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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+4.71%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$6.94B
AUM Growth
+$2.04B
Cap. Flow
+$1.34B
Cap. Flow %
19.35%
Top 10 Hldgs %
41.92%
Holding
1,156
New
575
Increased
91
Reduced
107
Closed
351

Top Buys

Rank Stock Value
1
INFO
IHS Markit Ltd. Common Shares
INFO
+$500M
2
RP
RealPage, Inc.
RP
+$245M
3
WORK
Slack Technologies, Inc.
WORK
+$188M
4
ALXN
Alexion Pharmaceuticals
ALXN
+$157M
5
GWPH
GW Pharmaceuticals Plc American Depositary Shares
GWPH
+$148M

Top Sells

Rank Stock Value
1
TIF
Tiffany & Co.
TIF
+$309M
2
CXO
CONCHO RESOURCES INC.
CXO
+$240M
3
ACIA
Acacia Communications Inc
ACIA
+$73.4M
4
EV
Eaton Vance Corp.
EV
+$67.7M
5
FIT
Fitbit, Inc. Class A common stock
FIT
+$65.3M

Sector Composition

Rank Sector Weight
1 Technology 16.6%
2 Financials 10.11%
3 Healthcare 9.99%
4 Industrials 9.81%
5 Communication Services 9.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GWH icon
826
CALL
ESS Tech
GWH
$19.5M
– –
-17,236
Closed -$432K
HLLY icon
827
CALL
Holley
HLLY
$379M
– –
-228,125
Closed -$274K
HLLY icon
828
Holley
HLLY
$379M
– –
-684,375
Closed -$6.85M
HLMN icon
829
CALL
Hillman Solutions
HLMN
$1.78B
– –
-167,291
Closed -$381K
HLMN icon
830
Hillman Solutions
HLMN
$1.78B
– –
-501,875
Closed -$5.26M
HYLN icon
831
Hyliion Holdings
HYLN
$699M
– –
-250,000
Closed -$4.12M
ICE icon
832
Intercontinental Exchange
ICE
$85.1B
– –
-25,000
Closed -$2.88M
ITT icon
833
ITT
ITT
$19.2B
– –
-79,886
Closed -$6.15M
JOBY icon
834
CALL
Joby Aviation
JOBY
$8.53B
– –
-399,219
Closed -$1.32M
JSPR icon
835
CALL
Jasper Therapeutics
JSPR
$24.4M
– –
-16,400
Closed -$241K
JSPR icon
836
Jasper Therapeutics
JSPR
$24.4M
– –
-45,625
Closed -$4.57M
KMI icon
837
Kinder Morgan
KMI
$69.3B
– –
-140,000
Closed -$1.91M
KPLT icon
838
CALL
Katapult Holdings
KPLT
$33M
– –
-33,738
Closed -$2.89M
KPLT icon
839
Katapult Holdings
KPLT
$33M
– –
-20,066
Closed -$6.27M
LBRDK icon
840
Liberty Broadband Class C
LBRDK
$5.2B
– –
-210,112
Closed -$33.3M
LCID icon
841
CALL
Lucid Motors
LCID
$2.75B
– –
-91,250
Closed -$1.4M
LCID icon
842
Lucid Motors
LCID
$2.75B
– –
-228,124
Closed -$22.8M
LEA icon
843
Lear
LEA
$8.16B
– –
-30,913
Closed -$4.92M
LI icon
844
Li Auto
LI
$12.7B
– –
-35,000
Closed -$1.01M
LPRO
845
DELISTED
Open Lending Corp
LPRO
– –
-100,000
Closed -$3.5M
LUV icon
846
Southwest Airlines
LUV
$23B
– –
-20,000
Closed -$932K
MAPS
847
CALL
DELISTED
WM TECHNOLOGY INC A
MAPS
– –
-353,539
Closed -$1.16M
MDU icon
848
MDU Resources
MDU
$4.32B
– –
-180,997
Closed -$1.81M
ONT
849
Onterris Inc
ONT
$608M
– –
-145,561
Closed -$4.51M
MIR icon
850
CALL
Mirion Technologies
MIR
$3.89B
– –
-702,871
Closed -$1.81M
32 33
34
35 36

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return

UBS O'Connor's Q1 2021 Portfolio in Review

As of Q1 2021, UBS O'Connor held 1,156 positions worth $6.94B, up 42% from $4.9B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

UBS O'Connor deployed $1.34B of net new capital in Q1 2021, opening 575 new positions and adding to 91 existing holdings. Its largest new stake was IHS Markit Ltd. Common Shares: 5,470,177 shares worth $529M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 12% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $18.7M trimmed.

  • UBS O'Connor's largest Q1 2021 buy was IHS Markit Ltd. Common Shares: 5,470,177 shares worth $529M.
  • UBS O'Connor added most to RealPage, Inc. in Q1 2021, an estimated $245M increase.
  • UBS O'Connor's biggest Q1 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $18.7M.
  • UBS O'Connor fully exited Tiffany & Co. in Q1 2021, selling an estimated $309M.
  • UBS O'Connor's ten largest holdings make up 42% of its $6.94B portfolio in Q1 2021.
  • UBS O'Connor opened 575 new positions and closed 351 in Q1 2021.
  • UBS O'Connor's portfolio value rose 42% quarter-over-quarter to $6.94B.

Based on UBS O'Connor's 13F filing for Q1 2021, filed 14 May 2021.