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UOC
UBS O'Connor Portfolio holdings
AUM
$3.76B
1-Year Est. Return
62.41%
This Fund
S&P 500
This Quarter
Est. Return
+4.71%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$6.94B
AUM Growth
+$2.04B
(+42%)
Cap. Flow
+$2B
Cap. Flow
% of AUM
28.87%
Top 10 Holdings %
Top 10 Hldgs %
41.92%
Holding
1,156
New
575
Increased
91
Reduced
107
Closed
351
Avg Time Held Equity + Options
0.9
quarters
Top 10 Avg Time Held Equity + Options
0.9
quarters
Top 20 Avg Time Held Equity + Options
1
quarter
Avg Time Held Equity only
0.8
quarters
Top 10 Avg Time Held Equity only
0.9
quarters
Top 20 Avg Time Held Equity only
1
quarter
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
IHS Markit Ltd. Common Shares
INFO
|
+$500M |
| 2 |
RP
RealPage, Inc.
RP
|
+$245M |
| 3 |
WORK
Slack Technologies, Inc.
WORK
|
+$188M |
| 4 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$157M |
| 5 |
GWPH
GW Pharmaceuticals Plc American Depositary Shares
GWPH
|
+$148M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TIF
Tiffany & Co.
TIF
|
+$309M |
| 2 |
CXO
CONCHO RESOURCES INC.
CXO
|
+$240M |
| 3 |
ACIA
Acacia Communications Inc
ACIA
|
+$73.4M |
| 4 |
Eaton Vance Corp.
EV
|
+$67.7M |
| 5 |
FIT
Fitbit, Inc. Class A common stock
FIT
|
+$65.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 26.57% |
| 2 | Healthcare | 17.39% |
| 3 | Miscellaneous | 16.03% |
| 4 | Financials | 10.17% |
| 5 | Industrials | 9.81% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
876
CALL
DELISTED
Vicarious Surgical
RBOT
| – | – |
-18,661
| Closed | -$610K | – |
|
877
Transocean
RIG
$6.15B
| – | – |
-125,000
| Closed | -$435K | – |
|
878
CALL
Rocket Lab Corp
RKLB
$43.6B
| – | – |
-243,333
| Closed | -$365K | – |
|
879
PUT
Range Resources
RRC
$9.56B
| – | – |
-54,600
| Closed | -$74K | – |
|
880
CALL
Rush Street Interactive
RSI
$2.19B
| – | – |
-205,313
| Closed | -$1.59M | – |
|
881
Sunrun
RUN
$1.84B
| – | – |
-131,410
| Closed | -$9.12M | – |
|
882
CALL
Skillsoft
SKIL
$55.6M
| – | – |
-11,715
| Closed | -$452K | – |
|
|
883
Skillsoft
SKIL
$55.6M
| – | – |
-18,250
| Closed | -$3.78M | – |
|
884
CALL
SkinHealth Systems
SKIN
$71.6M
| – | – |
-433,438
| Closed | -$1.15M | – |
|
|
885
SkinHealth Systems
SKIN
$71.6M
| – | – |
-684,375
| Closed | -$7.74M | – |
|
886
CALL
SoFi Technologies
SOFI
$20.4B
| – | – |
-228,125
| Closed | -$811K | – |
|
|
887
SoFi Technologies
SOFI
$20.4B
| – | – |
-821,250
| Closed | -$10.2M | – |
|
888
Virgin Galactic
SPCE
$431M
| – | – |
-2,000
| Closed | -$949K | – |
|
889
CALL
Spire Global
SPIR
$402M
| – | – |
-56,860
| Closed | -$605K | – |
|
890
Sociedad Química y Minera de Chile
SQM
$18.3B
| – | – |
-63,845
| Closed | -$3.13M | – |
|
891
Sempra
SRE
$53.2B
| – | – |
-45,880
| Closed | -$2.92M | – |
|
892
CALL
System1
SST
$20.4M
| – | – |
-43,734
| Closed | -$927K | – |
|
893
CALL
Stem
STEM
$40M
| – | – |
-11,406
| Closed | -$1.32M | – |
|
|
894
Stem
STEM
$40M
| – | – |
-26,254
| Closed | -$10.7M | – |
|
895
CALL
DELISTED
Talkspace
TALK
| – | – |
-702,871
| Closed | -$1.17M | – |
|
|
896
DELISTED
Talkspace
TALK
| – | – |
-684,374
| Closed | -$7.4M | – |
|
897
CALL
TMC The Metals Company
TMC
$1.48B
| – | – |
-843,446
| Closed | -$1.87M | – |
|
|
898
TMC The Metals Company
TMC
$1.48B
| – | – |
-638,749
| Closed | -$6.87M | – |
|
899
CALL
Starling Oncology
STLN
$676M
| – | – |
-339,722
| Closed | -$656K | – |
|
900
DELISTED
TPI Composites
TPIC
| – | – |
-70,282
| Closed | -$3.71M | – |
|
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UBS O'Connor's Q1 2021 Portfolio in Review
As of Q1 2021, UBS O'Connor held 1,156 positions worth $6.94B, up 42% from $4.9B the previous quarter. Its ten largest holdings account for 42% of the portfolio.
UBS O'Connor deployed $2B of net new capital in Q1 2021, opening 575 new positions and adding to 91 existing holdings. Its largest new stake was IHS Markit Ltd. Common Shares: 5,470,177 shares worth $529M.
By sector, the portfolio is most concentrated in Technology at 27% of assets, up from 20% a quarter earlier, followed by Healthcare and Miscellaneous.
On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $18.7M trimmed.
- UBS O'Connor's largest Q1 2021 buy was IHS Markit Ltd. Common Shares: 5,470,177 shares worth $529M.
- UBS O'Connor added most to RealPage, Inc. in Q1 2021, an estimated $245M increase.
- UBS O'Connor's biggest Q1 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $18.7M.
- UBS O'Connor fully exited Tiffany & Co. in Q1 2021, selling an estimated $309M.
- UBS O'Connor's ten largest holdings make up 42% of its $6.94B portfolio in Q1 2021.
- UBS O'Connor opened 575 new positions and closed 351 in Q1 2021.
- UBS O'Connor's portfolio value rose 42% quarter-over-quarter to $6.94B.
Based on UBS O'Connor's 13F filing for Q1 2021, filed 14 May 2021.