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UOC
UBS O'Connor Portfolio holdings
AUM
$3.76B
1-Year Est. Return
62.41%
This Fund
S&P 500
This Quarter
Est. Return
+4.71%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$6.94B
AUM Growth
+$2.04B
(+42%)
Cap. Flow
+$2B
Cap. Flow
% of AUM
28.87%
Top 10 Holdings %
Top 10 Hldgs %
41.92%
Holding
1,156
New
575
Increased
91
Reduced
107
Closed
351
Avg Time Held Equity + Options
0.9
quarters
Top 10 Avg Time Held Equity + Options
0.9
quarters
Top 20 Avg Time Held Equity + Options
1
quarter
Avg Time Held Equity only
0.8
quarters
Top 10 Avg Time Held Equity only
0.9
quarters
Top 20 Avg Time Held Equity only
1
quarter
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
IHS Markit Ltd. Common Shares
INFO
|
+$500M |
| 2 |
RP
RealPage, Inc.
RP
|
+$245M |
| 3 |
WORK
Slack Technologies, Inc.
WORK
|
+$188M |
| 4 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$157M |
| 5 |
GWPH
GW Pharmaceuticals Plc American Depositary Shares
GWPH
|
+$148M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TIF
Tiffany & Co.
TIF
|
+$309M |
| 2 |
CXO
CONCHO RESOURCES INC.
CXO
|
+$240M |
| 3 |
ACIA
Acacia Communications Inc
ACIA
|
+$73.4M |
| 4 |
Eaton Vance Corp.
EV
|
+$67.7M |
| 5 |
FIT
Fitbit, Inc. Class A common stock
FIT
|
+$65.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 26.57% |
| 2 | Healthcare | 17.39% |
| 3 | Miscellaneous | 16.03% |
| 4 | Financials | 10.17% |
| 5 | Industrials | 9.81% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
826
CALL
DELISTED
ESS Tech
GWH
| – | – |
-17,236
| Closed | -$432K | – |
|
827
CALL
Holley
HLLY
$302M
| – | – |
-228,125
| Closed | -$274K | – |
|
|
828
Holley
HLLY
$302M
| – | – |
-684,375
| Closed | -$6.85M | – |
|
829
CALL
Hillman Solutions
HLMN
$1.36B
| – | – |
-167,291
| Closed | -$381K | – |
|
|
830
Hillman Solutions
HLMN
$1.36B
| – | – |
-501,875
| Closed | -$5.26M | – |
|
831
Hyliion Holdings
HYLN
$686M
| – | – |
-250,000
| Closed | -$4.12M | – |
|
832
Intercontinental Exchange
ICE
$87.7B
| – | – |
-25,000
| Closed | -$2.88M | – |
|
833
ITT
ITT
$18B
| – | – |
-79,886
| Closed | -$6.15M | – |
|
834
CALL
Joby Aviation
JOBY
$5.42B
| – | – |
-399,219
| Closed | -$1.32M | – |
|
835
CALL
Jasper Therapeutics
JSPR
$19M
| – | – |
-16,400
| Closed | -$241K | – |
|
|
836
Jasper Therapeutics
JSPR
$19M
| – | – |
-45,625
| Closed | -$4.57M | – |
|
837
Kinder Morgan
KMI
$72.3B
| – | – |
-140,000
| Closed | -$1.91M | – |
|
838
CALL
Katapult Holdings
KPLT
$399M
| – | – |
-33,738
| Closed | -$2.89M | – |
|
|
839
Katapult Holdings
KPLT
$399M
| – | – |
-20,066
| Closed | -$6.27M | – |
|
840
DELISTED
Liberty Broadband Class C
LBRDK
| – | – |
-210,112
| Closed | -$33.3M | – |
|
841
CALL
Lucid Motors
LCID
$1.49B
| – | – |
-91,250
| Closed | -$1.4M | – |
|
|
842
Lucid Motors
LCID
$1.49B
| – | – |
-228,124
| Closed | -$22.8M | – |
|
843
Lear
LEA
$5.82B
| – | – |
-30,913
| Closed | -$4.92M | – |
|
844
Li Auto
LI
$11.3B
| – | – |
-35,000
| Closed | -$1.01M | – |
|
845
DELISTED
Open Lending Corp
LPRO
| – | – |
-100,000
| Closed | -$3.5M | – |
|
846
Southwest Airlines
LUV
$20.4B
| – | – |
-20,000
| Closed | -$932K | – |
|
847
CALL
DELISTED
WM TECHNOLOGY INC A
MAPS
| – | – |
-353,539
| Closed | -$1.16M | – |
|
848
MDU Resources
MDU
$3.94B
| – | – |
-180,997
| Closed | -$1.81M | – |
|
849
Onterris Inc
ONT
$485M
| – | – |
-145,561
| Closed | -$4.51M | – |
|
850
CALL
Mirion Technologies
MIR
$4.14B
| – | – |
-702,871
| Closed | -$1.81M | – |
|
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UBS O'Connor's Q1 2021 Portfolio in Review
As of Q1 2021, UBS O'Connor held 1,156 positions worth $6.94B, up 42% from $4.9B the previous quarter. Its ten largest holdings account for 42% of the portfolio.
UBS O'Connor deployed $2B of net new capital in Q1 2021, opening 575 new positions and adding to 91 existing holdings. Its largest new stake was IHS Markit Ltd. Common Shares: 5,470,177 shares worth $529M.
By sector, the portfolio is most concentrated in Technology at 27% of assets, up from 20% a quarter earlier, followed by Healthcare and Miscellaneous.
On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $18.7M trimmed.
- UBS O'Connor's largest Q1 2021 buy was IHS Markit Ltd. Common Shares: 5,470,177 shares worth $529M.
- UBS O'Connor added most to RealPage, Inc. in Q1 2021, an estimated $245M increase.
- UBS O'Connor's biggest Q1 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $18.7M.
- UBS O'Connor fully exited Tiffany & Co. in Q1 2021, selling an estimated $309M.
- UBS O'Connor's ten largest holdings make up 42% of its $6.94B portfolio in Q1 2021.
- UBS O'Connor opened 575 new positions and closed 351 in Q1 2021.
- UBS O'Connor's portfolio value rose 42% quarter-over-quarter to $6.94B.
Based on UBS O'Connor's 13F filing for Q1 2021, filed 14 May 2021.