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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+2.09%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$12.7B
AUM Growth
+$1.53B
Cap. Flow
+$1.43B
Cap. Flow %
11.22%
Top 10 Hldgs %
59.59%
Holding
1,083
New
213
Increased
181
Reduced
63
Closed
169
Avg Time Held Equity + Options
1.7 quarters
Top 10 Avg Time Held Equity + Options
0.7 quarters
Top 20 Avg Time Held Equity + Options
0.6 quarters
Avg Time Held Equity only
1.7 quarters
Top 10 Avg Time Held Equity only
0.7 quarters
Top 20 Avg Time Held Equity only
0.6 quarters

Top Buys

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$1.07B
2
INFO icon
IHS Markit Ltd. Common Shares
INFO
+$904M
3
KSU
Kansas City Southern
KSU
+$631M
4
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$303M
5
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$283M

Top Sells

Rank Stock Value
1
MXIM
Maxim Integrated Products
MXIM
+$850M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$813M
3
WORK
Slack Technologies, