UOC

UBS O'Connor Portfolio holdings

AUM $1.93B
1-Year Return 38.75%
This Quarter Return
+2.07%
1 Year Return
+38.75%
3 Year Return
+182.42%
5 Year Return
+480.25%
10 Year Return
+1,573.29%
AUM
$12.7B
AUM Growth
+$1.54B
Cap. Flow
+$1.28B
Cap. Flow %
10.09%
Top 10 Hldgs %
59.69%
Holding
1,074
New
200
Increased
177
Reduced
57
Closed
158

Top Buys

1
NUAN
Nuance Communications, Inc.
NUAN
+$1.07B
2
INFO
IHS Markit Ltd. Common Shares
INFO
+$893M
3
KSU
Kansas City Southern
KSU
+$613M
4
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$315M
5
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$314M

Top Sells

1
MXIM
Maxim Integrated Products
MXIM
+$850M
2
ALXN
Alexion Pharmaceuticals Inc
ALXN
+$813M
3
WORK
Slack Technologies, Inc.
WORK
+$491M
4
GRA
W.R. Grace & Co.
GRA
+$404M
5
QTS
QTS REALTY TRUST, INC.
QTS
+$355M

Sector Composition

1 Financials 21.06%
2 Technology 16.28%
3 Communication Services 14.44%
4 Industrials 10.34%
5 Healthcare 9.48%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
LGACW
751
DELISTED
Lazard Growth Acquisition Corp. I Warrants
LGACW
$120K ﹤0.01%
150,192
+50,196
+50% +$40.1K
FVT.WS
752
DELISTED
Fortress Value Acquisition Corp. III Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
FVT.WS
$118K ﹤0.01%
149,994
– –
DDMXW
753
DELISTED
DD3 Acquisition Corp. II Warrant
DDMXW
$118K ﹤0.01%
99,996
– –
AGAC.WS
754
DELISTED
African Gold Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
AGAC.WS
$117K ﹤0.01%
247,287
– –
CLAS.WS
755
DELISTED
Class Acceleration Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
CLAS.WS
$117K ﹤0.01%
199,992
– –
SABSW icon
756
SAB Biotherapeutics, Inc. Warrant
SABSW
$242K
$116K ﹤0.01%
124,996
– –
YSAC.WS
757
DELISTED
Yellowstone Acquisition Company Warrants, each whole warrant exercisable for one share of Class A co
YSAC.WS
$116K ﹤0.01%
124,996
– –
TBCPW
758
DELISTED
Thunder Bridge Capital Partners III Inc. Warrant
TBCPW
$114K ﹤0.01%
149,994
– –
KLAQW
759
DELISTED
KL Acquisition Corp Warrant
KLAQW
$114K ﹤0.01%
166,660
– –
CTAQW
760
DELISTED
Carney Technology Acquisition Corp. II Warrant
CTAQW
$112K ﹤0.01%
166,660
– –
MIMO.WS
761
DELISTED
Airspan Networks Holdings Inc. Redeemable Warrants, each warrant exercisable for one share of Common Stock at an exercise price of $11.50
MIMO.WS
$111K ﹤0.01%
+153,369
New +$111K
JCICW
762
DELISTED
Jack Creek Investment Corp. Warrants
JCICW
$110K ﹤0.01%
174,994
– –
COVAW
763
DELISTED
COVA Acquisition Corp. Warrants to purchase Class A ordinary shares
COVAW
$110K ﹤0.01%
200,189
– –
HCICW
764
DELISTED
Hennessy Capital Investment Corp. V Warrant
HCICW
$108K ﹤0.01%
87,496
– –
OEPWW
765
DELISTED
One Equity Partners Open Water I Corp. Warrant
OEPWW
$108K ﹤0.01%
166,660
– –
OPALW
766
DELISTED
OPAL Fuels Inc. Warrant
OPALW
$107K ﹤0.01%
100,000
– –
PV.WS
767
DELISTED
Primavera Capital Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PV.WS
$106K ﹤0.01%
124,996
– –
LHC.WS
768
DELISTED
Leo Holdings Corp. II Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
LHC.WS
$106K ﹤0.01%
162,494
– –
ZNTEW
769
DELISTED
Zanite Acquisition Corp. Warrant
ZNTEW
$106K ﹤0.01%
124,996
– –
GIGGW
770
DELISTED
GigCapital4, Inc. Warrant
GIGGW
$102K ﹤0.01%
99,996
– –
TZPSW
771
DELISTED
TZP Strategies Acquisition Corp. Warrant
TZPSW
$100K ﹤0.01%
166,660
– –
ACKIW
772
DELISTED
Ackrell SPAC Partners I Co. Warrants
ACKIW
$100K ﹤0.01%
212,690
– –
ARBGW
773
DELISTED
Aequi Acquisition Corp. warrants
ARBGW
$98K ﹤0.01%
166,660
– –
TLGA.WS
774
DELISTED
TLG Acquisition One Corp. Warrants, each exercisable for one share of Class A common stock at an exercise price of $11.50 per share
TLGA.WS
$97K ﹤0.01%
166,660
– –
LUXAW
775
DELISTED
Lux Health Tech Acquisition Corp. Warrants
LUXAW
$97K ﹤0.01%
83,330
– –
29 30
31
32 33