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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+2.09%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$12.7B
AUM Growth
+$1.53B
Cap. Flow
+$1.43B
Cap. Flow %
11.22%
Top 10 Hldgs %
59.59%
Holding
1,083
New
213
Increased
181
Reduced
63
Closed
169
Avg Time Held Equity + Options
1.7 quarters
Top 10 Avg Time Held Equity + Options
0.7 quarters
Top 20 Avg Time Held Equity + Options
0.6 quarters
Avg Time Held Equity only
1.7 quarters
Top 10 Avg Time Held Equity only
0.7 quarters
Top 20 Avg Time Held Equity only
0.6 quarters

Top Buys

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$1.07B
2
INFO icon
IHS Markit Ltd. Common Shares
INFO
+$904M
3
KSU
Kansas City Southern
KSU
+$631M
4
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$303M
5
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$283M

Top Sells

Rank Stock Value
1
MXIM
Maxim Integrated Products
MXIM
+$850M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$813M
3
WORK
Slack Technologies, Inc.
WORK
+$491M
4
GRA
W.R. Grace & Co.
GRA
+$404M
5
QTS
QTS REALTY TRUST, INC.
QTS
+$355M

Sector Composition

Rank Sector Weight
1 Financials 21.37%
2 Technology 20.95%
3 Communication Services 14.41%
4 Healthcare 12.25%
5 Real Estate 10.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
FINMW
776
DELISTED
Marlin Technology Corporation Warrant
FINMW
$123K ﹤0.01%
149,994
– –
2021 Q1
2 quarters
FSRDW
777
DELISTED
Fast Radius, Inc. Warrants
FSRDW
$123K ﹤0.01%
149,994
– –
2021 Q2
1 quarter
KRNLW icon
778
DELISTED
Kernel Group Holdings, Inc. Warrants
KRNLW
$120K ﹤0.01%
199,992
– –
2021 Q1
2 quarters
LGACW
779
DELISTED
Lazard Growth Acquisition Corp. I Warrants
LGACW
$120K ﹤0.01%
150,192
+50,196
+50% +$51.5K
2021 Q2
1 quarter
FVT.WS
780
DELISTED
Fortress Value Acquisition Corp. III Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
FVT.WS
$118K ﹤0.01%
149,994
– –
2021 Q1
2 quarters
DDMXW
781
DELISTED
DD3 Acquisition Corp. II Warrant
DDMXW
$118K ﹤0.01%
99,996
– –
2021 Q1
2 quarters
AGAC.WS
782
DELISTED
African Gold Acquisition Corp Warrants
AGAC.WS
$117K ﹤0.01%
247,287
– –
2021 Q2
1 quarter
CLAS.WS
783
DELISTED
Class Acceleration Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
CLAS.WS
$117K ﹤0.01%
199,992
– –
2021 Q1
2 quarters
SABSW icon
784
SAB Biotherapeutics Warrant
SABSW
$97.5K
$116K ﹤0.01%
124,996
– –
2021 Q1
2 quarters
YSAC.WS
785
DELISTED
Yellowstone Acquisition Company Warrants, each whole warrant exercisable for one share of Class A co
YSAC.WS
$116K ﹤0.01%
124,996
– –
2021 Q1
2 quarters
TBCPW
786
DELISTED
Thunder Bridge Capital Partners III Inc. Warrant
TBCPW
$114K ﹤0.01%
149,994
– –
2021 Q2
1 quarter
KLAQW
787
DELISTED
KL Acquisition Corp Warrant
KLAQW
$114K ﹤0.01%
166,660
– –
2021 Q1
2 quarters
CTAQW
788
DELISTED
Carney Technology Acquisition Corp. II Warrant
CTAQW
$112K ﹤0.01%
166,660
– –
2021 Q1
2 quarters
MIMO.WS
789
DELISTED
Airspan Networks Holdings Inc Warrants
MIMO.WS
$111K ﹤0.01%
+153,369
New +$122K
2021 Q3
0 quarters
JCICW
790
DELISTED
Jack Creek Investment Corp. Warrants
JCICW
$110K ﹤0.01%
174,994
– –
2021 Q1
2 quarters
COVAW
791
DELISTED
COVA Acquisition Corp. Warrants to purchase Class A ordinary shares
COVAW
$110K ﹤0.01%
200,189
– –
2021 Q2
1 quarter
HCICW icon
792
DELISTED
Hennessy Capital Investment Corp. V Warrant
HCICW
$108K ﹤0.01%
87,496
– –
2021 Q1
2 quarters
OEPWW
793
DELISTED
One Equity Partners Open Water I Corp. Warrant
OEPWW
$108K ﹤0.01%
166,660
– –
2021 Q1
2 quarters
OPALW icon
794
DELISTED
OPAL Fuels Inc. Warrant
OPALW
$107K ﹤0.01%
100,000
– –
2021 Q2
1 quarter
PV.WS
795
DELISTED
Primavera Capital Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PV.WS
$106K ﹤0.01%
124,996
– –
2021 Q1
2 quarters
LHC.WS
796
DELISTED
Leo Holdings Corp. II Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
LHC.WS
$106K ﹤0.01%
162,494
– –
2021 Q1
2 quarters
ZNTEW
797
DELISTED
Zanite Acquisition Corp. Warrant
ZNTEW
$106K ﹤0.01%
124,996
– –
2021 Q1
2 quarters
GIGGW
798
DELISTED
GigCapital4, Inc. Warrant
GIGGW
$102K ﹤0.01%
99,996
– –
2021 Q2
1 quarter
VST icon
799
CALL
Vistra
VST
$53.1B
$100K ﹤0.01%
+500,000
New +$9.24M
2021 Q3
0 quarters
TZPSW
800
DELISTED
TZP Strategies Acquisition Corp. Warrant
TZPSW
$100K ﹤0.01%
166,660
– –
2021 Q1
2 quarters
30 31
32
33 34

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FNBT
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
Meritage Portfolio Management Overland Park, Kansas $1.51B AUM 26.61% 1-Year Est. Return

UBS O'Connor's Q3 2021 Portfolio in Review

As of Q3 2021, UBS O'Connor held 1,083 positions worth $12.7B, up 14% from $11.2B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

UBS O'Connor deployed $1.43B of net new capital in Q3 2021, opening 213 new positions and adding to 181 existing holdings. Its largest new stake was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 14% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $30.1M trimmed.

  • UBS O'Connor's largest Q3 2021 buy was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.
  • UBS O'Connor added most to Nuance Communications, Inc. in Q3 2021, an estimated $1.07B increase.
  • UBS O'Connor's biggest Q3 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $30.1M.
  • UBS O'Connor fully exited Maxim Integrated Products in Q3 2021, selling an estimated $850M.
  • UBS O'Connor's ten largest holdings make up 60% of its $12.7B portfolio in Q3 2021.
  • UBS O'Connor opened 213 new positions and closed 169 in Q3 2021.
  • UBS O'Connor's portfolio value rose 14% quarter-over-quarter to $12.7B.

Based on UBS O'Connor's 13F filing for Q3 2021, filed 12 Nov 2021.