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UBS O'Connor

UBS O'Connor Portfolio holdings

AUM $3.76B Turnover 54.76%
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+9.26%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$10.4B
AUM Growth
-$2.35B
Cap. Flow
-$3.18B
Cap. Flow %
-30.59%
Top 10 Hldgs %
56.61%
Holding
1,181
New
274
Increased
444
Reduced
178
Closed
245
Avg Time Held Equity + Options
0.5 years
Top 10 Avg Time Held Equity + Options
0.2 years
Top 20 Avg Time Held Equity + Options
0.2 years
Avg Time Held Equity only
0.5 years
Top 10 Avg Time Held Equity only
0.2 years
Top 20 Avg Time Held Equity only
0.2 years

Top Buys

Rank Stock Value
1
CONE
CyrusOne Inc Common Stock
CONE
+$439M
2
COHR icon
Coherent Inc
COHR
+$232M
3
CERN
Cerner Corp
CERN
+$116M
4
VG icon
Vonage Holdings Corporation
VG
+$95.6M
5
MIME
Mimecast Limited
MIME
+$92.8M

Top Sells

Rank Stock Value
1
KSU
Kansas City Southern
KSU
+$954M
2
PPD
PPD, Inc. Common Stock
PPD
+$742M
3
VER
VEREIT, Inc.
VER
+$701M
4
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$315M
5
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$247M

Sector Composition

Rank Sector Weight
1 Technology 26.55%
2 Financials 21.56%
3 Communication Services 16.89%
4 Real Estate 8.6%
5 Healthcare 7.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
ABLLW
751
DELISTED
Abacus Life Warrant
ABLLW
$158K ﹤0.01%
296,969
-53,018
-15% -$35.3K
2021 Q1
3 quarters
ZFOXW icon
752
DELISTED
ZeroFox Holdings, Inc. Warrants
ZFOXW
$157K ﹤0.01%
231,192
+6,200
+3% +$4.49K
2021 Q1
3 quarters
XFINW icon
753
DELISTED
ExcelFin Acquisition Corp Warrant
XFINW
$156K ﹤0.01%
+257,885
New +$151K
2021 Q4
0 quarters
MIT.WS
754
DELISTED
Mason Industrial Technology, Inc. Redeemable warrants, exercisable for one share of Class A common stock for $11.50 per share
MIT.WS
$155K ﹤0.01%
239,754
+6,430
+3% +$4.57K
2021 Q2
2 quarters
HAACW
755
DELISTED
Health Assurance Acquisition Corp. Warrants
HAACW
$153K ﹤0.01%
180,017
+4,826
+3% +$4.72K
2021 Q1
3 quarters
SFRWW
756
DELISTED
Appreciate Holdings, Inc. Warrant
SFRWW
$152K ﹤0.01%
256,881
+6,890
+3% +$5.2K
2021 Q1
3 quarters
AKICW
757
DELISTED
Sports Ventures Acquisition Corp. Warrant
AKICW
$152K ﹤0.01%
222,629
+5,971
+3% +$4.21K
2021 Q1
3 quarters
AVAN.WS
758
DELISTED
Avanti Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
AVAN.WS
$151K ﹤0.01%
252,838
-122,149
-33% -$90K
2021 Q1
3 quarters
ALTUW
759
DELISTED
Altitude Acquisition Corp Warrant
ALTUW
$148K ﹤0.01%
257,885
+6,906
+3% +$4.94K
2021 Q1
3 quarters
SDACW
760
DELISTED
Sustainable Development Acquisition I Corp. Warrant
SDACW
$148K ﹤0.01%
252,838
-47,151
-16% -$30.7K
2021 Q2
2 quarters
AISPW icon
761
Airship AI Holdings Warrants
AISPW
$15.3M
$147K ﹤0.01%
231,191
+6,191
+3% +$4.01K
2021 Q2
2 quarters
APGB.WS
762
DELISTED
Apollo Strategic Growth Capital II Warrants, each exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
APGB.WS
$147K ﹤0.01%
154,127
+4,134
+3% +$4.28K
2021 Q2
2 quarters
ICNC.WS
763
DELISTED
Iconic Sports Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
ICNC.WS
$147K ﹤0.01%
+257,885
New +$147K
2021 Q4
0 quarters
AEAEW icon
764
DELISTED
AltEnergy Acquisition Corp Warrant
AEAEW
$146K ﹤0.01%
+257,885
New +$146K
2021 Q4
0 quarters
UAL icon
765
PUT
United Airlines
UAL
$32.1B
$145K ﹤0.01%
+11,200
New +$519K
2021 Q4
0 quarters
ETACW
766
DELISTED
E.Merge Technology Acquisition Corp. Warrant
ETACW
$145K ﹤0.01%
256,881
+6,890
+3% +$5.03K
2021 Q1
3 quarters
SWETW
767
DELISTED
Athlon Acquisition Corp. Warrant
SWETW
$144K ﹤0.01%
244,036
+6,545
+3% +$4.29K
2021 Q1
3 quarters
BTAQW
768
DELISTED
Burgundy Technology Acquisition Corporation Warrant
BTAQW
$143K ﹤0.01%
252,838
-122,149
-33% -$88.8K
2021 Q1
3 quarters
VORBW
769
DELISTED
Virgin Orbit Holdings, Inc. Warrant
VORBW
$142K ﹤0.01%
+101,135
New +$143K
2021 Q4
0 quarters
OCA.WS
770
DELISTED
Omnichannel Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A comm
OCA.WS
$140K ﹤0.01%
241,468
+6,476
+3% +$5.59K
2021 Q1
3 quarters
PIAI.WS
771
DELISTED
Prime Impact Acquisition I Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PIAI.WS
$138K ﹤0.01%
252,838
-13,818
-5% -$9.94K
2021 Q1
3 quarters
STWD icon
772
PUT
Starwood Property Trust
STWD
$4.58B
$137K ﹤0.01%
59,600
+7,400
+14% +$187K
2021 Q2
2 quarters
BURU.WS icon
773
DELISTED
Nuburu, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50
BURU.WS
$137K ﹤0.01%
256,881
+6,890
+3% +$4.1K
2021 Q1
3 quarters
SNRHW
774
DELISTED
Senior Connect Acquisition Corp. I Warrant
SNRHW
$136K ﹤0.01%
257,382
+6,897
+3% +$4.74K
2021 Q1
3 quarters
EQHA.WS
775
DELISTED
EQ Health Acquisition Corp. Redeemable Warrants, each exercisable for one share of Common Stock at an exercise price of $11.50 per share
EQHA.WS
$136K ﹤0.01%
262,296
-5,962
-2% -$3.4K
2021 Q1
3 quarters
29 30
31
32 33

