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UOC
UBS O'Connor Portfolio holdings
AUM
$3.76B
1-Year Est. Return
62.41%
This Fund
S&P 500
This Quarter
Est. Return
+2.09%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$12.7B
AUM Growth
+$1.53B
(+14%)
Cap. Flow
+$1.43B
Cap. Flow
% of AUM
11.22%
Top 10 Holdings %
Top 10 Hldgs %
59.59%
Holding
1,083
New
213
Increased
181
Reduced
63
Closed
169
Avg Time Held Equity + Options
1.7
quarters
Top 10 Avg Time Held Equity + Options
0.7
quarters
Top 20 Avg Time Held Equity + Options
0.6
quarters
Avg Time Held Equity only
1.7
quarters
Top 10 Avg Time Held Equity only
0.7
quarters
Top 20 Avg Time Held Equity only
0.6
quarters
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NUAN
Nuance Communications, Inc.
NUAN
|
+$1.07B |
| 2 |
IHS Markit Ltd. Common Shares
INFO
|
+$904M |
| 3 |
KSU
Kansas City Southern
KSU
|
+$631M |
| 4 |
ATH
Athene Holding Ltd. Class A Common Shares
ATH
|
+$303M |
| 5 |
HRC
HILL-ROM HOLDINGS, INC.
HRC
|
+$283M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MXIM
Maxim Integrated Products
MXIM
|
+$850M |
| 2 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$813M |
| 3 |
WORK
Slack Technologies, Inc.
WORK
|
+$491M |
| 4 |
GRA
W.R. Grace & Co.
GRA
|
+$404M |
| 5 |
QTS
QTS REALTY TRUST, INC.
QTS
|
+$355M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 21.37% |
| 2 | Technology | 20.95% |
| 3 | Communication Services | 14.41% |
| 4 | Healthcare | 12.25% |
| 5 | Real Estate | 10.71% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
926
Humacyte
HUMA
$113M
| – | – |
-300,000
| Closed | -$3.06M | – |
|
927
Intel
INTC
$553B
| – | – |
-326,162
| Closed | -$18.3M | – |
|
928
IonQ
IONQ
$16.2B
| – | – |
-843,306
| Closed | -$9.02M | – |
|
929
PUT
Invesco Quality Municipal Securities
IQI
$470M
| – | – |
-120,000
| Closed | -$111K | – |
|
930
iShares Russell 2000 Value ETF
IWN
$13.9B
| – | – |
-29,440
| Closed | -$4.88M | – |
|
931
US Global Jets ETF
JETS
$811M
| – | – |
-520,000
| Closed | -$12.6M | – |
|
932
Joby Aviation
JOBY
$5.42B
| – | – |
-903,524
| Closed | -$9.02M | – |
|
933
Liberty Energy
LBRT
$3.1B
| – | – |
-225,000
| Closed | -$3.19M | – |
|
934
Lennar Class A
LEN
$18.2B
| – | – |
-16,597
| Closed | -$1.6M | – |
|
935
Li Auto
LI
$11.3B
| – | – |
-150,000
| Closed | -$5.24M | – |
|
936
LTC Properties
LTC
$2.29B
| – | – |
-42,200
| Closed | -$1.62M | – |
|
937
LegalZoom.com
LZ
$1.02B
| – | – |
-6,680
| Closed | -$253K | – |
|
938
Marriott International
MAR
$95.4B
| – | – |
-3,638
| Closed | -$497K | – |
|
939
MGM Resorts International
MGM
$7.36B
| – | – |
-23,265
| Closed | -$992K | – |
|
940
NextEra Energy
NEE
$161B
| – | – |
-100,000
| Closed | -$7.33M | – |
|
941
National Health Investors
NHI
$3.18B
| – | – |
-74,200
| Closed | -$4.97M | – |
|
942
CALL
NRG Energy
NRG
$22.7B
| – | – |
-426,200
| Closed | -$3.17M | – |
|
|
943
NRG Energy
NRG
$22.7B
| – | – |
-696,964
| Closed | -$28.1M | – |
|
944
Nutrien
NTR
$32.2B
| – | – |
-80,000
| Closed | -$4.85M | – |
|
945
NETSTREIT Corp
NTST
$1.77B
| – | – |
-193,400
| Closed | -$4.46M | – |
|
946
NVR
NVR
$15.7B
| – | – |
-2,250
| Closed | -$11.2M | – |
|
947
Offerpad Solutions Inc. Class A Common Stock
OPAD
$13.1M
| – | – |
-5,020
| Closed | -$7.48M | – |
|
948
DELISTED
PotlatchDeltic
PCH
| – | – |
-10,200
| Closed | -$542K | – |
|
949
Prologis
PLD
$123B
| – | – |
-70,800
| Closed | -$8.46M | – |
|
950
Public Storage
PSA
$54.2B
| – | – |
-5,200
| Closed | -$1.56M | – |
|
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UBS O'Connor's Q3 2021 Portfolio in Review
As of Q3 2021, UBS O'Connor held 1,083 positions worth $12.7B, up 14% from $11.2B the previous quarter. Its ten largest holdings account for 60% of the portfolio.
UBS O'Connor deployed $1.43B of net new capital in Q3 2021, opening 213 new positions and adding to 181 existing holdings. Its largest new stake was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.
By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 14% a quarter earlier, followed by Technology and Communication Services.
On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $30.1M trimmed.
- UBS O'Connor's largest Q3 2021 buy was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.
- UBS O'Connor added most to Nuance Communications, Inc. in Q3 2021, an estimated $1.07B increase.
- UBS O'Connor's biggest Q3 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $30.1M.
- UBS O'Connor fully exited Maxim Integrated Products in Q3 2021, selling an estimated $850M.
- UBS O'Connor's ten largest holdings make up 60% of its $12.7B portfolio in Q3 2021.
- UBS O'Connor opened 213 new positions and closed 169 in Q3 2021.
- UBS O'Connor's portfolio value rose 14% quarter-over-quarter to $12.7B.
Based on UBS O'Connor's 13F filing for Q3 2021, filed 12 Nov 2021.