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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+4.71%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$6.94B
AUM Growth
+$2.04B
Cap. Flow
+$2B
Cap. Flow %
28.87%
Top 10 Hldgs %
41.92%
Holding
1,156
New
575
Increased
91
Reduced
107
Closed
351
Avg Time Held Equity + Options
0.9 quarters
Top 10 Avg Time Held Equity + Options
0.9 quarters
Top 20 Avg Time Held Equity + Options
1 quarter
Avg Time Held Equity only
0.8 quarters
Top 10 Avg Time Held Equity only
0.9 quarters
Top 20 Avg Time Held Equity only
1 quarter

Top Buys

Rank Stock Value
1
INFO icon
IHS Markit Ltd. Common Shares
INFO
+$500M
2
RP
RealPage, Inc.
RP
+$245M
3
WORK
Slack Technologies, Inc.
WORK
+$188M
4
ALXN
Alexion Pharmaceuticals
ALXN
+$157M
5
GWPH
GW Pharmaceuticals Plc American Depositary Shares
GWPH
+$148M

Top Sells

Rank Stock Value
1
TIF
Tiffany & Co.
TIF
+$309M
2
CXO
CONCHO RESOURCES INC.
CXO
+$240M
3
ACIA
Acacia Communications Inc
ACIA
+$73.4M
4
EV icon
Eaton Vance Corp.
EV
+$67.7M
5
FIT
Fitbit, Inc. Class A common stock
FIT
+$65.3M

Sector Composition

Rank Sector Weight
1 Technology 26.57%
2 Healthcare 17.39%
3 Miscellaneous 16.03%
4 Financials 10.17%
5 Industrials 9.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
ASTR icon
926
DELISTED
Astra Space, Inc. Class A Common Stock
ASTR
– –
-45,625
Closed -$6.92M –
COOLU icon
927
DELISTED
Corner Growth Acquisition Corp. Unit
COOLU
– –
-912,500
Closed -$9.54M –
CONX icon
928
CALL
DELISTED
CONX Corp. Class A Common Stock
CONX
– –
-456,250
Closed -$712K –
VIEW
929
CALL
DELISTED
View, Inc. Class A Common Stock
VIEW
– –
-2,535
Closed -$369K –
MIMO
930
CALL
DELISTED
Airspan Networks Holdings Inc
MIMO
– –
-143,656
Closed -$151K –
ALTUU
931
DELISTED
Altitude Acquisition Corp Unit
ALTUU
– –
-456,250
Closed -$4.72M –
ID
932
DELISTED
PARTS iD, Inc.
ID
– –
-150,287
Closed -$956K –
LVOX
933
CALL
DELISTED
LiveVox Holding, Inc. Class A Common Stock
LVOX
– –
-95,638
Closed -$142K –
LVOX
934
DELISTED
LiveVox Holding, Inc. Class A Common Stock
LVOX
– –
-456,249
Closed -$4.77M –
VIIAU
935
DELISTED
7GC & Co Holdings Unit
VIIAU
– –
-456,250
Closed -$4.81M –
CZOO icon
936
CALL
DELISTED
Cazoo Group Ltd
CZOO
– –
-51
Closed -$332K –
CANO
937
CALL
DELISTED
Cano Health, Inc.
CANO
– –
-6,248
Closed -$1.67M –
TMPO
938
CALL
DELISTED
Tempo Automation Holdings, Inc. Common Stock
TMPO
– –
-342,187
Closed -$484K –
TMPO
939
DELISTED
Tempo Automation Holdings, Inc. Common Stock
TMPO
– –
-456,249
Closed -$4.66M –
BOAC
940
CALL
DELISTED
Bluescape Opportunities Acquisition Corp.
BOAC
– –
-228,125
Closed -$471K –
BTWN
941
CALL
DELISTED
Bridgetown Holdings Limited Class A Ordinary Shares
BTWN
– –
-91,249
Closed -$400K –
ZEV
942
CALL
DELISTED
Lightning eMotors, Inc.
ZEV
– –
-21,089
Closed -$1.47M –
PIAI
943
CALL
DELISTED
Prime Impact Acquisition I
PIAI
– –
-243,333
Closed -$386K –
GFX.U
944
DELISTED
Golden Falcon Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half of one Warrant
GFX.U
– –
-365,000
Closed -$3.8M –
PTRA
945
CALL
DELISTED
Proterra Inc. Common Stock
PTRA
– –
-307,969
Closed -$725K –
PTRA
946
DELISTED
Proterra Inc. Common Stock
PTRA
– –
-615,938
Closed -$6.83M –
MTACU
947
DELISTED
MedTech Acquisition Corporation Unit
MTACU
– –
-182,500
Closed -$1.92M –
IRNT
948
CALL
DELISTED
IronNet, Inc.
IRNT
– –
-679,400
Closed -$1.11M –
ARBGU
949
DELISTED
Aequi Acquisition Corp Unit
ARBGU
– –
-456,250
Closed -$4.61M –
APPH
950
CALL
DELISTED
AppHarvest, Inc. Common Stock
APPH
– –
-234,375
Closed -$1.08M –
36 37
38
39 40

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UBS O'Connor's Q1 2021 Portfolio in Review

As of Q1 2021, UBS O'Connor held 1,156 positions worth $6.94B, up 42% from $4.9B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

UBS O'Connor deployed $2B of net new capital in Q1 2021, opening 575 new positions and adding to 91 existing holdings. Its largest new stake was IHS Markit Ltd. Common Shares: 5,470,177 shares worth $529M.

By sector, the portfolio is most concentrated in Technology at 27% of assets, up from 20% a quarter earlier, followed by Healthcare and Miscellaneous.

On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $18.7M trimmed.

  • UBS O'Connor's largest Q1 2021 buy was IHS Markit Ltd. Common Shares: 5,470,177 shares worth $529M.
  • UBS O'Connor added most to RealPage, Inc. in Q1 2021, an estimated $245M increase.
  • UBS O'Connor's biggest Q1 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $18.7M.
  • UBS O'Connor fully exited Tiffany & Co. in Q1 2021, selling an estimated $309M.
  • UBS O'Connor's ten largest holdings make up 42% of its $6.94B portfolio in Q1 2021.
  • UBS O'Connor opened 575 new positions and closed 351 in Q1 2021.
  • UBS O'Connor's portfolio value rose 42% quarter-over-quarter to $6.94B.

Based on UBS O'Connor's 13F filing for Q1 2021, filed 14 May 2021.