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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
-1.34%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.79B
AUM Growth
-$9.85B
Cap. Flow
-$10B
Cap. Flow %
-173.51%
Top 10 Hldgs %
19.98%
Holding
610
New
182
Increased
123
Reduced
91
Closed
160

Top Buys

Rank Stock Value
1
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
+$140M
2
BABA icon
Alibaba
BABA
+$78.3M
3
ASH icon
Ashland
ASH
+$62.3M
4
PL
PROTECTIVE LIFE CORP
PL
+$58.8M
5
RTX icon
RTX Corp
RTX
+$55.1M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$85.3M
2
MSFT icon
Microsoft
MSFT
+$62.3M
3
INTC icon
Intel
INTC
+$48.9M
4
WY icon
Weyerhaeuser
WY
+$43M
5
PM icon
Philip Morris
PM
+$36.3M

Sector Composition

Rank Sector Weight
1 Industrials 11.87%
2 Consumer Discretionary 11.57%
3 Consumer Staples 11.18%
4 Technology 10.96%
5 Healthcare 8.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FWLT
76
DELISTED
FOSTER WHEELER AG (SWITZERLAND)
FWLT
$19.6M 0.34%
621,044
– –
IRF
77
DELISTED
INTL RECTIFIER CORP
IRF
$19.6M 0.34%
+500,000
New +$16.2M
EXC icon
78
Exelon
EXC
$46.7B
$19.5M 0.34%
803,626
-152,538
-16% -$3.57M
SIVB
79
DELISTED
SVB Financial Group
SIVB
$19.2M 0.33%
171,096
+139,826
+447% +$15.5M
PM icon
80
Philip Morris
PM
$293B
$19M 0.33%
228,053
-429,005
-65% -$36.3M
CXT icon
81
Crane NXT
CXT
$3.13B
$18.9M 0.33%
862,839
+574,778
+200% +$13.9M
NOV icon
82
NOV
NOV
$7.09B
$18.9M 0.33%
247,746
-343,126
-58% -$28.4M
NVDA icon
83
NVIDIA
NVDA
$5.3T
$18.3M 0.32%
+39,630,800
New +$18.7M
FL
84
DELISTED
Foot Locker
FL
$18M 0.31%
323,290
+166,778
+107% +$8.77M
POR icon
85
Portland General Electric
POR
$5.71B
$17.9M 0.31%
557,882
-12,567
-2% -$417K
PPG icon
86
PPG Industries
PPG
$26B
$17.8M 0.31%
+181,426
New +$18.5M
AGN
87
DELISTED
Allergan Inc
AGN
$17.8M 0.31%
100,000
-25,000
-20% -$4.15M
HUBG icon
88
HUB Group
HUBG
$2.83B
$17.7M 0.31%
+871,764
New +$19.8M
EOG icon
89
EOG Resources
EOG
$71.4B
$17.4M 0.3%
+175,960
New +$19.1M
CSTM icon
90
Constellium
CSTM
$3.88B
$17.4M 0.3%
705,368
+204,329
+41% +$5.89M
XEL icon
91
Xcel Energy
XEL
$48.1B
$16.5M 0.29%
+543,750
New +$17M
JKS
92
JinkoSolar
JKS
$847M
$16.5M 0.29%
600,864
+277,420
+86% +$7.91M
C icon
93
Citigroup
C
$224B
$16M 0.28%
+308,274
New +$15.5M
RS icon
94
Reliance Steel & Aluminium
RS
$21.3B
$15.6M 0.27%
228,420
+24,633
+12% +$1.75M
KRFT
95
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$15.6M 0.27%
276,850
-226,561
-45% -$13.1M
MT icon
96
ArcelorMittal
MT
$55.2B
$15.2M 0.26%
+484,903
New +$16.1M
BHI
97
DELISTED
Baker Hughes
BHI
$15.1M 0.26%
+231,423
New +$16.1M
SRE icon
98
Sempra
SRE
$55.1B
$14.8M 0.26%
281,300
-8,550
-3% -$441K
PWR icon
99
Quanta Services
PWR
$100B
$14.7M 0.25%
405,428
+58,473
+17% +$2.08M
SWY
100
DELISTED
SAFEWAY INC
SWY
$14.6M 0.25%
425,000
+150,000
+55% +$5.18M
2 3
4
5 6

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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
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CGL
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CB
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UBS O'Connor's Q3 2014 Portfolio in Review

As of Q3 2014, UBS O'Connor held 610 positions worth $5.79B, down 63% from $15.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

UBS O'Connor withdrew a net $10B in Q3 2014, closing 160 positions and reducing 91 holdings. Its most notable exit was FOREST LABORATORIES INC, an estimated $85.3M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 12% of assets, up from 2.9% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

Against the trend, UBS O'Connor opened a new position in TRW AUTOMOTIVE HOLDINGS CORP worth $142M.

  • UBS O'Connor's largest Q3 2014 buy was TRW AUTOMOTIVE HOLDINGS CORP: 1,398,700 shares worth $142M.
  • UBS O'Connor added most to Ashland in Q3 2014, an estimated $62.3M increase.
  • UBS O'Connor's biggest Q3 2014 reduction was Microsoft, cutting an estimated $62.3M.
  • UBS O'Connor fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $85.3M.
  • UBS O'Connor's ten largest holdings make up 20% of its $5.79B portfolio in Q3 2014.
  • UBS O'Connor opened 182 new positions and closed 160 in Q3 2014.
  • UBS O'Connor's portfolio value fell 63% quarter-over-quarter to $5.79B.

Based on UBS O'Connor's 13F filing for Q3 2014, filed 14 Nov 2014.