+$198M
2
AMTD icon
TD Ameritrade Holding Corp
AMTD
+$140M
3
TIF
Tiffany & Co.
TIF
+$119M
4
CY
Cypress Semiconductor
CY
+$76M
5
MDCO
Medicines Co
MDCO
+$64.5M

Top Sells

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$545M
2
STI icon
SunTrust Banks, Inc.
STI
+$231M
3
GWR
Genesee & Wyoming Inc.
GWR
+$170M
4
AABA
Altaba Inc
AABA
+$72.2M
5
ACEL icon
Accel Entertainment
ACEL
+$33.9M

Sector Composition

Rank Sector Weight
1 Miscellaneous 20.38%
2 Healthcare 19.5%
3 Technology 19.08%
4 Consumer Discretionary 11.89%
5 Communication Services 7.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
WH icon
76
Wyndham Hotels & Resorts
WH
$5.5B
$8.38M 0.24%
133,500
+104,600
+362% +$5.81M
2019 Q2
2 quarters
MAA icon
77
Mid-America Apartment Communities
MAA
$13.6B
$8.06M 0.23%
61,150
+150
+0.2% +$20.1K
2019 Q1
3 quarters
MGP
78
DELISTED
MGM Growth Properties LLC Class A common shares representing limited liability company interests
MGP
$8.05M 0.23%
259,800
+78,400
+43% +$2.41M
2018 Q3
5 quarters
SPRU icon
79
Spruce Power Holding Corp
SPRU
$30M
$7.96M 0.23%
100,063
+50,063
+100% +$3.95M
2019 Q3
1 quarter
LATN
80
DELISTED
Union Acquisition Corp. II Ordinary Shares
LATN
$7.88M 0.22%
+800,000
New +$7.88M
2019 Q4
0 quarters
WORK
81
DELISTED
Slack Technologies, Inc.
WORK
$7.87M 0.22%
+350,000
New +$7.79M
2019 Q4
0 quarters
SKIL icon
82
Skillsoft
SKIL
$55.6M
$7.74M 0.22%
37,500
– –
2019 Q3
1 quarter
ARE icon
83
Alexandria Real Estate Equities
ARE
$7.83B
$7.45M 0.21%
46,100
-12,300
-21% -$1.94M
2019 Q1
3 quarters
NHI icon
84
National Health Investors
NHI
$3.18B
$7.39M 0.21%
90,700
+13,400
+17% +$1.1M
2018 Q1
7 quarters
IWM icon
85
iShares Russell 2000 ETF
IWM
$77.4B
$7.37M 0.21%
+44,500
New +$7.03M
2019 Q4
0 quarters
FCPT icon
86
Four Corners Property Trust
FCPT
$2.34B
$7.37M 0.21%
261,300
-21,600
-8% -$604K
2018 Q1
7 quarters
MIME
87
DELISTED
Mimecast Limited
MIME
$6.94M 0.2%
160,000
+60,000
+60% +$2.49M
2019 Q3
1 quarter
BDX icon
88
Becton Dickinson
BDX
$50.1B
$6.8M 0.19%
25,625
-56,375
-69% -$14.1M
2018 Q4
4 quarters
AMH icon
89
American Homes 4 Rent
AMH
$11.1B
$6.72M 0.19%
256,500
+154,900
+152% +$4.04M
2018 Q1
7 quarters
CTXS
90
DELISTED
Citrix Systems Inc
CTXS
$6.65M 0.19%
60,000
-190,000
-76% -$20.4M
2019 Q3
1 quarter
COLD icon
91
Americold
COLD
$3.99B
$6.65M 0.19%
189,723
+39,423
+26% +$1.45M
2018 Q3
5 quarters
DRE
92
DELISTED
Duke Realty Corp.
DRE
$6.65M 0.19%
191,800
+102,300
+114% +$3.53M
2018 Q3
5 quarters
EPR icon
93
EPR Properties
EPR
$4.19B
$6.63M 0.19%
93,800
+22,300
+31% +$1.64M
2019 Q1
3 quarters
DKNG icon
94
DraftKings
DKNG
$9.72B
$6.58M 0.19%
615,209
+97,709
+19% +$989K
2019 Q3
1 quarter
HR icon
95
DELISTED
Healthcare Realty Trust Incorporated
HR
$6.55M 0.19%
196,400
+175,600
+844% +$5.82M
2019 Q3
1 quarter
EGP icon
96
EastGroup Properties
EGP
$10.5B
$6.53M 0.18%
49,200
-1,200
-2% -$158K
2018 Q4
4 quarters
CLDR
97
DELISTED
Cloudera, Inc.
CLDR
$6.4M 0.18%
550,000
-200,000
-27% -$1.92M
2018 Q4
4 quarters
QSR icon
98
Restaurant Brands International
QSR
$24.7B
$6.38M 0.18%
100,000
-100,000
-50% -$6.69M
2017 Q2
10 quarters
BIDU icon
99
Baidu
BIDU
$29B
$6.32M 0.18%
50,000
+37,500
+300% +$4.26M
2019 Q3
1 quarter
HYLN icon
100
Hyliion Holdings
HYLN
$686M
$6.16M 0.17%
617,855
+450,000
+268% +$4.45M
2019 Q3
1 quarter
2 3
4
5 6

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
Meritage Portfolio Management Overland Park, Kansas $1.51B AUM 26.61% 1-Year Est. Return

UBS O'Connor's Q4 2019 Portfolio in Review

As of Q4 2019, UBS O'Connor held 411 positions worth $3.53B, down 1.7% from $3.59B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

UBS O'Connor withdrew a net $728M in Q4 2019, closing 94 positions and reducing 73 holdings. Its most notable exit was Celgene Corp, an estimated $545M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 20% of assets, up from 18% a quarter earlier, followed by Healthcare and Technology.

Against the trend, UBS O'Connor opened a new position in TD Ameritrade Holding Corp worth $160M.

  • UBS O'Connor's largest Q4 2019 buy was TD Ameritrade Holding Corp: 3,221,718 shares worth $160M.
  • UBS O'Connor added most to Wellcare Health Plans, Inc. in Q4 2019, an estimated $198M increase.
  • UBS O'Connor's biggest Q4 2019 reduction was Post Holdings, cutting an estimated $31.4M.
  • UBS O'Connor fully exited Celgene Corp in Q4 2019, selling an estimated $545M.
  • UBS O'Connor's ten largest holdings make up 47% of its $3.53B portfolio in Q4 2019.
  • UBS O'Connor opened 105 new positions and closed 94 in Q4 2019.
  • UBS O'Connor's portfolio value fell 1.7% quarter-over-quarter to $3.53B.

Based on UBS O'Connor's 13F filing for Q4 2019, filed 14 Feb 2020.