UOC

UBS O'Connor Portfolio holdings

AUM $1.93B
1-Year Return 38.75%
This Quarter Return
+4.67%
1 Year Return
+38.75%
3 Year Return
+182.42%
5 Year Return
+480.25%
10 Year Return
+1,573.29%
AUM
$6.93B
AUM Growth
+$2.18B
Cap. Flow
+$1.92B
Cap. Flow %
27.68%
Top 10 Hldgs %
41.99%
Holding
1,023
New
565
Increased
83
Reduced
103
Closed
191

Top Buys

1
INFO
IHS Markit Ltd. Common Shares
INFO
$529M
2
RP
RealPage, Inc.
RP
$246M
3
WORK
Slack Technologies, Inc.
WORK
$183M
4
KSU
Kansas City Southern
KSU
$172M
5
GWPH
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$170M

Top Sells

1
TIF
Tiffany & Co.
TIF
$309M
2
CXO
CONCHO RESOURCES INC.
CXO
$240M
3
ACIA
Acacia Communications, Inc. Common Stock
ACIA
$73.4M
4
EV
Eaton Vance Corp.
EV
$67.7M
5
FIT
Fitbit, Inc. Class A common stock
FIT
$65.3M

Sector Composition

1 Technology 16.63%
2 Healthcare 10.01%
3 Financials 9.93%
4 Industrials 9.83%
5 Communication Services 9.69%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CBAH.U
801
DELISTED
CBRE Acquisition Holdings, Inc. SAIL securities, each consisting of one share of Class A common stoc
CBAH.U
– –
-456,250
Closed -$4.77M
SVOKU
802
DELISTED
Seven Oaks Acquisition Corp. Unit
SVOKU
– –
-273,750
Closed -$2.83M
DDMXU
803
DELISTED
DD3 Acquisition Corp. II Unit
DDMXU
– –
-182,500
Closed -$1.92M
MOTNU
804
DELISTED
Motion Acquisition Corp. Unit
MOTNU
– –
-456,250
Closed -$4.84M
TMTS
805
DELISTED
Spartacus Acquisition Corporation Class A Common Stock
TMTS
– –
-410,625
Closed -$4.13M
BOWXU
806
DELISTED
BowX Acquisition Corp. Unit
BOWXU
– –
-456,250
Closed -$4.88M
LOKB.U
807
DELISTED
Live Oak Acquisition Corp. II Units, each consisting of one share of Class A common stock and one-th
LOKB.U
– –
-456,250
Closed -$4.95M
MRACU
808
DELISTED
Marquee Raine Acquisition Corp. Unit
MRACU
– –
-456,250
Closed -$4.94M
VIHAU
809
DELISTED
VPC Impact Acquisition Holdings Unit
VIHAU
– –
-684,375
Closed -$7.23M
DMYI.U
810
DELISTED
dMY Technology Group, Inc. III Units, each consisting of one share of Class A common stock and one-f
DMYI.U
– –
-456,250
Closed -$5.2M
SPFR.U
811
DELISTED
JAWS Spitfire Acquisition Corp Units, each consisting of one Class A ordinary share, and one-fourth
SPFR.U
– –
-456,250
Closed -$5.04M
LATN
812
DELISTED
Union Acquisition Corp. II Ordinary Shares
LATN
– –
-456,249
Closed -$4.75M
ACIC
813
DELISTED
Atlas Crest Investment Corp.
ACIC
– –
-456,250
Closed -$4.59M
RICE.U
814
DELISTED
Rice Acquisition Corp. Units, each consisting of one share of our Class A common stock and one-half
RICE.U
– –
-182,501
Closed -$2.06M
GNPK.U
815
DELISTED
Genesis Park Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-half of
GNPK.U
– –
-456,250
Closed -$4.74M
SPNV.U
816
DELISTED
Supernova Partners Acquisition Company, Inc. Units, each consisting of one share of Class A common s
SPNV.U
– –
-1,140,624
Closed -$13.2M
RMGBU
817
DELISTED
RMG Acquisition Corp. II Unit
RMGBU
– –
-912,500
Closed -$10.2M
SAII
818
DELISTED
Software Acquisition Group Inc. II Class A Common Stock
SAII
– –
-456,250
Closed -$4.54M
CHFW.U
819
DELISTED
Consonance-HFW Acquisition Corp. Units, each consisting of one Class A Ordinary Share, and one-third
CHFW.U
– –
-250,000
Closed -$2.62M
GRSV
820
DELISTED
Gores Holdings V, Inc.
GRSV
– –
-1,319,110
Closed -$13.7M
RTPZ.U
821
DELISTED
Reinvent Technology Partners Z Units, each consisting of one Class A ordinary share and one-fifth o
RTPZ.U
– –
-228,125
Closed -$2.6M
NEBCU
822
DELISTED
Nebula Caravel Acquisition Corp. Unit
NEBCU
– –
-821,250
Closed -$8.87M
CAP.U
823
DELISTED
Capitol Investment Corp. V Units, each consisting of one share of Class A common stock, and one-thir
CAP.U
– –
-319,375
Closed -$3.29M
VCVCU
824
DELISTED
10X Capital Venture Acquisition Corp Unit
VCVCU
– –
-228,125
Closed -$2.43M
GHVIU
825
DELISTED
Gores Holdings VI, Inc. Unit
GHVIU
– –
-1,003,750
Closed -$10.6M
31 32
33
34 35