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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
-1.34%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.79B
AUM Growth
-$9.85B
Cap. Flow
-$10.2B
Cap. Flow %
-176.42%
Top 10 Hldgs %
19.98%
Holding
610
New
182
Increased
123
Reduced
91
Closed
160
Avg Time Held Equity + Options
1.4 quarters
Top 10 Avg Time Held Equity + Options
1.1 quarters
Top 20 Avg Time Held Equity + Options
1.5 quarters
Avg Time Held Equity only
1.4 quarters
Top 10 Avg Time Held Equity only
1.1 quarters
Top 20 Avg Time Held Equity only
1.5 quarters

Top Buys

Rank Stock Value
1
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
+$140M
2
BABA icon
Alibaba
BABA
+$78.3M
3
ASH icon
Ashland
ASH
+$62.3M
4
PL icon
PROTECTIVE LIFE CORP
PL
+$58.8M
5
RTX icon
RTX Corp
RTX
+$55.1M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$85.3M
2
MSFT icon
Microsoft
MSFT
+$62.3M
3
INTC icon
Intel
INTC
+$48.9M
4
WY icon
Weyerhaeuser
WY
+$43M
5
PM icon
Philip Morris
PM
+$36.3M

Sector Composition

Rank Sector Weight
1 Miscellaneous 17.87%
2 Consumer Discretionary 12.45%
3 Industrials 12.03%
4 Consumer Staples 11.2%
5 Technology 11.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
FWLT
76
DELISTED
FOSTER WHEELER AG (SWITZERLAND)
FWLT
$19.6M 0.34%
621,044
– –
2013 Q4
3 quarters
IRF
77
DELISTED
INTL RECTIFIER CORP
IRF
$19.6M 0.34%
+500,000
New +$16.2M
2014 Q3
0 quarters
EXC icon
78
Exelon
EXC
$43B
$19.5M 0.34%
803,626
-152,538
-16% -$3.57M
2014 Q2
1 quarter
SIVB
79
DELISTED
SVB Financial Group
SIVB
$19.2M 0.33%
171,096
+139,826
+447% +$15.5M
2014 Q1
2 quarters
PM icon
80
Philip Morris
PM
$314B
$19M 0.33%
228,053
-429,005
-65% -$36.3M
2013 Q2
5 quarters
CXT icon
81
Crane NXT
CXT
$2.9B
$18.9M 0.33%
862,839
+574,778
+200% +$13.9M
2014 Q2
1 quarter
NOV icon
82
NOV
NOV
$6.76B
$18.9M 0.33%
247,746
-343,126
-58% -$28.4M
2013 Q2
5 quarters
NVDA icon
83
NVIDIA
NVDA
$5.54T
$18.3M 0.32%
+39,630,800
New +$18.7M
2014 Q3
0 quarters
FL icon
84
DELISTED
Foot Locker
FL
$18M 0.31%
323,290
+166,778
+107% +$8.77M
2013 Q2
5 quarters
POR icon
85
Portland General Electric
POR
$5.34B
$17.9M 0.31%
557,882
-12,567
-2% -$417K
2014 Q1
2 quarters
PPG icon
86
PPG Industries
PPG
$23.1B
$17.8M 0.31%
+181,426
New +$18.5M
2014 Q3
0 quarters
AGN
87
DELISTED
Allergan Inc
AGN
$17.8M 0.31%
100,000
-25,000
-20% -$4.15M
2014 Q2
1 quarter
HUBG icon
88
HUB Group
HUBG
$1.58B
$17.7M 0.31%
+871,764
New +$19.8M
2014 Q3
0 quarters
EOG icon
89
EOG Resources
EOG
$77.7B
$17.4M 0.3%
+175,960
New +$19.1M
2014 Q3
0 quarters
CSTM icon
90
Constellium
CSTM
$3.5B
$17.4M 0.3%
705,368
+204,329
+41% +$5.89M
2014 Q1
2 quarters
XEL icon
91
Xcel Energy
XEL
$46.1B
$16.5M 0.29%
+543,750
New +$17M
2014 Q3
0 quarters
JKS icon
92
JinkoSolar
JKS
$465M
$16.5M 0.29%
600,864
+277,420
+86% +$7.91M
2014 Q2
1 quarter
C icon
93
Citigroup
C
$217B
$16M 0.28%
+308,274
New +$15.5M
2014 Q3
0 quarters
RS icon
94
Reliance Steel & Aluminium
RS
$20.5B
$15.6M 0.27%
228,420
+24,633
+12% +$1.75M
2014 Q2
1 quarter
KRFT
95
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$15.6M 0.27%
276,850
-226,561
-45% -$13.1M
2013 Q3
4 quarters
MT icon
96
ArcelorMittal
MT
$48.2B
$15.2M 0.26%
+484,903
New +$16.1M
2014 Q3
0 quarters
BHI
97
DELISTED
Baker Hughes
BHI
$15.1M 0.26%
+231,423
New +$16.1M
2014 Q3
0 quarters
SRE icon
98
Sempra
SRE
$53.2B
$14.8M 0.26%
281,300
-8,550
-3% -$441K
2013 Q2
5 quarters
PWR icon
99
Quanta Services
PWR
$106B
$14.7M 0.25%
405,428
+58,473
+17% +$2.08M
2013 Q4
3 quarters
SWY
100
DELISTED
SAFEWAY INC
SWY
$14.6M 0.25%
425,000
+150,000
+55% +$5.18M
2014 Q2
1 quarter
2 3
4
5 6

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ACI
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RC
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CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
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MPM
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UBS O'Connor's Q3 2014 Portfolio in Review

As of Q3 2014, UBS O'Connor held 610 positions worth $5.79B, down 63% from $15.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

UBS O'Connor withdrew a net $10.2B in Q3 2014, closing 160 positions and reducing 91 holdings. Its most notable exit was FOREST LABORATORIES INC, an estimated $85.3M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 18% of assets, down from 73% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, UBS O'Connor opened a new position in TRW AUTOMOTIVE HOLDINGS CORP worth $142M.

  • UBS O'Connor's largest Q3 2014 buy was TRW AUTOMOTIVE HOLDINGS CORP: 1,398,700 shares worth $142M.
  • UBS O'Connor added most to Ashland in Q3 2014, an estimated $62.3M increase.
  • UBS O'Connor's biggest Q3 2014 reduction was Microsoft, cutting an estimated $62.3M.
  • UBS O'Connor fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $85.3M.
  • UBS O'Connor's ten largest holdings make up 20% of its $5.79B portfolio in Q3 2014.
  • UBS O'Connor opened 182 new positions and closed 160 in Q3 2014.
  • UBS O'Connor's portfolio value fell 63% quarter-over-quarter to $5.79B.

Based on UBS O'Connor's 13F filing for Q3 2014, filed 14 Nov 2014.