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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+4.46%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.28B
AUM Growth
-$163M
Cap. Flow
-$383M
Cap. Flow %
-7.25%
Top 10 Hldgs %
15.41%
Holding
584
New
193
Increased
92
Reduced
96
Closed
154

Top Buys

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$73.6M
2
BEAM
BEAM INC COM STK (DE)
BEAM
+$47.2M
3
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$44.7M
4
HLF icon
Herbalife
HLF
+$39.2M
5
AMH icon
American Homes 4 Rent
AMH
+$36.3M

Top Sells

Rank Stock Value
1
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$95.1M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$73.6M
3
PM icon
Philip Morris
PM
+$55.7M
4
KO icon
Coca-Cola
KO
+$50.2M
5
CCI.PRA
Crown Castle International Corp.
CCI.PRA
+$48M

Sector Composition

Rank Sector Weight
1 Real Estate 23.24%
2 Industrials 8.44%
3 Consumer Staples 7.97%
4 Financials 6.82%
5 Consumer Discretionary 6.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RSG icon
76
Republic Services
RSG
$64.5B
$21M 0.4%
615,331
+427,077
+227% +$14.2M
MHK icon
77
Mohawk Industries
MHK
$8.97B
$20.7M 0.39%
152,492
+131,492
+626% +$18.8M
VNO icon
78
Vornado Realty Trust
VNO
$7.27B
$20.4M 0.39%
282,983
+132,088
+88% +$9.13M
FWLT
79
DELISTED
FOSTER WHEELER AG (SWITZERLAND)
FWLT
$20.1M 0.38%
621,044
+172,964
+39% +$5.41M
CLF icon
80
Cleveland-Cliffs
CLF
$6.98B
$20.1M 0.38%
+983,707
New +$20.4M
FIS icon
81
Fidelity National Information Services
FIS
$22.1B
$20M 0.38%
374,383
+92,782
+33% +$4.95M
TMUS icon
82
T-Mobile US
TMUS
$193B
$19.9M 0.38%
603,725
+445,809
+282% +$14.1M
MON
83
DELISTED
Monsanto Co
MON
$19.6M 0.37%
+172,135
New +$19.2M
ESS icon
84
Essex Property Trust
ESS
$18.3B
$19.5M 0.37%
+114,800
New +$18.5M
AWK icon
85
American Water Works
AWK
$26.8B
$19.4M 0.37%
427,801
+146,370
+52% +$6.33M
BKU icon
86
Bankunited
BKU
$3.37B
$18.6M 0.35%
535,212
-128,752
-19% -$4.21M
CMS icon
87
CMS Energy
CMS
$22.3B
$18.3M 0.35%
626,200
-20,196
-3% -$560K
FRT icon
88
Federal Realty Investment Trust
FRT
$10.2B
$18.3M 0.35%
159,426
-51,575
-24% -$5.64M
DRE
89
DELISTED
Duke Realty Corp.
DRE
$18.2M 0.35%
1,079,958
+770,214
+249% +$12.3M
KMB icon
90
Kimberly-Clark
KMB
$36.1B
$18M 0.34%
+170,647
New +$17.7M
SITC icon
91
SITE Centers
SITC
$164M
$18M 0.34%
+849,384
New +$17.5M
D icon
92
Dominion Energy
D
$58.8B
$17.7M 0.34%
249,550
-40,050
-14% -$2.73M
MFRM
93
DELISTED
MATTRESS FIRM HLDG CORP COM STK (DE)
MFRM
$17.6M 0.33%
368,795
+74,167
+25% +$3.22M
HRB icon
94
H&R Block
HRB
$5.82B
$17.2M 0.33%
+569,408
New +$17.1M
HIW icon
95
Highwoods Properties
HIW
$3.47B
$17.1M 0.32%
445,475
-606,567
-58% -$22.5M
WR
96
DELISTED
Westar Energy Inc
WR
$16.9M 0.32%
482,050
-15,555
-3% -$523K
VIAB
97
DELISTED
Viacom Inc. Class B
VIAB
$16.8M 0.32%
198,101
+99,318
+101% +$8.45M
BAC icon
98
Bank of America
BAC
$441B
$16.8M 0.32%
973,988
-421,742
-30% -$7.09M
CSX icon
99
CSX Corp
CSX
$93.9B
$16.5M 0.31%
1,711,845
-112,854
-6% -$1.05M
SIRI icon
100
SiriusXM
SIRI
$10.1B
$15.9M 0.3%
+497,532
New +$17.6M
2 3
4
5 6

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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q1 2014 Portfolio in Review

As of Q1 2014, UBS O'Connor held 584 positions worth $5.28B, down 3% from $5.44B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS O'Connor withdrew a net $383M in Q1 2014, closing 154 positions and reducing 96 holdings. Its most notable exit was LIFE TECHNOLOGIES CORP COM STK (DE), an estimated $95.1M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 23% of assets, up from 17% a quarter earlier, followed by Industrials and Consumer Staples.

Against the trend, UBS O'Connor opened a new position in FOREST LABORATORIES INC worth $84.1M.

  • UBS O'Connor's largest Q1 2014 buy was FOREST LABORATORIES INC: 911,918 shares worth $84.1M.
  • UBS O'Connor added most to TIME WARNER CABLE INC NEW COM STK in Q1 2014, an estimated $44.7M increase.
  • UBS O'Connor's biggest Q1 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $73.6M.
  • UBS O'Connor fully exited LIFE TECHNOLOGIES CORP COM STK (DE) in Q1 2014, selling an estimated $95.1M.
  • UBS O'Connor's ten largest holdings make up 15% of its $5.28B portfolio in Q1 2014.
  • UBS O'Connor opened 193 new positions and closed 154 in Q1 2014.
  • UBS O'Connor's portfolio value fell 3% quarter-over-quarter to $5.28B.

Based on UBS O'Connor's 13F filing for Q1 2014, filed 14 May 2014.