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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+2.09%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$12.7B
AUM Growth
+$1.53B
Cap. Flow
+$693M
Cap. Flow %
5.44%
Top 10 Hldgs %
59.59%
Holding
1,083
New
213
Increased
181
Reduced
63
Closed
169

Top Buys

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$1.07B
2
INFO
IHS Markit Ltd. Common Shares
INFO
+$904M
3
KSU
Kansas City Southern
KSU
+$631M
4
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$303M
5
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$283M

Top Sells

Rank Stock Value
1
MXIM
Maxim Integrated Products
MXIM
+$850M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$813M
3
WORK
Slack Technologies, Inc.
WORK
+$491M
4
GRA
W.R. Grace & Co.
GRA
+$404M
5
QTS
QTS REALTY TRUST, INC.
QTS
+$355M

Sector Composition

Rank Sector Weight
1 Financials 21.02%
2 Technology 16.2%
3 Communication Services 14.41%
4 Industrials 10.32%
5 Healthcare 9.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BNL icon
901
Broadstone Net Lease
BNL
$4.06B
– –
-256,000
Closed -$5.99M
BNTX icon
902
BioNTech
BNTX
$22.9B
– –
-5,000
Closed -$1.12M
BURU
903
DELISTED
NUBURU INC
BURU
– –
-1,626
Closed -$3.24M
BXMT icon
904
Blackstone Mortgage Trust
BXMT
$2.33B
– –
-32,700
Closed -$1.04M
CFLT
905
DELISTED
Confluent
CFLT
– –
-15,000
Closed -$712K
CHH icon
906
Choice Hotels
CHH
$4.94B
– –
-9,125
Closed -$1.08M
COLD icon
907
Americold
COLD
$4.11B
– –
-64,540
Closed -$2.44M
CTRE icon
908
CareTrust REIT
CTRE
$9.72B
– –
-38,900
Closed -$904K
DOC icon
909
Healthpeak Properties
DOC
$14.5B
– –
-104,070
Closed -$3.46M
EB
910
DELISTED
Eventbrite
EB
– –
-310,000
Closed -$5.89M
EEM icon
911
CALL
iShares MSCI Emerging Markets ETF
EEM
$29.2B
– –
-360,000
Closed -$104K
EL icon
912
Estee Lauder
EL
$30.9B
– –
-60,000
Closed -$19.1M
EPR icon
913
EPR Properties
EPR
$4.7B
– –
-20,000
Closed -$1.05M
EXPE icon
914
Expedia Group
EXPE
$36.8B
– –
-70,000
Closed -$11.5M
F icon
915
CALL
Ford
F
$55B
– –
-1,150,000
Closed -$586K
F icon
916
Ford
F
$55B
– –
-100,000
Closed -$1.49M
FCX icon
917
CALL
Freeport-McMoran
FCX
$95.5B
– –
-1,300,000
Closed -$429K
FEZ icon
918
CALL
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.51B
– –
-450,000
Closed -$101K
FMC icon
919
FMC
FMC
$1.32B
– –
-51,267
Closed -$5.55M
FPAY
920
DELISTED
FlexShopper
FPAY
– –
-87,404
Closed -$260K
FSLR icon
921
First Solar
FSLR
$26.2B
– –
-110,000
Closed -$9.96M
GDX icon
922
VanEck Gold Miners ETF
GDX
$25.6B
– –
-250,000
Closed -$8.49M
GLPI icon
923
Gaming and Leisure Properties
GLPI
$12.8B
– –
-151,200
Closed -$7M
HGV icon
924
Hilton Grand Vacations
HGV
$3.61B
– –
-38,000
Closed -$1.57M
HIPO icon
925
Hippo Holdings
HIPO
$881M
– –
-28,070
Closed -$6.97M
35 36
37
38 39

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2021 Portfolio in Review

As of Q3 2021, UBS O'Connor held 1,083 positions worth $12.7B, up 14% from $11.2B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

UBS O'Connor deployed $693M of net new capital in Q3 2021, opening 213 new positions and adding to 181 existing holdings. Its largest new stake was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 14% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $30.1M trimmed.

  • UBS O'Connor's largest Q3 2021 buy was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.
  • UBS O'Connor added most to Nuance Communications, Inc. in Q3 2021, an estimated $1.07B increase.
  • UBS O'Connor's biggest Q3 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $30.1M.
  • UBS O'Connor fully exited Maxim Integrated Products in Q3 2021, selling an estimated $850M.
  • UBS O'Connor's ten largest holdings make up 60% of its $12.7B portfolio in Q3 2021.
  • UBS O'Connor opened 213 new positions and closed 169 in Q3 2021.
  • UBS O'Connor's portfolio value rose 14% quarter-over-quarter to $12.7B.

Based on UBS O'Connor's 13F filing for Q3 2021, filed 12 Nov 2021.