UOC

UBS O'Connor Portfolio holdings

AUM $1.93B
1-Year Return 38.75%
This Quarter Return
+4.67%
1 Year Return
+38.75%
3 Year Return
+182.42%
5 Year Return
+480.25%
10 Year Return
+1,573.29%
AUM
$6.93B
AUM Growth
+$2.18B
Cap. Flow
+$1.92B
Cap. Flow %
27.68%
Top 10 Hldgs %
41.99%
Holding
1,023
New
565
Increased
83
Reduced
103
Closed
191

Top Buys

1
INFO
IHS Markit Ltd. Common Shares
INFO
$529M
2
RP
RealPage, Inc.
RP
$246M
3
WORK
Slack Technologies, Inc.
WORK
$183M
4
KSU
Kansas City Southern
KSU
$172M
5
GWPH
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$170M

Top Sells

1
TIF
Tiffany & Co.
TIF
$309M
2
CXO
CONCHO RESOURCES INC.
CXO
$240M
3
ACIA
Acacia Communications, Inc. Common Stock
ACIA
$73.4M
4
EV
Eaton Vance Corp.
EV
$67.7M
5
FIT
Fitbit, Inc. Class A common stock
FIT
$65.3M

Sector Composition

1 Technology 16.63%
2 Healthcare 10.01%
3 Financials 9.93%
4 Industrials 9.83%
5 Communication Services 9.69%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PHICU
776
DELISTED
Population Health Investment Co., Inc. Unit
PHICU
– –
-273,750
Closed -$2.86M
FLACU
777
DELISTED
Frazier Lifesciences Acquisition Corporation Unit
FLACU
– –
-22,812
Closed -$237K
TINV.U
778
DELISTED
Tiga Acquisition Corp. Units, each consisting of one Class A ordinary share and one half of one warrant
TINV.U
– –
-228,125
Closed -$2.41M
NOACU
779
DELISTED
Natural Order Acquisition Corp. Unit
NOACU
– –
-752,813
Closed -$8.17M
HAACU
780
DELISTED
Health Assurance Acquisition Corp. SAIL Securities
HAACU
– –
-456,250
Closed -$5.03M
LUXAU
781
DELISTED
Lux Health Tech Acquisition Corp. Units
LUXAU
– –
-228,125
Closed -$2.68M
PIPP.U
782
DELISTED
Pine Island Acquisition Corp. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant
PIPP.U
– –
-433,438
Closed -$4.47M
RCHG
783
DELISTED
Recharge Acquisition Corp. Class A Common Stock
RCHG
– –
-456,250
Closed -$4.65M
DSAC
784
DELISTED
Duddell Street Acquisition Corp. Class A Ordinary Shares
DSAC
– –
-228,125
Closed -$2.27M
ELMS
785
DELISTED
Electric Last Mile Solutions, Inc. Class A Common stock
ELMS
– –
0
– –
TACA.U
786
DELISTED
Trepont Acquisition Corp I Units, each consisting of one Class A ordinary share and one-half of one
TACA.U
– –
-684,375
Closed -$7.1M
CAS.U
787
DELISTED
Cascade Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half o
CAS.U
– –
-547,500
Closed -$5.72M
OCA.U
788
DELISTED
Omnichannel Acquisition Corp. Units, each consisting of one share of Class A common stock and one-ha
OCA.U
– –
-428,875
Closed -$4.42M
OTRA
789
DELISTED
OTR Acquisition Corp. Class A Common Stock
OTRA
– –
-228,125
Closed -$2.36M
ZNTEU
790
DELISTED
Zanite Acquisition Corp. Unit
ZNTEU
– –
-228,125
Closed -$2.4M
SVSVU
791
DELISTED
Spring Valley Acquisition Corp. Unit
SVSVU
– –
-228,125
Closed -$2.41M
MACUU
792
DELISTED
Mallard Acquisition Corp. Unit
MACUU
– –
-182,500
Closed -$1.96M
TLMD
793
DELISTED
SOC Telemed, Inc. Class A Common Stock
TLMD
– –
-750,000
Closed -$5.88M
MOTV.U
794
DELISTED
Motive Capital Corp Units, each consisting of one Class A ordinary share, and one-third of one redee
MOTV.U
– –
-456,250
Closed -$4.81M
PAE
795
DELISTED
PAE Incorporated Class A Common Stock
PAE
– –
-242,246
Closed -$2.22M
TVACU
796
DELISTED
Thayer Ventures Acquisition Corporation Units
TVACU
– –
-456,250
Closed -$4.77M
VMAC
797
DELISTED
Vistas Media Acquisition Company Inc. Class A Common Stock
VMAC
– –
0
– –
YSAC
798
DELISTED
Yellowstone Acquisition Company
YSAC
– –
-228,125
Closed -$2.31M
DBDRU
799
DELISTED
Roman DBDR Tech Acquisition Corp. Unit
DBDRU
– –
-228,125
Closed -$2.37M
IIAC.U
800
DELISTED
Investindustrial Acquisition Corp. Units, each consisting of one Class A ordinary share and one-thir
IIAC.U
– –
-1,551,250
Closed -$15.9M
30 31
32
33 34