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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+4.71%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$6.94B
AUM Growth
+$2.04B
Cap. Flow
+$1.34B
Cap. Flow %
19.35%
Top 10 Hldgs %
41.92%
Holding
1,156
New
575
Increased
91
Reduced
107
Closed
351

Top Buys

Rank Stock Value
1
INFO
IHS Markit Ltd. Common Shares
INFO
+$500M
2
RP
RealPage, Inc.
RP
+$245M
3
WORK
Slack Technologies, Inc.
WORK
+$188M
4
ALXN
Alexion Pharmaceuticals
ALXN
+$157M
5
GWPH
GW Pharmaceuticals Plc American Depositary Shares
GWPH
+$148M

Top Sells

Rank Stock Value
1
TIF
Tiffany & Co.
TIF
+$309M
2
CXO
CONCHO RESOURCES INC.
CXO
+$240M
3
ACIA
Acacia Communications Inc
ACIA
+$73.4M
4
EV
Eaton Vance Corp.
EV
+$67.7M
5
FIT
Fitbit, Inc. Class A common stock
FIT
+$65.3M

Sector Composition

Rank Sector Weight
1 Technology 16.6%
2 Financials 10.11%
3 Healthcare 9.99%
4 Industrials 9.81%
5 Communication Services 9.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BWACU
951
DELISTED
Better World Acquisition Corp. Unit
BWACU
– –
-228,125
Closed -$2.52M
MLAC
952
CALL
DELISTED
Malacca Straits Acquisition Company Limited Class A Ordinary Shares
MLAC
– –
-328,007
Closed -$361K
MLAC
953
DELISTED
Malacca Straits Acquisition Company Limited Class A Ordinary Shares
MLAC
– –
-456,248
Closed -$4.52M
CYXT
954
CALL
DELISTED
Cyxtera Technologies, Inc. Class A Common Stock
CYXT
– –
-60,833
Closed -$130K
SNRHU
955
DELISTED
Senior Connect Acquisition Corp. I Unit
SNRHU
– –
-410,625
Closed -$4.22M
RIDE
956
DELISTED
Lordstown Motors Corp. Class A Common Stock
RIDE
– –
-81,667
Closed -$24.6M
HZON
957
CALL
DELISTED
Horizon Acquisition Corporation II
HZON
– –
-281,354
Closed -$542K
ML
958
CALL
DELISTED
MoneyLion Inc.
ML
– –
-15,619
Closed -$1.2M
ML
959
DELISTED
MoneyLion Inc.
ML
– –
-19,771
Closed -$6.7M
GLS
960
CALL
DELISTED
Gelesis Holdings, Inc.
GLS
– –
-487,796
Closed -$695K
VLTA
961
CALL
DELISTED
Volta Inc.
VLTA
– –
-182,500
Closed -$525K
KINZU
962
DELISTED
KINS Technology Group Inc. Unit
KINZU
– –
-273,750
Closed -$2.82M
SFT
963
DELISTED
Shift Technologies, Inc. Class A Common Stock
SFT
– –
-5,274
Closed -$436K
HPX
964
CALL
DELISTED
HPX Corp.
HPX
– –
-228,124
Closed -$262K
HPX
965
DELISTED
HPX Corp.
HPX
– –
-456,248
Closed -$4.57M
CTAQU
966
DELISTED
Carney Technology Acquisition Corp. II Units
CTAQU
– –
-456,250
Closed -$4.68M
IGAC
967
CALL
DELISTED
IG Acquisition Corp. Class A Common Stock
IGAC
– –
-228,125
Closed -$379K
HCARU
968
DELISTED
Healthcare Services Acquisition Corporation Unit
HCARU
– –
-136,875
Closed -$1.4M
SCOAU
969
DELISTED
ScION Tech Growth I Unit
SCOAU
– –
-547,500
Closed -$5.66M
IIIIU
970
DELISTED
INSU Acquisition Corp. III Unit
IIIIU
– –
-456,250
Closed -$4.82M
ATA.U
971
DELISTED
Americas Technology Acquisition Corp. Units, each consisting of one Ordinary Share and one half of Redeemable Warrant
ATA.U
– –
-125,000
Closed -$1.28M
PCPC.U
972
DELISTED
Periphas Capital Partnering Corporation CAPS, each consisting of one share of Class A common stock and one-quarter of one redeemable warrant
PCPC.U
– –
-182,499
Closed -$4.76M
CND.U
973
DELISTED
Concord Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half of one Warrant
CND.U
– –
-456,250
Closed -$4.7M
LOTZ
974
CALL
DELISTED
CarLotz, Inc. Class A Common Stock
LOTZ
– –
-265,217
Closed -$684K
FTCVU
975
DELISTED
FinTech Acquisition Corp. V Unit
FTCVU
– –
-638,750
Closed -$6.83M
37 38
39
40 41

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SAG
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ACI
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TCOV
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CGL
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CB
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UBS O'Connor's Q1 2021 Portfolio in Review

As of Q1 2021, UBS O'Connor held 1,156 positions worth $6.94B, up 42% from $4.9B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

UBS O'Connor deployed $1.34B of net new capital in Q1 2021, opening 575 new positions and adding to 91 existing holdings. Its largest new stake was IHS Markit Ltd. Common Shares: 5,470,177 shares worth $529M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 12% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $18.7M trimmed.

  • UBS O'Connor's largest Q1 2021 buy was IHS Markit Ltd. Common Shares: 5,470,177 shares worth $529M.
  • UBS O'Connor added most to RealPage, Inc. in Q1 2021, an estimated $245M increase.
  • UBS O'Connor's biggest Q1 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $18.7M.
  • UBS O'Connor fully exited Tiffany & Co. in Q1 2021, selling an estimated $309M.
  • UBS O'Connor's ten largest holdings make up 42% of its $6.94B portfolio in Q1 2021.
  • UBS O'Connor opened 575 new positions and closed 351 in Q1 2021.
  • UBS O'Connor's portfolio value rose 42% quarter-over-quarter to $6.94B.

Based on UBS O'Connor's 13F filing for Q1 2021, filed 14 May 2021.