We are live on ! Find out more
UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+4.71%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$6.94B
AUM Growth
+$2.04B
Cap. Flow
+$1.34B
Cap. Flow %
19.35%
Top 10 Hldgs %
41.92%
Holding
1,156
New
575
Increased
91
Reduced
107
Closed
351

Top Buys

Rank Stock Value
1
INFO
IHS Markit Ltd. Common Shares
INFO
+$500M
2
RP
RealPage, Inc.
RP
+$245M
3
WORK
Slack Technologies, Inc.
WORK
+$188M
4
ALXN
Alexion Pharmaceuticals
ALXN
+$157M
5
GWPH
GW Pharmaceuticals Plc American Depositary Shares
GWPH
+$148M

Top Sells

Rank Stock Value
1
TIF
Tiffany & Co.
TIF
+$309M
2
CXO
CONCHO RESOURCES INC.
CXO
+$240M
3
ACIA
Acacia Communications Inc
ACIA
+$73.4M
4
EV
Eaton Vance Corp.
EV
+$67.7M
5
FIT
Fitbit, Inc. Class A common stock
FIT
+$65.3M

Sector Composition

Rank Sector Weight
1 Technology 16.6%
2 Financials 10.11%
3 Healthcare 9.99%
4 Industrials 9.81%
5 Communication Services 9.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ASTR
926
DELISTED
Astra Space, Inc. Class A Common Stock
ASTR
– –
-45,625
Closed -$6.92M
COOLU
927
DELISTED
Corner Growth Acquisition Corp. Unit
COOLU
– –
-912,500
Closed -$9.54M
CONX
928
CALL
DELISTED
CONX Corp. Class A Common Stock
CONX
– –
-456,250
Closed -$712K
VIEW
929
CALL
DELISTED
View, Inc. Class A Common Stock
VIEW
– –
-2,535
Closed -$369K
MIMO
930
CALL
DELISTED
Airspan Networks Holdings Inc
MIMO
– –
-143,656
Closed -$151K
ALTUU
931
DELISTED
Altitude Acquisition Corp Unit
ALTUU
– –
-456,250
Closed -$4.72M
ID
932
DELISTED
PARTS iD, Inc.
ID
– –
-150,287
Closed -$956K
LVOX
933
CALL
DELISTED
LiveVox Holding, Inc. Class A Common Stock
LVOX
– –
-95,638
Closed -$142K
LVOX
934
DELISTED
LiveVox Holding, Inc. Class A Common Stock
LVOX
– –
-456,249
Closed -$4.77M
VIIAU
935
DELISTED
7GC & Co Holdings Unit
VIIAU
– –
-456,250
Closed -$4.81M
CZOO
936
CALL
DELISTED
Cazoo Group Ltd
CZOO
– –
-51
Closed -$332K
CANO
937
CALL
DELISTED
Cano Health, Inc.
CANO
– –
-6,248
Closed -$1.67M
TMPO
938
CALL
DELISTED
Tempo Automation Holdings, Inc. Common Stock
TMPO
– –
-342,187
Closed -$484K
TMPO
939
DELISTED
Tempo Automation Holdings, Inc. Common Stock
TMPO
– –
-456,249
Closed -$4.66M
BOAC
940
CALL
DELISTED
Bluescape Opportunities Acquisition Corp.
BOAC
– –
-228,125
Closed -$471K
BTWN
941
CALL
DELISTED
Bridgetown Holdings Limited Class A Ordinary Shares
BTWN
– –
-91,249
Closed -$400K
ZEV
942
CALL
DELISTED
Lightning eMotors, Inc.
ZEV
– –
-21,089
Closed -$1.47M
PIAI
943
CALL
DELISTED
Prime Impact Acquisition I
PIAI
– –
-243,333
Closed -$386K
GFX.U
944
DELISTED
Golden Falcon Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half of one Warrant
GFX.U
– –
-365,000
Closed -$3.8M
PTRA
945
CALL
DELISTED
Proterra Inc. Common Stock
PTRA
– –
-307,969
Closed -$725K
PTRA
946
DELISTED
Proterra Inc. Common Stock
PTRA
– –
-615,938
Closed -$6.83M
MTACU
947
DELISTED
MedTech Acquisition Corporation Unit
MTACU
– –
-182,500
Closed -$1.92M
IRNT
948
CALL
DELISTED
IronNet, Inc.
IRNT
– –
-679,400
Closed -$1.11M
ARBGU
949
DELISTED
Aequi Acquisition Corp Unit
ARBGU
– –
-456,250
Closed -$4.61M
APPH
950
CALL
DELISTED
AppHarvest, Inc. Common Stock
APPH
– –
-234,375
Closed -$1.08M
36 37
38
39 40

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q1 2021 Portfolio in Review

As of Q1 2021, UBS O'Connor held 1,156 positions worth $6.94B, up 42% from $4.9B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

UBS O'Connor deployed $1.34B of net new capital in Q1 2021, opening 575 new positions and adding to 91 existing holdings. Its largest new stake was IHS Markit Ltd. Common Shares: 5,470,177 shares worth $529M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 12% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $18.7M trimmed.

  • UBS O'Connor's largest Q1 2021 buy was IHS Markit Ltd. Common Shares: 5,470,177 shares worth $529M.
  • UBS O'Connor added most to RealPage, Inc. in Q1 2021, an estimated $245M increase.
  • UBS O'Connor's biggest Q1 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $18.7M.
  • UBS O'Connor fully exited Tiffany & Co. in Q1 2021, selling an estimated $309M.
  • UBS O'Connor's ten largest holdings make up 42% of its $6.94B portfolio in Q1 2021.
  • UBS O'Connor opened 575 new positions and closed 351 in Q1 2021.
  • UBS O'Connor's portfolio value rose 42% quarter-over-quarter to $6.94B.

Based on UBS O'Connor's 13F filing for Q1 2021, filed 14 May 2021.