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UOC
UBS O'Connor Portfolio holdings
AUM
$3.76B
1-Year Est. Return
62.41%
This Fund
S&P 500
This Quarter
Est. Return
+2.09%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$12.7B
AUM Growth
+$1.53B
(+14%)
Cap. Flow
+$1.43B
Cap. Flow
% of AUM
11.22%
Top 10 Holdings %
Top 10 Hldgs %
59.59%
Holding
1,083
New
213
Increased
181
Reduced
63
Closed
169
Avg Time Held Equity + Options
1.7
quarters
Top 10 Avg Time Held Equity + Options
0.7
quarters
Top 20 Avg Time Held Equity + Options
0.6
quarters
Avg Time Held Equity only
1.7
quarters
Top 10 Avg Time Held Equity only
0.7
quarters
Top 20 Avg Time Held Equity only
0.6
quarters
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NUAN
Nuance Communications, Inc.
NUAN
|
+$1.07B |
| 2 |
IHS Markit Ltd. Common Shares
INFO
|
+$904M |
| 3 |
KSU
Kansas City Southern
KSU
|
+$631M |
| 4 |
ATH
Athene Holding Ltd. Class A Common Shares
ATH
|
+$303M |
| 5 |
HRC
HILL-ROM HOLDINGS, INC.
HRC
|
+$283M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MXIM
Maxim Integrated Products
MXIM
|
+$850M |
| 2 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$813M |
| 3 |
WORK
Slack Technologies, Inc.
WORK
|
+$491M |
| 4 |
GRA
W.R. Grace & Co.
GRA
|
+$404M |
| 5 |
QTS
QTS REALTY TRUST, INC.
QTS
|
+$355M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 21.37% |
| 2 | Technology | 20.95% |
| 3 | Communication Services | 14.41% |
| 4 | Healthcare | 12.25% |
| 5 | Real Estate | 10.71% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
901
Broadstone Net Lease
BNL
$3.51B
| – | – |
-256,000
| Closed | -$5.99M | – |
|
902
BioNTech
BNTX
$24.4B
| – | – |
-5,000
| Closed | -$1.12M | – |
|
903
DELISTED
NUBURU INC
BURU
| – | – |
-1,626
| Closed | -$3.24M | – |
|
904
Blackstone Mortgage Trust
BXMT
$1.86B
| – | – |
-32,700
| Closed | -$1.04M | – |
|
905
DELISTED
Confluent
CFLT
| – | – |
-15,000
| Closed | -$712K | – |
|
906
Choice Hotels
CHH
$4.75B
| – | – |
-9,125
| Closed | -$1.08M | – |
|
907
Americold
COLD
$3.99B
| – | – |
-64,540
| Closed | -$2.44M | – |
|
908
CareTrust REIT
CTRE
$8.51B
| – | – |
-38,900
| Closed | -$904K | – |
|
909
Healthpeak Properties
DOC
$13B
| – | – |
-104,070
| Closed | -$3.46M | – |
|
910
DELISTED
Eventbrite
EB
| – | – |
-310,000
| Closed | -$5.89M | – |
|
911
CALL
iShares MSCI Emerging Markets ETF
EEM
$31B
| – | – |
-360,000
| Closed | -$104K | – |
|
912
Estee Lauder
EL
$35.5B
| – | – |
-60,000
| Closed | -$19.1M | – |
|
913
EPR Properties
EPR
$4.19B
| – | – |
-20,000
| Closed | -$1.05M | – |
|
914
Expedia Group
EXPE
$32.9B
| – | – |
-70,000
| Closed | -$11.5M | – |
|
915
CALL
Ford
F
$48.5B
| – | – |
-1,150,000
| Closed | -$586K | – |
|
|
916
Ford
F
$48.5B
| – | – |
-100,000
| Closed | -$1.49M | – |
|
917
CALL
Freeport-McMoran
FCX
$106B
| – | – |
-1,300,000
| Closed | -$429K | – |
|
918
CALL
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.17B
| – | – |
-450,000
| Closed | -$101K | – |
|
919
FMC
FMC
$1.3B
| – | – |
-51,267
| Closed | -$5.55M | – |
|
920
DELISTED
FlexShopper
FPAY
| – | – |
-87,404
| Closed | -$260K | – |
|
921
First Solar
FSLR
$19.1B
| – | – |
-110,000
| Closed | -$9.96M | – |
|
922
VanEck Gold Miners ETF
GDX
$26.8B
| – | – |
-250,000
| Closed | -$8.49M | – |
|
923
Gaming and Leisure Properties
GLPI
$11.1B
| – | – |
-151,200
| Closed | -$7M | – |
|
924
Hilton Grand Vacations
HGV
$2.68B
| – | – |
-38,000
| Closed | -$1.57M | – |
|
925
Hippo Holdings
HIPO
$896M
| – | – |
-28,070
| Closed | -$6.97M | – |
|
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UBS O'Connor's Q3 2021 Portfolio in Review
As of Q3 2021, UBS O'Connor held 1,083 positions worth $12.7B, up 14% from $11.2B the previous quarter. Its ten largest holdings account for 60% of the portfolio.
UBS O'Connor deployed $1.43B of net new capital in Q3 2021, opening 213 new positions and adding to 181 existing holdings. Its largest new stake was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.
By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 14% a quarter earlier, followed by Technology and Communication Services.
On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $30.1M trimmed.
- UBS O'Connor's largest Q3 2021 buy was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.
- UBS O'Connor added most to Nuance Communications, Inc. in Q3 2021, an estimated $1.07B increase.
- UBS O'Connor's biggest Q3 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $30.1M.
- UBS O'Connor fully exited Maxim Integrated Products in Q3 2021, selling an estimated $850M.
- UBS O'Connor's ten largest holdings make up 60% of its $12.7B portfolio in Q3 2021.
- UBS O'Connor opened 213 new positions and closed 169 in Q3 2021.
- UBS O'Connor's portfolio value rose 14% quarter-over-quarter to $12.7B.
Based on UBS O'Connor's 13F filing for Q3 2021, filed 12 Nov 2021.