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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+2.09%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$12.7B
AUM Growth
+$1.53B
Cap. Flow
+$1.43B
Cap. Flow %
11.22%
Top 10 Hldgs %
59.59%
Holding
1,083
New
213
Increased
181
Reduced
63
Closed
169
Avg Time Held Equity + Options
1.7 quarters
Top 10 Avg Time Held Equity + Options
0.7 quarters
Top 20 Avg Time Held Equity + Options
0.6 quarters
Avg Time Held Equity only
1.7 quarters
Top 10 Avg Time Held Equity only
0.7 quarters
Top 20 Avg Time Held Equity only
0.6 quarters

Top Buys

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$1.07B
2
INFO icon
IHS Markit Ltd. Common Shares
INFO
+$904M
3
KSU
Kansas City Southern
KSU
+$631M
4
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$303M
5
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$283M

Top Sells

Rank Stock Value
1
MXIM
Maxim Integrated Products
MXIM
+$850M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$813M
3
WORK
Slack Technologies, Inc.
WORK
+$491M
4
GRA
W.R. Grace & Co.
GRA
+$404M
5
QTS
QTS REALTY TRUST, INC.
QTS
+$355M

Sector Composition

Rank Sector Weight
1 Financials 21.37%
2 Technology 20.95%
3 Communication Services 14.41%
4 Healthcare 12.25%
5 Real Estate 10.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
ACKIW
801
DELISTED
Ackrell SPAC Partners I Co Warrants
ACKIW
$100K ﹤0.01%
212,690
– –
2021 Q1
2 quarters
ARBGW
802
DELISTED
Aequi Acquisition Corp warrants
ARBGW
$98K ﹤0.01%
166,660
– –
2021 Q1
2 quarters
TLGA.WS
803
DELISTED
TLG Acquisition One Corp. Warrants, each exercisable for one share of Class A common stock at an exercise price of $11.50 per share
TLGA.WS
$97K ﹤0.01%
166,660
– –
2021 Q1
2 quarters
LUXAW
804
DELISTED
Lux Health Tech Acquisition Corp. Warrants
LUXAW
$97K ﹤0.01%
83,330
– –
2021 Q1
2 quarters
ADEX.WS
805
DELISTED
Adit EdTech Acquisition Corp Warrants
ADEX.WS
$96K ﹤0.01%
187,493
– –
2021 Q1
2 quarters
AEON.WS icon
806
DELISTED
AEON Biopharma Inc
AEON.WS
$95K ﹤0.01%
166,660
– –
2021 Q2
1 quarter
EACPW
807
DELISTED
Edify Acquisition Corp. Warrant
EACPW
$95K ﹤0.01%
174,994
– –
2021 Q1
2 quarters
ANAC.WS
808
DELISTED
Arctos NorthStar Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
ANAC.WS
$95K ﹤0.01%
125,098
– –
2021 Q2
1 quarter
LIII.WS
809
DELISTED
Leo Holdings III Corp Redeemable Warrants, each whole warrant exercisable for one Class A ordinary s
LIII.WS
$95K ﹤0.01%
119,998
– –
2021 Q2
1 quarter
M icon
810
PUT
Macy's
M
$6.05B
$94K ﹤0.01%
36,500
– –
2021 Q2
1 quarter
LJAQW
811
DELISTED
LightJump Acquisition Corporation Warrant
LJAQW
$94K ﹤0.01%
174,994
– –
2021 Q1
2 quarters
NGL icon
812
PUT
NGL Energy Partners
NGL
$1.84B
$93K ﹤0.01%
148,700
– –
2021 Q2
1 quarter
DISAW
813
DELISTED
Disruptive Acquisition Corporation I Warrant
DISAW
$93K ﹤0.01%
139,711
– –
2021 Q2
1 quarter
PACXW
814
DELISTED
Pioneer Merger Corp. Warrant
PACXW
$93K ﹤0.01%
83,330
– –
2021 Q1
2 quarters
AENTW icon
815
Alliance Entertainment Holding Corp Warrants
AENTW
$1.53M
$92K ﹤0.01%
175,191
+50,195
+40% +$31.6K
2021 Q2
1 quarter
BHIL.WS icon
816
DELISTED
Benson Hill, Inc. Warrants, each whole warrant exercisable for one share of common stock at an exercise price of $11.50
BHIL.WS
$91K ﹤0.01%
+63,222
New +$89.1K
2021 Q3
0 quarters
EMBKW
817
DELISTED
Embark Technology, Inc. Warrants
EMBKW
$91K ﹤0.01%
83,330
– –
2021 Q1
2 quarters
DRAYW icon
818
DELISTED
Macondray Capital Acquisition Corp. I Warrant
DRAYW
$89K ﹤0.01%
+167,473
New +$98.5K
2021 Q3
0 quarters
CXAIW icon
819
CXApp Inc Warrant
CXAIW
$575K
$88K ﹤0.01%
149,994
– –
2021 Q1
2 quarters
KWAC.WS
820
DELISTED
Kingswood Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common
KWAC.WS
$88K ﹤0.01%
187,493
– –
2021 Q1
2 quarters
DLCAW
821
DELISTED
Deep Lake Capital Acquisition Corp. Warrant
DLCAW
$86K ﹤0.01%
124,996
– –
2021 Q1
2 quarters
ACII.WS icon
822
DELISTED
Atlas Crest Investment Corp. II Redeemable Warrants, each whole warrant exercisable for one Class A common stock at an exercise price of $11.50
ACII.WS
$85K ﹤0.01%
99,996
– –
2021 Q1
2 quarters
FCAX.WS
823
DELISTED
Fortress Capital Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
FCAX.WS
$84K ﹤0.01%
99,996
– –
2021 Q1
2 quarters
MDH.WS
824
DELISTED
MDH Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
MDH.WS
$83K ﹤0.01%
149,994
– –
2021 Q2
1 quarter
SLCRW
825
DELISTED
Silver Crest Acquisition Corporation Warrant
SLCRW
$81K ﹤0.01%
124,996
– –
2021 Q1
2 quarters
31 32
33
34 35

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ACI
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RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
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CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
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UBS O'Connor's Q3 2021 Portfolio in Review

As of Q3 2021, UBS O'Connor held 1,083 positions worth $12.7B, up 14% from $11.2B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

UBS O'Connor deployed $1.43B of net new capital in Q3 2021, opening 213 new positions and adding to 181 existing holdings. Its largest new stake was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 14% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $30.1M trimmed.

  • UBS O'Connor's largest Q3 2021 buy was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.
  • UBS O'Connor added most to Nuance Communications, Inc. in Q3 2021, an estimated $1.07B increase.
  • UBS O'Connor's biggest Q3 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $30.1M.
  • UBS O'Connor fully exited Maxim Integrated Products in Q3 2021, selling an estimated $850M.
  • UBS O'Connor's ten largest holdings make up 60% of its $12.7B portfolio in Q3 2021.
  • UBS O'Connor opened 213 new positions and closed 169 in Q3 2021.
  • UBS O'Connor's portfolio value rose 14% quarter-over-quarter to $12.7B.

Based on UBS O'Connor's 13F filing for Q3 2021, filed 12 Nov 2021.