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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+4.46%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.28B
AUM Growth
-$163M
Cap. Flow
-$430M
Cap. Flow %
-8.15%
Top 10 Hldgs %
15.41%
Holding
584
New
193
Increased
92
Reduced
96
Closed
154
Avg Time Held Equity + Options
1.1 quarters
Top 10 Avg Time Held Equity + Options
0.7 quarters
Top 20 Avg Time Held Equity + Options
0.9 quarters
Avg Time Held Equity only
1.2 quarters
Top 10 Avg Time Held Equity only
0.7 quarters
Top 20 Avg Time Held Equity only
0.9 quarters

Top Buys

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$73.6M
2
BEAM icon
BEAM INC COM STK (DE)
BEAM
+$47.2M
3
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$44.7M
4
HLF icon
Herbalife
HLF
+$39.2M
5
AMH icon
American Homes 4 Rent
AMH
+$36.3M

Top Sells

Rank Stock Value
1
LIFE icon
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$95.1M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$73.6M
3
PM icon
Philip Morris
PM
+$55.7M
4
KO icon
Coca-Cola
KO
+$50.2M
5
CCI.PRA icon
Crown Castle International Corp.
CCI.PRA
+$48M

Sector Composition

Rank Sector Weight
1 Real Estate 23.5%
2 Miscellaneous 14.39%
3 Industrials 8.45%
4 Consumer Staples 7.97%
5 Financials 7.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
RSG icon
76
Republic Services
RSG
$66.4B
$21M 0.4%
615,331
+427,077
+227% +$14.2M
2013 Q3
2 quarters
MHK icon
77
Mohawk Industries
MHK
$8B
$20.7M 0.39%
152,492
+131,492
+626% +$18.8M
2013 Q3
2 quarters
VNO icon
78
Vornado Realty Trust
VNO
$6.28B
$20.4M 0.39%
282,983
+132,088
+88% +$9.13M
2013 Q3
2 quarters
FWLT
79
DELISTED
FOSTER WHEELER AG (SWITZERLAND)
FWLT
$20.1M 0.38%
621,044
+172,964
+39% +$5.41M
2013 Q4
1 quarter
CLF icon
80
Cleveland-Cliffs
CLF
$7.41B
$20.1M 0.38%
+983,707
New +$20.4M
2014 Q1
0 quarters
FIS icon
81
Fidelity National Information Services
FIS
$17.6B
$20M 0.38%
374,383
+92,782
+33% +$4.95M
2013 Q4
1 quarter
TMUS icon
82
T-Mobile US
TMUS
$159B
$19.9M 0.38%
603,725
+445,809
+282% +$14.1M
2013 Q4
1 quarter
MON
83
DELISTED
Monsanto Co
MON
$19.6M 0.37%
+172,135
New +$19.2M
2014 Q1
0 quarters
ESS icon
84
Essex Property Trust
ESS
$17.5B
$19.5M 0.37%
+114,800
New +$18.5M
2014 Q1
0 quarters
AWK icon
85
American Water Works
AWK
$25.6B
$19.4M 0.37%
427,801
+146,370
+52% +$6.33M
2013 Q2
3 quarters
BKU icon
86
Bankunited
BKU
$3.01B
$18.6M 0.35%
535,212
-128,752
-19% -$4.21M
2013 Q2
3 quarters
CMS icon
87
CMS Energy
CMS
$20.5B
$18.3M 0.35%
626,200
-20,196
-3% -$560K
2013 Q2
3 quarters
FRT icon
88
Federal Realty Investment Trust
FRT
$9.22B
$18.3M 0.35%
159,426
-51,575
-24% -$5.64M
2013 Q2
3 quarters
DRE
89
DELISTED
Duke Realty Corp.
DRE
$18.2M 0.35%
1,079,958
+770,214
+249% +$12.3M
2013 Q4
1 quarter
KMB icon
90
Kimberly-Clark
KMB
$32.5B
$18M 0.34%
+170,647
New +$17.7M
2014 Q1
0 quarters
SITC icon
91
SITE Centers
SITC
$163M
$18M 0.34%
+849,384
New +$17.5M
2014 Q1
0 quarters
D icon
92
Dominion Energy
D
$54.2B
$17.7M 0.34%
249,550
-40,050
-14% -$2.73M
2013 Q2
3 quarters
MFRM
93
DELISTED
MATTRESS FIRM HLDG CORP COM STK (DE)
MFRM
$17.6M 0.33%
368,795
+74,167
+25% +$3.22M
2013 Q2
3 quarters
HRB icon
94
H&R Block
HRB
$5.4B
$17.2M 0.33%
+569,408
New +$17.1M
2014 Q1
0 quarters
HIW icon
95
Highwoods Properties
HIW
$3.2B
$17.1M 0.32%
445,475
-606,567
-58% -$22.5M
2013 Q2
3 quarters
WR icon
96
DELISTED
Westar Energy Inc
WR
$16.9M 0.32%
482,050
-15,555
-3% -$523K
2013 Q2
3 quarters
VIAB
97
DELISTED
Viacom Inc. Class B
VIAB
$16.8M 0.32%
198,101
+99,318
+101% +$8.45M
2013 Q3
2 quarters
BAC icon
98
Bank of America
BAC
$380B
$16.8M 0.32%
973,988
-421,742
-30% -$7.09M
2013 Q4
1 quarter
CSX icon
99
CSX Corp
CSX
$87.5B
$16.5M 0.31%
1,711,845
-112,854
-6% -$1.05M
2013 Q4
1 quarter
SIRI icon
100
SiriusXM
SIRI
$8.94B
$15.9M 0.3%
+497,532
New +$17.6M
2014 Q1
0 quarters
2 3
4
5 6

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FNBT
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
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UBS O'Connor's Q1 2014 Portfolio in Review

As of Q1 2014, UBS O'Connor held 584 positions worth $5.28B, down 3% from $5.44B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS O'Connor withdrew a net $430M in Q1 2014, closing 154 positions and reducing 96 holdings. Its most notable exit was LIFE TECHNOLOGIES CORP COM STK (DE), an estimated $95.1M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 24% of assets, up from 18% a quarter earlier, followed by Miscellaneous and Industrials.

Against the trend, UBS O'Connor opened a new position in FOREST LABORATORIES INC worth $84.1M.

  • UBS O'Connor's largest Q1 2014 buy was FOREST LABORATORIES INC: 911,918 shares worth $84.1M.
  • UBS O'Connor added most to TIME WARNER CABLE INC NEW COM STK in Q1 2014, an estimated $44.7M increase.
  • UBS O'Connor's biggest Q1 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $73.6M.
  • UBS O'Connor fully exited LIFE TECHNOLOGIES CORP COM STK (DE) in Q1 2014, selling an estimated $95.1M.
  • UBS O'Connor's ten largest holdings make up 15% of its $5.28B portfolio in Q1 2014.
  • UBS O'Connor opened 193 new positions and closed 154 in Q1 2014.
  • UBS O'Connor's portfolio value fell 3% quarter-over-quarter to $5.28B.

Based on UBS O'Connor's 13F filing for Q1 2014, filed 14 May 2014.