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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+2.09%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$12.7B
AUM Growth
+$1.53B
Cap. Flow
+$1.43B
Cap. Flow %
11.22%
Top 10 Hldgs %
59.59%
Holding
1,083
New
213
Increased
181
Reduced
63
Closed
169
Avg Time Held Equity + Options
1.7 quarters
Top 10 Avg Time Held Equity + Options
0.7 quarters
Top 20 Avg Time Held Equity + Options
0.6 quarters
Avg Time Held Equity only
1.7 quarters
Top 10 Avg Time Held Equity only
0.7 quarters
Top 20 Avg Time Held Equity only
0.6 quarters

Top Buys

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$1.07B
2
INFO icon
IHS Markit Ltd. Common Shares
INFO
+$904M
3
KSU
Kansas City Southern
KSU
+$631M
4
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$303M
5
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$283M

Top Sells

Rank Stock Value
1
MXIM
Maxim Integrated Products
MXIM
+$850M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$813M
3
WORK
Slack Technologies, Inc.
WORK
+$491M
4
GRA
W.R. Grace & Co.
GRA
+$404M
5
QTS
QTS REALTY TRUST, INC.
QTS
+$355M

Sector Composition

Rank Sector Weight
1 Financials 21.37%
2 Technology 20.95%
3 Communication Services 14.41%
4 Healthcare 12.25%
5 Real Estate 10.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
LMACW
876
DELISTED
Liberty Media Acquisition Corporation Warrants
LMACW
$30K ﹤0.01%
19,999
– –
2021 Q1
2 quarters
VLATW
877
DELISTED
Valor Latitude Acquisition Corp. Warrant
VLATW
$29K ﹤0.01%
+33,463
New +$32.1K
2021 Q3
0 quarters
TRN icon
878
PUT
Trinity Industries
TRN
$2.03B
$28K ﹤0.01%
15,500
– –
2021 Q2
1 quarter
ET icon
879
CALL
Energy Transfer Partners
ET
$70.3B
$22K ﹤0.01%
900,000
-500,000
-36% -$4.8M
2021 Q2
1 quarter
CHAA.WS icon
880
DELISTED
Catcha Investment Corp Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
CHAA.WS
$22K ﹤0.01%
33,333
– –
2021 Q2
1 quarter
XLI icon
881
CALL
State Street Industrial Select Sector SPDR ETF
XLI
$30.9B
$19K ﹤0.01%
+90,000
New +$9.25M
2021 Q3
0 quarters
MGP
882
PUT
DELISTED
MGM Growth Properties LLC Class A common shares representing limited liability company interests
MGP
$15K ﹤0.01%
23,500
– –
2021 Q2
1 quarter
RYAM icon
883
PUT
Rayonier Advanced Materials
RYAM
$475M
$13K ﹤0.01%
126,800
– –
2021 Q2
1 quarter
CLF icon
884
PUT
Cleveland-Cliffs
CLF
$7.41B
$11K ﹤0.01%
60,000
– –
2021 Q1
2 quarters
MAT icon
885
PUT
Mattel
MAT
$4.77B
$11K ﹤0.01%
91,300
– –
2018 Q2
13 quarters
RDN icon
886
PUT
Radian Group
RDN
$4.49B
$10K ﹤0.01%
22,600
– –
2021 Q2
1 quarter
OMF icon
887
PUT
OneMain Financial
OMF
$6.45B
$9K ﹤0.01%
15,400
– –
2021 Q2
1 quarter
SKYAW icon
888
DELISTED
Skydeck Acquisition Corp. Warrants
SKYAW
$9K ﹤0.01%
+12,951
New +$12.4K
2021 Q3
0 quarters
CNX icon
889
PUT
CNX Resources
CNX
$5.03B
$5K ﹤0.01%
47,500
– –
2019 Q2
9 quarters
BLMN icon
890
PUT
Bloomin' Brands
BLMN
$736M
$4K ﹤0.01%
75,000
– –
2021 Q1
2 quarters
AAL icon
891
American Airlines Group
AAL
$8.45B
– –
-26,980
Closed -$547K –
ACMR icon
892
ACM Research
ACMR
$4.97B
– –
-15,000
Closed -$511K –
ACN icon
893
Accenture
ACN
$128B
– –
-20,000
Closed -$5.9M –
AFCG icon
894
AFC Gamma
AFCG
$68.1M
– –
-1,463,516
Closed -$20.7M –
AGNC icon
895
AGNC Investment
AGNC
$10.3B
– –
-70,100
Closed -$1.18M –
ALC icon
896
Alcon
ALC
$31B
– –
-270,000
Closed -$19M –
AMC icon
897
PUT
AMC Entertainment Holdings
AMC
$2.66B
– –
-22,980
Closed -$39K –
AZEK icon
898
DELISTED
The AZEK Co
AZEK
– –
-134,810
Closed -$5.72M –
BETR icon
899
Better Home & Finance Holding
BETR
$187M
– –
-10,180
Closed -$5.04M –
BG icon
900
Bunge Global
BG
$19.7B
– –
-80,000
Closed -$6.25M –
34 35
36
37 38

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ACI
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RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
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UBS O'Connor's Q3 2021 Portfolio in Review

As of Q3 2021, UBS O'Connor held 1,083 positions worth $12.7B, up 14% from $11.2B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

UBS O'Connor deployed $1.43B of net new capital in Q3 2021, opening 213 new positions and adding to 181 existing holdings. Its largest new stake was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 14% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $30.1M trimmed.

  • UBS O'Connor's largest Q3 2021 buy was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.
  • UBS O'Connor added most to Nuance Communications, Inc. in Q3 2021, an estimated $1.07B increase.
  • UBS O'Connor's biggest Q3 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $30.1M.
  • UBS O'Connor fully exited Maxim Integrated Products in Q3 2021, selling an estimated $850M.
  • UBS O'Connor's ten largest holdings make up 60% of its $12.7B portfolio in Q3 2021.
  • UBS O'Connor opened 213 new positions and closed 169 in Q3 2021.
  • UBS O'Connor's portfolio value rose 14% quarter-over-quarter to $12.7B.

Based on UBS O'Connor's 13F filing for Q3 2021, filed 12 Nov 2021.