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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+4.71%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$6.94B
AUM Growth
+$2.04B
Cap. Flow
+$1.34B
Cap. Flow %
19.35%
Top 10 Hldgs %
41.92%
Holding
1,156
New
575
Increased
91
Reduced
107
Closed
351

Top Buys

Rank Stock Value
1
INFO
IHS Markit Ltd. Common Shares
INFO
+$500M
2
RP
RealPage, Inc.
RP
+$245M
3
WORK
Slack Technologies, Inc.
WORK
+$188M
4
ALXN
Alexion Pharmaceuticals
ALXN
+$157M
5
GWPH
GW Pharmaceuticals Plc American Depositary Shares
GWPH
+$148M

Top Sells

Rank Stock Value
1
TIF
Tiffany & Co.
TIF
+$309M
2
CXO
CONCHO RESOURCES INC.
CXO
+$240M
3
ACIA
Acacia Communications Inc
ACIA
+$73.4M
4
EV
Eaton Vance Corp.
EV
+$67.7M
5
FIT
Fitbit, Inc. Class A common stock
FIT
+$65.3M

Sector Composition

Rank Sector Weight
1 Technology 16.6%
2 Financials 10.11%
3 Healthcare 9.99%
4 Industrials 9.81%
5 Communication Services 9.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CNX icon
776
PUT
CNX Resources
CNX
$5.22B
$24K ﹤0.01%
47,500
– –
IWM icon
777
PUT
iShares Russell 2000 ETF
IWM
$83B
$5K ﹤0.01%
+50,000
New +$10.9M
TSLA icon
778
PUT
Tesla
TSLA
$1.29T
$1K ﹤0.01%
135,000
-1,179,900
-90% -$296M
AAT
779
American Assets Trust
AAT
$1.41B
– –
-139,475
Closed -$4.03M
ABX
780
CALL
Abacus Global Management
ABX
$938M
– –
-319,374
Closed -$362K
ABX
781
Abacus Global Management
ABX
$938M
– –
-456,248
Closed -$4.63M
ADT icon
782
PUT
ADT
ADT
$5.6B
– –
-51,800
Closed -$1K
AEVA
783
CALL
Aeva Technologies
AEVA
$1.85B
– –
-93,716
Closed -$1.94M
AMZN icon
784
Amazon
AMZN
$2.96T
– –
-80,000
Closed -$13M
APLE icon
785
Apple Hospitality REIT
APLE
$3.83B
– –
-297,095
Closed -$3.83M
ASTS icon
786
CALL
AST SpaceMobile
ASTS
$21.1B
– –
-1,138,500
Closed -$4.24M
ATI icon
787
PUT
ATI
ATI
$31.2B
– –
-50,000
Closed -$11K
AVB icon
788
AvalonBay Communities
AVB
$26.7B
– –
-21,200
Closed -$3.4M
AVPT icon
789
CALL
AvePoint
AVPT
$2.7B
– –
-1,171,452
Closed -$5.04M
BFLY icon
790
CALL
Butterfly Network
BFLY
$2.32B
– –
-741,077
Closed -$4.94M
BKSY icon
791
CALL
BlackSky Technology
BKSY
$1.19B
– –
-102,502
Closed -$1.21M
BKSY icon
792
BlackSky Technology
BKSY
$1.19B
– –
-57,031
Closed -$4.78M
SRTA
793
CALL
Strata Critical Medical Inc
SRTA
$520M
– –
-835,636
Closed -$2.13M
SRTA
794
Strata Critical Medical Inc
SRTA
$520M
– –
-456,250
Closed -$5.05M
BURU
795
CALL
DELISTED
NUBURU INC
BURU
– –
-1,143
Closed -$334K
CCC
796
CALL
CCC Intelligent Solutions
CCC
$4.02B
– –
-54,750
Closed -$231K
CCC
797
CCC Intelligent Solutions
CCC
$4.02B
– –
-273,750
Closed -$3.63M
CCI icon
798
Crown Castle
CCI
$32.2B
– –
-15,800
Closed -$2.52M
CELU icon
799
CALL
Celularity
CELU
$20.3M
– –
-23,429
Closed -$644K
CELU icon
800
Celularity
CELU
$20.3M
– –
-57,031
Closed -$6.27M
30 31
32
33 34

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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
RC
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A
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CGL
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CB
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JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return

UBS O'Connor's Q1 2021 Portfolio in Review

As of Q1 2021, UBS O'Connor held 1,156 positions worth $6.94B, up 42% from $4.9B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

UBS O'Connor deployed $1.34B of net new capital in Q1 2021, opening 575 new positions and adding to 91 existing holdings. Its largest new stake was IHS Markit Ltd. Common Shares: 5,470,177 shares worth $529M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 12% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $18.7M trimmed.

  • UBS O'Connor's largest Q1 2021 buy was IHS Markit Ltd. Common Shares: 5,470,177 shares worth $529M.
  • UBS O'Connor added most to RealPage, Inc. in Q1 2021, an estimated $245M increase.
  • UBS O'Connor's biggest Q1 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $18.7M.
  • UBS O'Connor fully exited Tiffany & Co. in Q1 2021, selling an estimated $309M.
  • UBS O'Connor's ten largest holdings make up 42% of its $6.94B portfolio in Q1 2021.
  • UBS O'Connor opened 575 new positions and closed 351 in Q1 2021.
  • UBS O'Connor's portfolio value rose 42% quarter-over-quarter to $6.94B.

Based on UBS O'Connor's 13F filing for Q1 2021, filed 14 May 2021.