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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+10.95%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$3.53B
AUM Growth
-$60.5M
Cap. Flow
-$649M
Cap. Flow %
-18.37%
Top 10 Hldgs %
46.78%
Holding
411
New
105
Increased
79
Reduced
73
Closed
94

Top Buys

Rank Stock Value
1
WCG
Wellcare Health Plans, Inc.
WCG
+$198M
2
AMTD
TD Ameritrade Holding Corp
AMTD
+$140M
3
TIF
Tiffany & Co.
TIF
+$119M
4
CY
Cypress Semiconductor
CY
+$76M
5
MDCO
Medicines Co
MDCO
+$64.5M

Top Sells

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$545M
2
STI
SunTrust Banks, Inc.
STI
+$231M
3
GWR
Genesee & Wyoming Inc.
GWR
+$170M
4
AABA
Altaba Inc
AABA
+$72.2M
5
ACEL icon
Accel Entertainment
ACEL
+$33.9M

Sector Composition

Rank Sector Weight
1 Technology 19.08%
2 Consumer Discretionary 8.09%
3 Real Estate 7.1%
4 Financials 7.07%
5 Industrials 3.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WH icon
76
Wyndham Hotels & Resorts
WH
$5.58B
$8.38M 0.24%
133,500
+104,600
+362% +$5.81M
MAA icon
77
Mid-America Apartment Communities
MAA
$15.5B
$8.06M 0.23%
61,150
+150
+0.2% +$20.1K
MGP
78
DELISTED
MGM Growth Properties LLC Class A common shares representing limited liability company interests
MGP
$8.05M 0.23%
259,800
+78,400
+43% +$2.41M
SPRU icon
79
Spruce Power Holding Corp
SPRU
$42.2M
$7.96M 0.23%
100,063
+50,063
+100% +$3.95M
LATN
80
DELISTED
Union Acquisition Corp. II Ordinary Shares
LATN
$7.88M 0.22%
+800,000
New +$7.88M
WORK
81
DELISTED
Slack Technologies, Inc.
WORK
$7.87M 0.22%
+350,000
New +$7.79M
SKIL icon
82
Skillsoft
SKIL
$72.1M
$7.74M 0.22%
37,500
– –
ARE icon
83
Alexandria Real Estate Equities
ARE
$8.34B
$7.45M 0.21%
46,100
-12,300
-21% -$1.94M
NHI icon
84
National Health Investors
NHI
$3.65B
$7.39M 0.21%
90,700
+13,400
+17% +$1.1M
IWM icon
85
iShares Russell 2000 ETF
IWM
$82.1B
$7.37M 0.21%
+44,500
New +$7.03M
FCPT icon
86
Four Corners Property Trust
FCPT
$2.75B
$7.37M 0.21%
261,300
-21,600
-8% -$604K
MIME
87
DELISTED
Mimecast Limited
MIME
$6.94M 0.2%
160,000
+60,000
+60% +$2.49M
BDX icon
88
Becton Dickinson
BDX
$48.8B
$6.8M 0.19%
25,625
-56,375
-69% -$14.1M
AMH icon
89
American Homes 4 Rent
AMH
$12.4B
$6.72M 0.19%
256,500
+154,900
+152% +$4.04M
CTXS
90
DELISTED
Citrix Systems Inc
CTXS
$6.65M 0.19%
60,000
-190,000
-76% -$20.4M
COLD icon
91
Americold
COLD
$4.11B
$6.65M 0.19%
189,723
+39,423
+26% +$1.45M
DRE
92
DELISTED
Duke Realty Corp.
DRE
$6.65M 0.19%
191,800
+102,300
+114% +$3.53M
EPR icon
93
EPR Properties
EPR
$4.7B
$6.63M 0.19%
93,800
+22,300
+31% +$1.64M
DKNG icon
94
DraftKings
DKNG
$11B
$6.58M 0.19%
615,209
+97,709
+19% +$989K
HR
95
DELISTED
Healthcare Realty Trust Incorporated
HR
$6.55M 0.19%
196,400
+175,600
+844% +$5.82M
EGP icon
96
EastGroup Properties
EGP
$10.8B
$6.53M 0.18%
49,200
-1,200
-2% -$158K
CLDR
97
DELISTED
Cloudera, Inc.
CLDR
$6.4M 0.18%
550,000
-200,000
-27% -$1.92M
QSR icon
98
Restaurant Brands International
QSR
$25.3B
$6.38M 0.18%
100,000
-100,000
-50% -$6.69M
BIDU icon
99
Baidu
BIDU
$37.1B
$6.32M 0.18%
50,000
+37,500
+300% +$4.26M
HYLN icon
100
Hyliion Holdings
HYLN
$704M
$6.16M 0.17%
617,855
+450,000
+268% +$4.45M
2 3
4
5 6

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q4 2019 Portfolio in Review

As of Q4 2019, UBS O'Connor held 411 positions worth $3.53B, down 1.7% from $3.59B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

UBS O'Connor withdrew a net $649M in Q4 2019, closing 94 positions and reducing 73 holdings. Its most notable exit was Celgene Corp, an estimated $545M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Real Estate.

Against the trend, UBS O'Connor opened a new position in TD Ameritrade Holding Corp worth $160M.

  • UBS O'Connor's largest Q4 2019 buy was TD Ameritrade Holding Corp: 3,221,718 shares worth $160M.
  • UBS O'Connor added most to Wellcare Health Plans, Inc. in Q4 2019, an estimated $198M increase.
  • UBS O'Connor's biggest Q4 2019 reduction was Post Holdings, cutting an estimated $31.4M.
  • UBS O'Connor fully exited Celgene Corp in Q4 2019, selling an estimated $545M.
  • UBS O'Connor's ten largest holdings make up 47% of its $3.53B portfolio in Q4 2019.
  • UBS O'Connor opened 105 new positions and closed 94 in Q4 2019.
  • UBS O'Connor's portfolio value fell 1.7% quarter-over-quarter to $3.53B.

Based on UBS O'Connor's 13F filing for Q4 2019, filed 14 Feb 2020.