UBS O'Connor’s ESS Tech GWH Stock Holding History

UBS O'Connor’s Portfolio GWH Stock Details GWH Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q1	–	Sell	-17,236	Closed	-$432K	–	852
2020 Q4	$432K	Buy	+17,236	New	+$2.62M	0.01%	501

Other funds holding GWH

SoftBank Group Tokyo, Japan $11.4B AUM 27.91% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

TCA

Tortoise Capital Advisors Overland Park, Kansas $9.6B AUM 19.53% 1-Year Est. Return

William Blair & Company Chicago, Illinois $34.9B AUM 18.88% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Charles Schwab San Francisco, California $654B AUM 26.35% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS O'Connor's GWH Position: Q4 2021 in Review

UBS O'Connor sold out of ESS Tech (GWH) in Q4 2021, closing a stake of 33,302 shares — an estimated $4.99M sold.

UBS O'Connor first reported a position in GWH in Q4 2020 and held it in 4 quarters. The position peaked at $7.11M in Q1 2021. 58 funds tracked by Wall St. Rank hold GWH as of Q4 2021.

UBS O'Connor reported no remaining ESS Tech position as of Q4 2021 after selling out during the quarter.
UBS O'Connor sold 33,302 ESS Tech shares in Q4 2021, an estimated $4.99M.
UBS O'Connor first reported a position in ESS Tech in Q4 2020 and held it in 4 quarters.
UBS O'Connor's ESS Tech position peaked at $7.11M in Q1 2021.
58 funds tracked by Wall St. Rank held ESS Tech as of Q4 2021.

Based on UBS O'Connor's 13F filing for Q4 2021, filed 14 Feb 2022.