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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+9.26%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$10.4B
AUM Growth
-$2.35B
Cap. Flow
-$3.31B
Cap. Flow %
-31.85%
Top 10 Hldgs %
56.61%
Holding
1,181
New
274
Increased
445
Reduced
178
Closed
245

Top Buys

Rank Stock Value
1
CONE
CyrusOne Inc Common Stock
CONE
+$439M
2
COHR
Coherent Inc
COHR
+$232M
3
CERN
Cerner Corp
CERN
+$116M
4
VG
Vonage Holdings Corporation
VG
+$95.6M
5
MIME
Mimecast Limited
MIME
+$92.8M

Top Sells

Rank Stock Value
1
KSU
Kansas City Southern
KSU
+$954M
2
PPD
PPD, Inc. Common Stock
PPD
+$742M
3
VER
VEREIT, Inc.
VER
+$701M
4
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$315M
5
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$247M

Sector Composition

Rank Sector Weight
1 Financials 21.5%
2 Technology 20.36%
3 Communication Services 16.89%
4 Healthcare 6.21%
5 Industrials 4.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABLLW
751
DELISTED
Abacus Life Warrant
ABLLW
$158K ﹤0.01%
296,969
-53,018
-15% -$35.3K
ZFOXW
752
DELISTED
ZeroFox Holdings, Inc. Warrants
ZFOXW
$157K ﹤0.01%
231,192
+6,200
+3% +$4.49K
XFINW
753
DELISTED
ExcelFin Acquisition Corp Warrant
XFINW
$156K ﹤0.01%
+257,885
New +$151K
MIT.WS
754
DELISTED
Mason Industrial Technology, Inc. Redeemable warrants, exercisable for one share of Class A common stock for $11.50 per share
MIT.WS
$155K ﹤0.01%
239,754
+6,430
+3% +$4.57K
HAACW
755
DELISTED
Health Assurance Acquisition Corp. Warrants
HAACW
$153K ﹤0.01%
180,017
+4,826
+3% +$4.72K
SFRWW
756
DELISTED
Appreciate Holdings, Inc. Warrant
SFRWW
$152K ﹤0.01%
256,881
+6,890
+3% +$5.2K
AKICW
757
DELISTED
Sports Ventures Acquisition Corp. Warrant
AKICW
$152K ﹤0.01%
222,629
+5,971
+3% +$4.21K
AVAN.WS
758
DELISTED
Avanti Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
AVAN.WS
$151K ﹤0.01%
252,838
-122,149
-33% -$90K
ALTUW
759
DELISTED
Altitude Acquisition Corp Warrant
ALTUW
$148K ﹤0.01%
257,885
+6,906
+3% +$4.94K
SDACW
760
DELISTED
Sustainable Development Acquisition I Corp. Warrant
SDACW
$148K ﹤0.01%
252,838
-47,151
-16% -$30.7K
AISPW
761
Airship AI Holdings Warrants
AISPW
$15.1M
$147K ﹤0.01%
231,191
+6,191
+3% +$4.01K
APGB.WS
762
DELISTED
Apollo Strategic Growth Capital II Warrants, each exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
APGB.WS
$147K ﹤0.01%
154,127
+4,134
+3% +$4.28K
ICNC.WS
763
DELISTED
Iconic Sports Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
ICNC.WS
$147K ﹤0.01%
+257,885
New +$147K
AEAEW
764
DELISTED
AltEnergy Acquisition Corp Warrant
AEAEW
$146K ﹤0.01%
+257,885
New +$146K
UAL icon
765
PUT
United Airlines
UAL
$41.9B
$145K ﹤0.01%
+11,200
New +$519K
ETACW
766
DELISTED
E.Merge Technology Acquisition Corp. Warrant
ETACW
$145K ﹤0.01%
256,881
+6,890
+3% +$5.03K
SWETW
767
DELISTED
Athlon Acquisition Corp. Warrant
SWETW
$144K ﹤0.01%
244,036
+6,545
+3% +$4.29K
BTAQW
768
DELISTED
Burgundy Technology Acquisition Corporation Warrant
BTAQW
$143K ﹤0.01%
252,838
-122,149
-33% -$88.8K
VORBW
769
DELISTED
Virgin Orbit Holdings, Inc. Warrant
VORBW
$142K ﹤0.01%
+101,135
New +$143K
OCA.WS
770
DELISTED
Omnichannel Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A comm
OCA.WS
$140K ﹤0.01%
241,468
+6,476
+3% +$5.59K
PIAI.WS
771
DELISTED
Prime Impact Acquisition I Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PIAI.WS
$138K ﹤0.01%
252,838
-13,818
-5% -$9.94K
STWD icon
772
PUT
Starwood Property Trust
STWD
$6B
$137K ﹤0.01%
59,600
+7,400
+14% +$187K
BURU.WS
773
DELISTED
Nuburu, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50
BURU.WS
$137K ﹤0.01%
256,881
+6,890
+3% +$4.1K
SNRHW
774
DELISTED
Senior Connect Acquisition Corp. I Warrant
SNRHW
$136K ﹤0.01%
257,382
+6,897
+3% +$4.74K
EQHA.WS
775
DELISTED
EQ Health Acquisition Corp. Redeemable Warrants, each exercisable for one share of Common Stock at an exercise price of $11.50 per share
EQHA.WS
$136K ﹤0.01%
262,296
-5,962
-2% -$3.4K
29 30
31
32 33

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FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return

UBS O'Connor's Q4 2021 Portfolio in Review

As of Q4 2021, UBS O'Connor held 1,181 positions worth $10.4B, down 18% from $12.7B the previous quarter. Its ten largest holdings account for 57% of the portfolio.

UBS O'Connor withdrew a net $3.31B in Q4 2021, closing 245 positions and reducing 178 holdings. Its most notable exit was Kansas City Southern, an estimated $954M position sold in full.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 21% a quarter earlier, followed by Technology and Communication Services.

Against the trend, UBS O'Connor opened a new position in CyrusOne Inc Common Stock worth $464M.

  • UBS O'Connor's largest Q4 2021 buy was CyrusOne Inc Common Stock: 5,175,766 shares worth $464M.
  • UBS O'Connor added most to EQT Corp in Q4 2021, an estimated $44M increase.
  • UBS O'Connor's biggest Q4 2021 reduction was Athene Holding Ltd. Class A Common Shares, cutting an estimated $247M.
  • UBS O'Connor fully exited Kansas City Southern in Q4 2021, selling an estimated $954M.
  • UBS O'Connor's ten largest holdings make up 57% of its $10.4B portfolio in Q4 2021.
  • UBS O'Connor opened 274 new positions and closed 245 in Q4 2021.
  • UBS O'Connor's portfolio value fell 18% quarter-over-quarter to $10.4B.

Based on UBS O'Connor's 13F filing for Q4 2021, filed 14 Feb 2022.