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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+2.09%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$12.7B
AUM Growth
+$1.53B
Cap. Flow
+$693M
Cap. Flow %
5.44%
Top 10 Hldgs %
59.59%
Holding
1,083
New
213
Increased
181
Reduced
63
Closed
169

Top Buys

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$1.07B
2
INFO
IHS Markit Ltd. Common Shares
INFO
+$904M
3
KSU
Kansas City Southern
KSU
+$631M
4
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$303M
5
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$283M

Top Sells

Rank Stock Value
1
MXIM
Maxim Integrated Products
MXIM
+$850M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$813M
3
WORK
Slack Technologies, Inc.
WORK
+$491M
4
GRA
W.R. Grace & Co.
GRA
+$404M
5
QTS
QTS REALTY TRUST, INC.
QTS
+$355M

Sector Composition

Rank Sector Weight
1 Financials 21.02%
2 Technology 16.2%
3 Communication Services 14.41%
4 Industrials 10.32%
5 Healthcare 9.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LMACW
876
DELISTED
Liberty Media Acquisition Corporation Warrants
LMACW
$30K ﹤0.01%
19,999
– –
VLATW
877
DELISTED
Valor Latitude Acquisition Corp. Warrant
VLATW
$29K ﹤0.01%
+33,463
New +$32.1K
TRN icon
878
PUT
Trinity Industries
TRN
$2.47B
$28K ﹤0.01%
15,500
– –
ET icon
879
CALL
Energy Transfer Partners
ET
$71.2B
$22K ﹤0.01%
900,000
-500,000
-36% -$4.8M
CHAA.WS
880
DELISTED
Catcha Investment Corp Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
CHAA.WS
$22K ﹤0.01%
33,333
– –
XLI icon
881
CALL
State Street Industrial Select Sector SPDR ETF
XLI
$33.6B
$19K ﹤0.01%
+90,000
New +$9.25M
MGP
882
PUT
DELISTED
MGM Growth Properties LLC Class A common shares representing limited liability company interests
MGP
$15K ﹤0.01%
23,500
– –
RYAM icon
883
PUT
Rayonier Advanced Materials
RYAM
$620M
$13K ﹤0.01%
126,800
– –
CLF icon
884
PUT
Cleveland-Cliffs
CLF
$6.98B
$11K ﹤0.01%
60,000
– –
MAT icon
885
PUT
Mattel
MAT
$4.21B
$11K ﹤0.01%
91,300
– –
RDN icon
886
PUT
Radian Group
RDN
$4.82B
$10K ﹤0.01%
22,600
– –
OMF icon
887
PUT
OneMain Financial
OMF
$7.48B
$9K ﹤0.01%
15,400
– –
SKYAW
888
DELISTED
Skydeck Acquisition Corp. Warrants
SKYAW
$9K ﹤0.01%
+12,951
New +$12.4K
CNX icon
889
PUT
CNX Resources
CNX
$5.2B
$5K ﹤0.01%
47,500
– –
BLMN icon
890
PUT
Bloomin' Brands
BLMN
$931M
$4K ﹤0.01%
75,000
– –
AAL icon
891
American Airlines Group
AAL
$10.6B
– –
-26,980
Closed -$547K
ACMR icon
892
ACM Research
ACMR
$5.46B
– –
-15,000
Closed -$511K
ACN icon
893
Accenture
ACN
$105B
– –
-20,000
Closed -$5.9M
AFCG
894
AFC Gamma
AFCG
$63M
– –
-1,463,516
Closed -$20.7M
AGNC icon
895
AGNC Investment
AGNC
$12.6B
– –
-70,100
Closed -$1.18M
ALC icon
896
Alcon
ALC
$33.9B
– –
-270,000
Closed -$19M
AMC icon
897
PUT
AMC Entertainment Holdings
AMC
$2.29B
– –
-22,980
Closed -$39K
AZEK
898
DELISTED
The AZEK Co
AZEK
– –
-134,810
Closed -$5.72M
BETR icon
899
Better Home & Finance Holding
BETR
$314M
– –
-10,180
Closed -$5.04M
BG icon
900
Bunge Global
BG
$20.9B
– –
-80,000
Closed -$6.25M
34 35
36
37 38

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FNBT
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SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2021 Portfolio in Review

As of Q3 2021, UBS O'Connor held 1,083 positions worth $12.7B, up 14% from $11.2B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

UBS O'Connor deployed $693M of net new capital in Q3 2021, opening 213 new positions and adding to 181 existing holdings. Its largest new stake was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 14% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $30.1M trimmed.

  • UBS O'Connor's largest Q3 2021 buy was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.
  • UBS O'Connor added most to Nuance Communications, Inc. in Q3 2021, an estimated $1.07B increase.
  • UBS O'Connor's biggest Q3 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $30.1M.
  • UBS O'Connor fully exited Maxim Integrated Products in Q3 2021, selling an estimated $850M.
  • UBS O'Connor's ten largest holdings make up 60% of its $12.7B portfolio in Q3 2021.
  • UBS O'Connor opened 213 new positions and closed 169 in Q3 2021.
  • UBS O'Connor's portfolio value rose 14% quarter-over-quarter to $12.7B.

Based on UBS O'Connor's 13F filing for Q3 2021, filed 12 Nov 2021.