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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+3.87%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$4.81B
AUM Growth
-$531M
Cap. Flow
-$1.24B
Cap. Flow %
-25.85%
Top 10 Hldgs %
18.16%
Holding
673
New
167
Increased
91
Reduced
97
Closed
256
Avg Time Held Equity + Options
0.6 quarters
Top 10 Avg Time Held Equity + Options
0.6 quarters
Top 20 Avg Time Held Equity + Options
0.4 quarters
Avg Time Held Equity only
0.6 quarters
Top 10 Avg Time Held Equity only
0.6 quarters
Top 20 Avg Time Held Equity only
0.4 quarters

Top Buys

Rank Stock Value
1
CL icon
Colgate-Palmolive
CL
+$59.4M
2
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$56.3M
3
SPG icon
Simon Property Group
SPG
+$52M
4
TSM icon
TSMC
TSM
+$45.4M
5
M icon
Macy's
M
+$44.3M

Top Sells

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$167M
2
GDI
GARDNER DENVER,INC
GDI
+$60.4M
3
BMC
BMC SOFTWARE, INC
BMC
+$58.7M
4
SFD icon
SMITHFIELD FOODS,INC
SFD
+$55.2M
5
AAP icon
Advance Auto Parts
AAP
+$48.2M

Sector Composition

Rank Sector Weight
1 Miscellaneous 29.53%
2 Real Estate 16.41%
3 Consumer Staples 12.46%
4 Financials 6.75%
5 Consumer Discretionary 6.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
PEI
76
DELISTED
Pennsylvania Real Estate Investment Trust
PEI
$15.7M 0.33%
56,000
-54,067
-49% -$15.8M
2013 Q2
1 quarter
AEE icon
77
Ameren
AEE
$28.3B
$15.7M 0.33%
450,000
+99,998
+29% +$3.46M
2013 Q2
1 quarter
RL icon
78
Ralph Lauren
RL
$22.1B
$15.2M 0.32%
92,538
-70,000
-43% -$12.1M
2013 Q2
1 quarter
DUK icon
79
Duke Energy
DUK
$91B
$15M 0.31%
225,000
+97,950
+77% +$6.68M
2013 Q2
1 quarter
CYT
80
DELISTED
CYTEC INDS INC
CYT
$15M 0.31%
+369,088
New +$14.3M
2013 Q3
0 quarters
ES icon
81
Eversource Energy
ES
$24.8B
$15M 0.31%
+363,049
New +$15.4M
2013 Q3
0 quarters
PKY
82
DELISTED
Parkway, Inc.
PKY
$14.9M 0.31%
839,999
+137,226
+20% +$2.4M
2013 Q2
1 quarter
TYC
83
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
$14.8M 0.31%
+403,974
New +$14.6M
2013 Q3
0 quarters
HPP icon
84
Hudson Pacific Properties
HPP
$650M
$14.7M 0.31%
107,780
+3,383
+3% +$492K
2013 Q2
1 quarter
CMS icon
85
CMS Energy
CMS
$20.5B
$14.4M 0.3%
547,500
+123,339
+29% +$3.35M
2013 Q2
1 quarter
BMR icon
86
DELISTED
BIOMED REALTY TRUST INC
BMR
$14.3M 0.3%
769,998
+67,225
+10% +$1.32M
2013 Q2
1 quarter
SIVB
87
DELISTED
SVB Financial Group
SIVB
$14.2M 0.3%
164,647
+119,140
+262% +$10.3M
2013 Q2
1 quarter
AKR icon
88
Acadia Realty Trust
AKR
$2.5B
$14.2M 0.29%
+573,555
New +$14.3M
2013 Q3
0 quarters
CCEP icon
89
Coca-Cola Europacific Partners
CCEP
$45.8B
$13.9M 0.29%
345,001
-789,136
-70% -$30M
2013 Q2
1 quarter
RAX
90
DELISTED
Rackspace Hosting Inc
RAX
$13.5M 0.28%
+256,469
New +$11.9M
2013 Q3
0 quarters
WR icon
91
DELISTED
Westar Energy Inc
WR
$13.4M 0.28%
436,500
+29,618
+7% +$947K
2013 Q2
1 quarter
ROST icon
92
Ross Stores
ROST
$71B
$13.3M 0.28%
+365,890
New +$12.5M
2013 Q3
0 quarters
SBNY
93
DELISTED
Signature Bank
SBNY
$12.9M 0.27%
140,717
+42,186
+43% +$3.8M
2013 Q2
1 quarter
AAT icon
94
American Assets Trust
AAT
$1.32B
$12.8M 0.27%
420,000
+665
+0.2% +$21K
2013 Q2
1 quarter
HHH icon
95
Howard Hughes
HHH
$4.4B
$12.6M 0.26%
117,487
-37,343
-24% -$3.9M
2013 Q2
1 quarter
FMER
96
DELISTED
FIRSTMERIT CORP
FMER
$12.6M 0.26%
+578,126
New +$12.6M
2013 Q3
0 quarters
PCG icon
97
PG&E
PCG
$39.4B
$12.5M 0.26%
304,981
-158,372
-34% -$6.88M
2013 Q2
1 quarter
TOL icon
98
Toll Brothers
TOL
$12.3B
$12.4M 0.26%
383,812
+80,535
+27% +$2.6M
2013 Q2
1 quarter
HIW icon
99
Highwoods Properties
HIW
$3.2B
$12.4M 0.26%
350,000
+200,000
+133% +$7.11M
2013 Q2
1 quarter
ROIC icon
100
DELISTED
Retail Opportunity Investments Corp.
ROIC
$12.1M 0.25%
874,999
+286,277
+49% +$3.89M
2013 Q2
1 quarter
2 3
4
5 6

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FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
Meritage Portfolio Management Overland Park, Kansas $1.51B AUM 26.61% 1-Year Est. Return

UBS O'Connor's Q3 2013 Portfolio in Review

As of Q3 2013, UBS O'Connor held 673 positions worth $4.81B, down 9.9% from $5.34B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

UBS O'Connor withdrew a net $1.24B in Q3 2013, closing 256 positions and reducing 97 holdings. Its most notable exit was Pfizer, an estimated $167M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 30% of assets, up from 27% a quarter earlier, followed by Real Estate and Consumer Staples.

Against the trend, UBS O'Connor opened a new position in Colgate-Palmolive worth $59.4M.

  • UBS O'Connor's largest Q3 2013 buy was Colgate-Palmolive: 1,002,498 shares worth $59.4M.
  • UBS O'Connor added most to ONYX PHARMACEUTICALS INC in Q3 2013, an estimated $56.3M increase.
  • UBS O'Connor's biggest Q3 2013 reduction was Advance Auto Parts, cutting an estimated $48.2M.
  • UBS O'Connor fully exited Pfizer in Q3 2013, selling an estimated $167M.
  • UBS O'Connor's ten largest holdings make up 18% of its $4.81B portfolio in Q3 2013.
  • UBS O'Connor opened 167 new positions and closed 256 in Q3 2013.
  • UBS O'Connor's portfolio value fell 9.9% quarter-over-quarter to $4.81B.

Based on UBS O'Connor's 13F filing for Q3 2013, filed 14 Nov 2013.