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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+4.71%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$6.94B
AUM Growth
+$2.04B
Cap. Flow
+$1.34B
Cap. Flow %
19.35%
Top 10 Hldgs %
41.92%
Holding
1,156
New
575
Increased
91
Reduced
107
Closed
351

Top Buys

Rank Stock Value
1
INFO
IHS Markit Ltd. Common Shares
INFO
+$500M
2
RP
RealPage, Inc.
RP
+$245M
3
WORK
Slack Technologies, Inc.
WORK
+$188M
4
ALXN
Alexion Pharmaceuticals
ALXN
+$157M
5
GWPH
GW Pharmaceuticals Plc American Depositary Shares
GWPH
+$148M

Top Sells

Rank Stock Value
1
TIF
Tiffany & Co.
TIF
+$309M
2
CXO
CONCHO RESOURCES INC.
CXO
+$240M
3
ACIA
Acacia Communications Inc
ACIA
+$73.4M
4
EV
Eaton Vance Corp.
EV
+$67.7M
5
FIT
Fitbit, Inc. Class A common stock
FIT
+$65.3M

Sector Composition

Rank Sector Weight
1 Technology 16.6%
2 Financials 10.11%
3 Healthcare 9.99%
4 Industrials 9.81%
5 Communication Services 9.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UAL icon
901
PUT
United Airlines
UAL
$41.9B
– –
-67,000
Closed -$1K
UDR icon
902
UDR
UDR
$12.4B
– –
-17,100
Closed -$657K
UP icon
903
CALL
Wheels Up
UP
$197M
– –
-1,361
Closed -$341K
UP icon
904
Wheels Up
UP
$197M
– –
-3,536
Closed -$7.05M
UWMC icon
905
CALL
UWM Holdings
UWMC
$407M
– –
-599,861
Closed -$2.51M
UWMC icon
906
UWM Holdings
UWMC
$407M
– –
-319,374
Closed -$4.19M
WELL icon
907
Welltower
WELL
$170B
– –
-67,200
Closed -$4.34M
WGS icon
908
CALL
GeneDx Holdings
WGS
$2.24B
– –
-2,304
Closed -$214K
WKHS icon
909
Workhorse Group
WKHS
$36.9M
– –
-17
Closed -$989K
WLK icon
910
Westlake Corp
WLK
$9.99B
– –
-56,832
Closed -$4.64M
WT icon
911
CALL
WisdomTree
WT
$3.25B
– –
-100,000
Closed -$132K
WTRG icon
912
Essential Utilities
WTRG
$11.4B
– –
-37,924
Closed -$1.79M
XOS icon
913
CALL
Xos
XOS
$37M
– –
-12,167
Closed -$538K
MSPR
914
CALL
DELISTED
MSP Recovery Inc
MSPR
– –
-52
Closed -$271K
MSPR
915
DELISTED
MSP Recovery Inc
MSPR
– –
-104
Closed -$4.6M
XIFR
916
XPLR Infrastructure LP
XIFR
$1.09B
– –
-108,264
Closed -$7.26M
FFAI
917
CALL
Faraday Future Intelligent Electric
FFAI
$11.2M
– –
-1
Closed -$1.15M
FFAI
918
Faraday Future Intelligent Electric
FFAI
$11.2M
– –
0
– -$3.65M
MKFG
919
CALL
DELISTED
Markforged Holding Corporation
MKFG
– –
-22,813
Closed -$488K
PTVE
920
DELISTED
Pactiv Evergreen Inc. Common stock
PTVE
– –
-56,534
Closed -$1.03M
DNMR
921
CALL
DELISTED
Danimer Scientific, Inc.
DNMR
– –
-11,715
Closed -$5.31M
ME
922
CALL
DELISTED
23andMe Holding Co
ME
– –
-15,208
Closed -$800K
ME
923
DELISTED
23andMe Holding Co
ME
– –
-27,375
Closed -$6.26M
HYZN
924
CALL
DELISTED
Hyzon Motors Inc. Class A Common Stock
HYZN
– –
-4,563
Closed -$420K
ASTR
925
CALL
DELISTED
Astra Space, Inc. Class A Common Stock
ASTR
– –
-20,278
Closed -$406K
35 36
37
38 39

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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
RC
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A
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CGL
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CB
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JCM
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UBS O'Connor's Q1 2021 Portfolio in Review

As of Q1 2021, UBS O'Connor held 1,156 positions worth $6.94B, up 42% from $4.9B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

UBS O'Connor deployed $1.34B of net new capital in Q1 2021, opening 575 new positions and adding to 91 existing holdings. Its largest new stake was IHS Markit Ltd. Common Shares: 5,470,177 shares worth $529M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 12% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $18.7M trimmed.

  • UBS O'Connor's largest Q1 2021 buy was IHS Markit Ltd. Common Shares: 5,470,177 shares worth $529M.
  • UBS O'Connor added most to RealPage, Inc. in Q1 2021, an estimated $245M increase.
  • UBS O'Connor's biggest Q1 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $18.7M.
  • UBS O'Connor fully exited Tiffany & Co. in Q1 2021, selling an estimated $309M.
  • UBS O'Connor's ten largest holdings make up 42% of its $6.94B portfolio in Q1 2021.
  • UBS O'Connor opened 575 new positions and closed 351 in Q1 2021.
  • UBS O'Connor's portfolio value rose 42% quarter-over-quarter to $6.94B.

Based on UBS O'Connor's 13F filing for Q1 2021, filed 14 May 2021.