UOC

UBS O'Connor Portfolio holdings

AUM $1.93B
1-Year Return 38.75%
This Quarter Return
+2.07%
1 Year Return
+38.75%
3 Year Return
+182.42%
5 Year Return
+480.25%
10 Year Return
+1,573.29%
AUM
$12.7B
AUM Growth
+$1.54B
Cap. Flow
+$1.28B
Cap. Flow %
10.09%
Top 10 Hldgs %
59.69%
Holding
1,074
New
200
Increased
177
Reduced
57
Closed
158

Top Buys

1
NUAN
Nuance Communications, Inc.
NUAN
$1.07B
2
INFO
IHS Markit Ltd. Common Shares
INFO
$893M
3
KSU
Kansas City Southern
KSU
$613M
4
HRC
HILL-ROM HOLDINGS, INC.
HRC
$315M
5
ATH
Athene Holding Ltd. Class A Common Shares
ATH
$314M

Top Sells

1
MXIM
Maxim Integrated Products
MXIM
$850M
2
ALXN
Alexion Pharmaceuticals Inc
ALXN
$813M
3
WORK
Slack Technologies, Inc.
WORK
$491M
4
GRA
W.R. Grace & Co.
GRA
$404M
5
QTS
QTS REALTY TRUST, INC.
QTS
$355M

Sector Composition

1 Financials 21.06%
2 Technology 16.28%
3 Communication Services 14.44%
4 Industrials 10.4%
5 Healthcare 9.48%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CENH
876
DELISTED
Centricus Acquisition Corp. Class A Ordinary Share
CENH
– –
-741,404
Closed -$7.34M
GNPK.WS
877
DELISTED
Genesis Park Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A o
GNPK.WS
– –
-249,991
Closed -$609K
SPNV.WS
878
DELISTED
Supernova Partners Acquisition Company, Inc. Warrants, each whole warrant exercisable for one share
SPNV.WS
– –
-366,653
Closed -$570K
PFPT
879
DELISTED
Proofpoint, Inc.
PFPT
– –
-1,719,764
Closed -$299M
QTS
880
DELISTED
QTS REALTY TRUST, INC.
QTS
– –
-4,589,086
Closed -$355M
DFNS.WS
881
DELISTED
LGL Systems Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for shares of Clas
DFNS.WS
– –
-393,234
Closed -$716K
SNPR.WS
882
DELISTED
Tortoise Acquisition Corp. II Warrants, each whole warrant exercisable for one Class A ordinary shar
SNPR.WS
– –
-199,993
Closed -$435K
MXIM
883
DELISTED
Maxim Integrated Products
MXIM
– –
-8,064,116
Closed -$850M
RMGB
884
DELISTED
RMG Acquisition Corp. II Class A Ordinary Shares
RMGB
– –
-1,356,031
Closed -$13.5M
RMGBW
885
DELISTED
RMG Acquisition Corp. II Warrant
RMGBW
– –
-333,321
Closed -$565K
NSH.WS
886
DELISTED
NavSight Holdings, Inc. Warrants, each whole warrant exercisable for one share of Class A Common Sto
NSH.WS
– –
-398,092
Closed -$671K
NBA.WS
887
DELISTED
New Beginnings Acquisition Corp. Redeemable Warrants, each warrant exercisable for one share of Comm
NBA.WS
– –
-157,948
Closed -$183K
SCPE
888
DELISTED
SC Health Corporation
SCPE
– –
-194,648
Closed -$1.96M
PDAC.WS
889
DELISTED
Peridot Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordina
PDAC.WS
– –
-250,979
Closed -$671K
PDAC
890
DELISTED
Peridot Acquisition Corp.
PDAC
– –
-2,549,352
Closed -$31.1M
RTP.WS
891
DELISTED
Reinvent Technology Partners Redeemable Warrants, each whole warrant exercisable for one Class A ord
RTP.WS
– –
-437,484
Closed -$855K
GRSVW
892
DELISTED
Gores Holdings V, Inc. Warrant
GRSVW
– –
-399,787
Closed -$792K
WRI
893
DELISTED
Weingarten Realty Investors
WRI
– –
-1,565,649
Closed -$50.2M
RTPZ.WS
894
DELISTED
Reinvent Technology Partners Z Redeemable warrants, each whole warrant exercisable for one Class A o
RTPZ.WS
– –
-49,998
Closed -$91K
TLND
895
DELISTED
Talend S.A. American Depositary Shares
TLND
– –
-2,807,976
Closed -$184M
ALXN
896
DELISTED
Alexion Pharmaceuticals Inc
ALXN
– –
-4,428,122
Closed -$813M
WORK
897
DELISTED
Slack Technologies, Inc.
WORK
– –
-11,073,242
Closed -$491M
FGNA.WS
898
DELISTED
FG New America Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A c
FGNA.WS
– –
-274,990
Closed -$610K
EMPW.WS
899
DELISTED
Empower Ltd. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at a
EMPW.WS
– –
-249,991
Closed -$467K
NHIC
900
DELISTED
NewHold Investment Corp. Class A Common Stock
NHIC
– –
-1,505,873
Closed -$15.1M
34 35
36
37 38