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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+4.71%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$6.94B
AUM Growth
+$2.04B
Cap. Flow
+$1.34B
Cap. Flow %
19.35%
Top 10 Hldgs %
41.92%
Holding
1,156
New
575
Increased
91
Reduced
107
Closed
351

Top Buys

Rank Stock Value
1
INFO
IHS Markit Ltd. Common Shares
INFO
+$500M
2
RP
RealPage, Inc.
RP
+$245M
3
WORK
Slack Technologies, Inc.
WORK
+$188M
4
ALXN
Alexion Pharmaceuticals
ALXN
+$157M
5
GWPH
GW Pharmaceuticals Plc American Depositary Shares
GWPH
+$148M

Top Sells

Rank Stock Value
1
TIF
Tiffany & Co.
TIF
+$309M
2
CXO
CONCHO RESOURCES INC.
CXO
+$240M
3
ACIA
Acacia Communications Inc
ACIA
+$73.4M
4
EV
Eaton Vance Corp.
EV
+$67.7M
5
FIT
Fitbit, Inc. Class A common stock
FIT
+$65.3M

Sector Composition

Rank Sector Weight
1 Technology 16.6%
2 Financials 10.11%
3 Healthcare 9.99%
4 Industrials 9.81%
5 Communication Services 9.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RBOT
876
CALL
DELISTED
Vicarious Surgical
RBOT
– –
-18,661
Closed -$610K
RIG icon
877
Transocean
RIG
$5.95B
– –
-125,000
Closed -$435K
RKLB icon
878
CALL
Rocket Lab Corp
RKLB
$51.2B
– –
-243,333
Closed -$365K
RRC icon
879
PUT
Range Resources
RRC
$9.02B
– –
-54,600
Closed -$74K
RSI icon
880
CALL
Rush Street Interactive
RSI
$2.96B
– –
-205,313
Closed -$1.59M
RUN icon
881
Sunrun
RUN
$2.43B
– –
-131,410
Closed -$9.12M
SKIL icon
882
CALL
Skillsoft
SKIL
$76.9M
– –
-11,715
Closed -$452K
SKIL icon
883
Skillsoft
SKIL
$76.9M
– –
-18,250
Closed -$3.78M
SKIN icon
884
CALL
SkinHealth Systems
SKIN
$85.5M
– –
-433,438
Closed -$1.15M
SKIN icon
885
SkinHealth Systems
SKIN
$85.5M
– –
-684,375
Closed -$7.74M
SOFI icon
886
CALL
SoFi Technologies
SOFI
$23.3B
– –
-228,125
Closed -$811K
SOFI icon
887
SoFi Technologies
SOFI
$23.3B
– –
-821,250
Closed -$10.2M
SPCE icon
888
Virgin Galactic
SPCE
$398M
– –
-2,000
Closed -$949K
SPIR icon
889
CALL
Spire Global
SPIR
$550M
– –
-56,860
Closed -$605K
SQM icon
890
Sociedad Química y Minera de Chile
SQM
$20.4B
– –
-63,845
Closed -$3.13M
SRE icon
891
Sempra
SRE
$55.8B
– –
-45,880
Closed -$2.92M
SST icon
892
CALL
System1
SST
$17.6M
– –
-43,734
Closed -$927K
STEM icon
893
CALL
Stem
STEM
$53.4M
– –
-11,406
Closed -$1.32M
STEM icon
894
Stem
STEM
$53.4M
– –
-26,254
Closed -$10.7M
TALK icon
895
CALL
Talkspace
TALK
$873M
– –
-702,871
Closed -$1.17M
TALK icon
896
Talkspace
TALK
$873M
– –
-684,374
Closed -$7.4M
TMC icon
897
CALL
TMC The Metals Company
TMC
$1.97B
– –
-843,446
Closed -$1.87M
TMC icon
898
TMC The Metals Company
TMC
$1.97B
– –
-638,749
Closed -$6.87M
STLN
899
CALL
Starling Oncology, Inc. Common Stock
STLN
$661M
– –
-339,722
Closed -$656K
TPIC
900
DELISTED
TPI Composites
TPIC
– –
-70,282
Closed -$3.71M
34 35
36
37 38

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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
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JCM
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UBS O'Connor's Q1 2021 Portfolio in Review

As of Q1 2021, UBS O'Connor held 1,156 positions worth $6.94B, up 42% from $4.9B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

UBS O'Connor deployed $1.34B of net new capital in Q1 2021, opening 575 new positions and adding to 91 existing holdings. Its largest new stake was IHS Markit Ltd. Common Shares: 5,470,177 shares worth $529M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 12% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $18.7M trimmed.

  • UBS O'Connor's largest Q1 2021 buy was IHS Markit Ltd. Common Shares: 5,470,177 shares worth $529M.
  • UBS O'Connor added most to RealPage, Inc. in Q1 2021, an estimated $245M increase.
  • UBS O'Connor's biggest Q1 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $18.7M.
  • UBS O'Connor fully exited Tiffany & Co. in Q1 2021, selling an estimated $309M.
  • UBS O'Connor's ten largest holdings make up 42% of its $6.94B portfolio in Q1 2021.
  • UBS O'Connor opened 575 new positions and closed 351 in Q1 2021.
  • UBS O'Connor's portfolio value rose 42% quarter-over-quarter to $6.94B.

Based on UBS O'Connor's 13F filing for Q1 2021, filed 14 May 2021.