UOC

UBS O'Connor Portfolio holdings

AUM $1.93B
1-Year Return 38.75%
This Quarter Return
+2.07%
1 Year Return
+38.75%
3 Year Return
+182.42%
5 Year Return
+480.25%
10 Year Return
+1,573.29%
AUM
$12.7B
AUM Growth
+$1.54B
Cap. Flow
+$1.28B
Cap. Flow %
10.09%
Top 10 Hldgs %
59.69%
Holding
1,074
New
200
Increased
177
Reduced
57
Closed
158

Top Buys

1
NUAN
Nuance Communications, Inc.
NUAN
$1.07B
2
INFO
IHS Markit Ltd. Common Shares
INFO
$893M
3
KSU
Kansas City Southern
KSU
$613M
4
HRC
HILL-ROM HOLDINGS, INC.
HRC
$315M
5
ATH
Athene Holding Ltd. Class A Common Shares
ATH
$314M

Top Sells

1
MXIM
Maxim Integrated Products
MXIM
$850M
2
ALXN
Alexion Pharmaceuticals Inc
ALXN
$813M
3
WORK
Slack Technologies, Inc.
WORK
$491M
4
GRA
W.R. Grace & Co.
GRA
$404M
5
QTS
QTS REALTY TRUST, INC.
QTS
$355M

Sector Composition

1 Financials 21.06%
2 Technology 16.28%
3 Communication Services 14.44%
4 Industrials 10.4%
5 Healthcare 9.48%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NHICW
901
DELISTED
NewHold Investment Corp. Warrant
NHICW
– –
-752,937
Closed -$1.26M
SBG.WS
902
DELISTED
Sandbridge Acquisition Corporation Warrants, each whole warrant exercisable for one share of Class A
SBG.WS
– –
-249,991
Closed -$354K
AONE.WS
903
DELISTED
one Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of
AONE.WS
– –
-124,502
Closed -$286K
SPRQ.WS
904
DELISTED
Spartan Acquisition Corp. II Warrants, exercisable for one share of Class A Common Stock
SPRQ.WS
– –
-374,987
Closed -$667K
FCAC
905
DELISTED
Falcon Capital Acquisition Corp. Class A Common Stock
FCAC
– –
-2,981,629
Closed -$27.7M
PRAH
906
DELISTED
PRA Health Sciences, Inc.
PRAH
– –
-1,781,846
Closed -$294M
NAV
907
DELISTED
Navistar International
NAV
– –
-2,030,345
Closed -$90.4M
GNCA
908
DELISTED
Genocea Biosciences, Inc.
GNCA
– –
-19,170
Closed -$45K
DISH
909
DELISTED
DISH Network Corp.
DISH
– –
0
– –
TRONU
910
DELISTED
Corner Growth Acquisition Corp. 2 Units
TRONU
– –
-351,370
Closed -$3.54M
OSI.U
911
DELISTED
Osiris Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-half of one redeemable warrant
OSI.U
– –
-250,000
Closed -$2.48M
GRA
912
DELISTED
W.R. Grace & Co.
GRA
– –
-5,845,554
Closed -$404M
CBB
913
DELISTED
Cincinnati Bell Inc.
CBB
– –
-4,083,178
Closed -$63M
HIPO icon
914
Hippo Holdings
HIPO
$832M
– –
-28,070
Closed -$6.97M
HOG icon
915
Harley-Davidson
HOG
$3.67B
– –
0
– –
HUMA icon
916
Humacyte
HUMA
$226M
– –
-300,000
Closed -$3.06M
HYG icon
917
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.8B
– –
0
– –
IEF icon
918
iShares 7-10 Year Treasury Bond ETF
IEF
$35.9B
– –
0
– –
TWCTW
919
DELISTED
TWC Tech Holdings II Corp. Warrant
TWCTW
– –
-333,321
Closed -$578K
TWCT
920
DELISTED
TWC Tech Holdings II Corp. Class A Common Stock
TWCT
– –
-327,127
Closed -$3.25M
AJAX.WS
921
DELISTED
Capri Listco Redeemable Warrants, each warrant exercisable for one Class A ordinary share at an exer
AJAX.WS
– –
-112,496
Closed -$210K
AAL icon
922
American Airlines Group
AAL
$8.63B
– –
-26,980
Closed -$572K
ACMR icon
923
ACM Research
ACMR
$1.76B
– –
-15,000
Closed -$511K
ACN icon
924
Accenture
ACN
$159B
– –
-20,000
Closed -$5.9M
AFCG
925
AFC Gamma
AFCG
$103M
– –
-1,463,516
Closed -$20.7M
35 36
37
38 39