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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+4.71%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$6.94B
AUM Growth
+$2.04B
Cap. Flow
+$2B
Cap. Flow %
28.87%
Top 10 Hldgs %
41.92%
Holding
1,156
New
575
Increased
91
Reduced
107
Closed
351
Avg Time Held Equity + Options
0.9 quarters
Top 10 Avg Time Held Equity + Options
0.9 quarters
Top 20 Avg Time Held Equity + Options
1 quarter
Avg Time Held Equity only
0.8 quarters
Top 10 Avg Time Held Equity only
0.9 quarters
Top 20 Avg Time Held Equity only
1 quarter

Top Buys

Rank Stock Value
1
INFO icon
IHS Markit Ltd. Common Shares
INFO
+$500M
2
RP
RealPage, Inc.
RP
+$245M
3
WORK
Slack Technologies, Inc.
WORK
+$188M
4
ALXN
Alexion Pharmaceuticals
ALXN
+$157M
5
GWPH
GW Pharmaceuticals Plc American Depositary Shares
GWPH
+$148M

Top Sells

Rank Stock Value
1
TIF
Tiffany & Co.
TIF
+$309M
2
CXO
CONCHO RESOURCES INC.
CXO
+$240M
3
ACIA
Acacia Communications Inc
ACIA
+$73.4M
4
EV icon
Eaton Vance Corp.
EV
+$67.7M
5
FIT
Fitbit, Inc. Class A common stock
FIT
+$65.3M

Sector Composition

Rank Sector Weight
1 Technology 26.57%
2 Healthcare 17.39%
3 Miscellaneous 16.03%
4 Financials 10.17%
5 Industrials 9.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
UAL icon
901
PUT
United Airlines
UAL
$34.9B
– –
-67,000
Closed -$1K –
UDR icon
902
UDR
UDR
$11B
– –
-17,100
Closed -$657K –
UP icon
903
CALL
Wheels Up
UP
$138M
– –
-1,361
Closed -$341K –
UP icon
904
Wheels Up
UP
$138M
– –
-3,536
Closed -$7.05M –
UWMC icon
905
CALL
UWM Holdings
UWMC
$373M
– –
-599,861
Closed -$2.51M –
UWMC icon
906
UWM Holdings
UWMC
$373M
– –
-319,374
Closed -$4.19M –
WELL icon
907
Welltower
WELL
$162B
– –
-67,200
Closed -$4.34M –
WGS icon
908
CALL
GeneDx Holdings
WGS
$2.01B
– –
-2,304
Closed -$214K –
WKHS icon
909
Workhorse Group
WKHS
$32.2M
– –
-17
Closed -$989K –
WLK icon
910
Westlake Corp
WLK
$7.96B
– –
-56,832
Closed -$4.64M –
WT icon
911
CALL
WisdomTree
WT
$3.43B
– –
-100,000
Closed -$132K –
WTRG icon
912
Essential Utilities
WTRG
$11.1B
– –
-37,924
Closed -$1.79M –
XOS icon
913
CALL
Xos
XOS
$45.6M
– –
-12,167
Closed -$538K –
MSPR
914
CALL
DELISTED
MSP Recovery Inc
MSPR
– –
-52
Closed -$271K –
MSPR
915
DELISTED
MSP Recovery Inc
MSPR
– –
-104
Closed -$4.6M –
XIFR icon
916
XPLR Infrastructure LP
XIFR
$978M
– –
-108,264
Closed -$7.26M –
FFAI
917
CALL
Faraday Future Intelligent Electric
FFAI
$6.74M
– –
-1
Closed -$1.15M –
FFAI
918
Faraday Future Intelligent Electric
FFAI
$6.74M
– –
0
– -$3.65M
2020 Q4
1 quarter
MKFG icon
919
CALL
DELISTED
Markforged Holding Corporation
MKFG
– –
-22,813
Closed -$488K –
PTVE icon
920
DELISTED
Pactiv Evergreen Inc. Common stock
PTVE
– –
-56,534
Closed -$1.03M –
DNMR icon
921
CALL
DELISTED
Danimer Scientific, Inc.
DNMR
– –
-11,715
Closed -$5.31M –
ME icon
922
CALL
DELISTED
23andMe Holding Co
ME
– –
-15,208
Closed -$800K –
ME icon
923
DELISTED
23andMe Holding Co
ME
– –
-27,375
Closed -$6.26M –
HYZN icon
924
CALL
DELISTED
Hyzon Motors Inc. Class A Common Stock
HYZN
– –
-4,563
Closed -$420K –
ASTR icon
925
CALL
DELISTED
Astra Space, Inc. Class A Common Stock
ASTR
– –
-20,278
Closed -$406K –
35 36
37
38 39

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CGL
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JCM
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MPM
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UBS O'Connor's Q1 2021 Portfolio in Review

As of Q1 2021, UBS O'Connor held 1,156 positions worth $6.94B, up 42% from $4.9B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

UBS O'Connor deployed $2B of net new capital in Q1 2021, opening 575 new positions and adding to 91 existing holdings. Its largest new stake was IHS Markit Ltd. Common Shares: 5,470,177 shares worth $529M.

By sector, the portfolio is most concentrated in Technology at 27% of assets, up from 20% a quarter earlier, followed by Healthcare and Miscellaneous.

On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $18.7M trimmed.

  • UBS O'Connor's largest Q1 2021 buy was IHS Markit Ltd. Common Shares: 5,470,177 shares worth $529M.
  • UBS O'Connor added most to RealPage, Inc. in Q1 2021, an estimated $245M increase.
  • UBS O'Connor's biggest Q1 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $18.7M.
  • UBS O'Connor fully exited Tiffany & Co. in Q1 2021, selling an estimated $309M.
  • UBS O'Connor's ten largest holdings make up 42% of its $6.94B portfolio in Q1 2021.
  • UBS O'Connor opened 575 new positions and closed 351 in Q1 2021.
  • UBS O'Connor's portfolio value rose 42% quarter-over-quarter to $6.94B.

Based on UBS O'Connor's 13F filing for Q1 2021, filed 14 May 2021.