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UBS O'Connor's Q4 2021 Portfolio in Review

As of Q4 2021, UBS O'Connor held 1,181 positions worth $10.4B, down 18% from $12.7B the previous quarter. Its ten largest holdings account for 57% of the portfolio.

UBS O'Connor withdrew a net $3.18B in Q4 2021, closing 245 positions and reducing 178 holdings. Its most notable exit was Kansas City Southern, an estimated $954M position sold in full.

By sector, the portfolio is most concentrated in Technology at 27% of assets, up from 21% a quarter earlier, followed by Financials and Communication Services.

Against the trend, UBS O'Connor opened a new position in CyrusOne Inc Common Stock worth $464M.

  • UBS O'Connor's largest Q4 2021 buy was CyrusOne Inc Common Stock: 5,175,766 shares worth $464M.
  • UBS O'Connor added most to EQT Corp in Q4 2021, an estimated $44M increase.
  • UBS O'Connor's biggest Q4 2021 reduction was Athene Holding Ltd. Class A Common Shares, cutting an estimated $247M.
  • UBS O'Connor fully exited Kansas City Southern in Q4 2021, selling an estimated $954M.
  • UBS O'Connor's ten largest holdings make up 57% of its $10.4B portfolio in Q4 2021.
  • UBS O'Connor opened 274 new positions and closed 245 in Q4 2021.
  • UBS O'Connor's portfolio value fell 18% quarter-over-quarter to $10.4B.

Based on UBS O'Connor's 13F filing for Q4 2021, filed 14 Feb 2022.