UOC

UBS O'Connor Portfolio holdings

AUM $1.93B
1-Year Return 38.75%
This Quarter Return
+2.07%
1 Year Return
+38.75%
3 Year Return
+182.42%
5 Year Return
+480.25%
10 Year Return
+1,573.29%
AUM
$12.7B
AUM Growth
+$1.54B
Cap. Flow
+$1.28B
Cap. Flow %
10.09%
Top 10 Hldgs %
59.69%
Holding
1,074
New
200
Increased
177
Reduced
57
Closed
158

Top Buys

1
NUAN
Nuance Communications, Inc.
NUAN
$1.07B
2
INFO
IHS Markit Ltd. Common Shares
INFO
$893M
3
KSU
Kansas City Southern
KSU
$613M
4
HRC
HILL-ROM HOLDINGS, INC.
HRC
$315M
5
ATH
Athene Holding Ltd. Class A Common Shares
ATH
$314M

Top Sells

1
MXIM
Maxim Integrated Products
MXIM
$850M
2
ALXN
Alexion Pharmaceuticals Inc
ALXN
$813M
3
WORK
Slack Technologies, Inc.
WORK
$491M
4
GRA
W.R. Grace & Co.
GRA
$404M
5
QTS
QTS REALTY TRUST, INC.
QTS
$355M

Sector Composition

1 Financials 21.06%
2 Technology 16.28%
3 Communication Services 14.44%
4 Industrials 10.34%
5 Healthcare 9.48%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
TSIBW
826
DELISTED
Tishman Speyer Innovation Corp. II Warrant
TSIBW
$49K ﹤0.01%
60,000
– –
BOAS.WS
827
DELISTED
BOA Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock at a price of $11.50 per share
BOAS.WS
$49K ﹤0.01%
83,333
– –
HCARW
828
DELISTED
Healthcare Services Acquisition Corporation Warrant
HCARW
$47K ﹤0.01%
74,998
– –
VELOW
829
DELISTED
Velocity Acquisition Corp. Warrant
VELOW
$46K ﹤0.01%
+67,407
New +$46K
BLNGW
830
DELISTED
Belong Acquisition Corp. Warrant
BLNGW
$41K ﹤0.01%
+75,826
New +$41K
CORS.WS
831
DELISTED
Corsair Partnering Corporation Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
CORS.WS
$41K ﹤0.01%
+56,198
New +$41K
SDSTW
832
Stardust Power Inc. Warrant
SDSTW
$2.47M
$35K ﹤0.01%
41,665
– –
LMACW
833
DELISTED
Liberty Media Acquisition Corporation Warrants
LMACW
$30K ﹤0.01%
19,999
– –
VLATW
834
DELISTED
Valor Latitude Acquisition Corp. Warrant
VLATW
$29K ﹤0.01%
+33,463
New +$29K
CHAA.WS
835
DELISTED
Catcha Investment Corp Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
CHAA.WS
$22K ﹤0.01%
33,333
– –
SKYAW
836
DELISTED
Skydeck Acquisition Corp. Warrants
SKYAW
$9K ﹤0.01%
+12,951
New +$9K
IRNT
837
DELISTED
IronNet, Inc.
IRNT
– –
-471,834
Closed -$4.71M
BGRY
838
DELISTED
Berkshire Grey, Inc. Class A Common Stock
BGRY
– –
-97,821
Closed -$975K
BGRYW
839
DELISTED
Berkshire Grey, Inc. Warrant
BGRYW
– –
-249,990
Closed -$509K
CLBR.U
840
DELISTED
Colombier Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-third of one redeemable warrant
CLBR.U
– –
-501,958
Closed -$4.98M
DOMA
841
DELISTED
Doma Holdings, Inc.
DOMA
– –
-2,956
Closed -$737K
JUGGU
842
DELISTED
Jaws Juggernaut Acquisition Corporation Unit
JUGGU
– –
-702,741
Closed -$7.07M
HCNEU
843
DELISTED
Jaws Hurricane Acquisition Corp. Unit
HCNEU
– –
-501,958
Closed -$5.05M
LITTU
844
DELISTED
Logistics Innovation Technologies Corp. Units
LITTU
– –
-195,764
Closed -$1.95M
ATIP.WS
845
DELISTED
ATI Physical Therapy, Inc. Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
ATIP.WS
– –
-150,545
Closed -$348K
BRIVU
846
DELISTED
B. Riley Principal 250 Merger Corp. Units
BRIVU
– –
-100,392
Closed -$1M
VLATU
847
DELISTED
Valor Latitude Acquisition Corp. Unit
VLATU
– –
-100,392
Closed -$998K
MAXR
848
DELISTED
Maxar Technologies Inc. Common Stock
MAXR
– –
0
– –
SKYAU
849
DELISTED
Skydeck Acquisition Corp. Units
SKYAU
– –
-38,856
Closed -$389K
ORIAU
850
DELISTED
Orion Biotech Opportunities Corp. Units
ORIAU
– –
-250,000
Closed -$2.53M
32 33
34
35 36