UOC

UBS O'Connor Portfolio holdings

AUM $1.93B
1-Year Return 38.75%
This Quarter Return
+2.07%
1 Year Return
+38.75%
3 Year Return
+182.42%
5 Year Return
+480.25%
10 Year Return
+1,573.29%
AUM
$12.7B
AUM Growth
+$1.54B
Cap. Flow
+$1.28B
Cap. Flow %
10.09%
Top 10 Hldgs %
59.69%
Holding
1,074
New
200
Increased
177
Reduced
57
Closed
158

Top Buys

1
NUAN
Nuance Communications, Inc.
NUAN
+$1.07B
2
INFO
IHS Markit Ltd. Common Shares
INFO
+$893M
3
KSU
Kansas City Southern
KSU
+$613M
4
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$315M
5
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$314M

Top Sells

1
MXIM
Maxim Integrated Products
MXIM
+$850M
2
ALXN
Alexion Pharmaceuticals Inc
ALXN
+$813M
3
WORK
Slack Technologies, Inc.
WORK
+$491M
4
GRA
W.R. Grace & Co.
GRA
+$404M
5
QTS
QTS REALTY TRUST, INC.
QTS
+$355M

Sector Composition

1 Financials 21.06%
2 Technology 16.28%
3 Communication Services 14.44%
4 Industrials 10.34%
5 Healthcare 9.48%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FACA.WS
801
DELISTED
Figure Acquisition Corp. I Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
FACA.WS
$77K ﹤0.01%
75,000
– –
PEARW
802
DELISTED
Pear Therapeutics, Inc. Warrant
PEARW
$76K ﹤0.01%
83,330
– –
SCLEW
803
DELISTED
Broadscale Acquisition Corp. Warrant
SCLEW
$75K ﹤0.01%
100,000
– –
OTRAW
804
DELISTED
OTR Acquisition Corp. Warrant
OTRAW
$72K ﹤0.01%
124,996
– –
PGRWW
805
DELISTED
Progress Acquisition Corp. Warrant
PGRWW
$69K ﹤0.01%
124,996
– –
OSTRW
806
DELISTED
Oyster Enterprises Acquisition Corp. Warrant
OSTRW
$68K ﹤0.01%
124,996
– –
DCRNW
807
DELISTED
Decarbonization Plus Acquisition Corporation II Warrant
DCRNW
$68K ﹤0.01%
54,998
– –
OCAXW
808
DELISTED
OCA Acquisition Corp. Warrant
OCAXW
$66K ﹤0.01%
124,996
– –
GLSPW
809
DELISTED
Global SPAC Partners Co. Warrants
GLSPW
$66K ﹤0.01%
149,182
– –
ZWRKW
810
DELISTED
Z-Work Acquisition Corp. Warrant
ZWRKW
$65K ﹤0.01%
99,996
– –
MACUW
811
DELISTED
Mallard Acquisition Corp. Warrant
MACUW
$64K ﹤0.01%
199,993
– –
FICVW
812
DELISTED
Frontier Investment Corp Warrants
FICVW
$63K ﹤0.01%
+83,658
New +$63K
MACAW
813
DELISTED
Moringa Acquisition Corp Warrant
MACAW
$61K ﹤0.01%
100,000
– –
CRZNW
814
DELISTED
Corazon Capital V838 Monoceros Corp Warrant
CRZNW
$59K ﹤0.01%
83,659
– –
HLAHW
815
DELISTED
Hamilton Lane Alliance Holdings I, Inc. Warrant
HLAHW
$58K ﹤0.01%
83,330
– –
ASPCW
816
DELISTED
Alpha Capital Acquisition Company Warrant
ASPCW
$58K ﹤0.01%
100,000
– –
ISLEW
817
DELISTED
Isleworth Healthcare Acquisition Corporation Warrant
ISLEW
$57K ﹤0.01%
99,999
– –
TLSIW icon
818
TriSalus Life Sciences, Inc. Warrant
TLSIW
$50M
$56K ﹤0.01%
66,664
– –
GLTA.WS
819
DELISTED
Galata Acquisition Corp. Warrants, each whole warrant exercisable for one class A ordinary share at an exercise price of $11.50
GLTA.WS
$56K ﹤0.01%
+125,489
New +$56K
SCOBW
820
DELISTED
ScION Tech Growth II Warrants
SCOBW
$56K ﹤0.01%
83,330
– –
TCACW
821
DELISTED
Tuatara Capital Acquisition Corporation Warrant
TCACW
$56K ﹤0.01%
100,000
– –
LEAP.WS
822
DELISTED
Ribbit LEAP, Ltd. Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exer
LEAP.WS
$55K ﹤0.01%
39,999
– –
QFTA.WS
823
DELISTED
Quantum FinTech Acquisition Corporation Warrants, each warrant exercisable for one-half of one share of Common Stock at an exercise price of $11.50
QFTA.WS
$53K ﹤0.01%
199,993
– –
RUMBW
824
Rumble Inc. Warrant
RUMBW
$768M
$52K ﹤0.01%
62,449
+12,449
+25% +$10.4K
BTMDW
825
DELISTED
Biote Corp. Warrant
BTMDW
$52K ﹤0.01%
62,541
– –
31 32
33
34 35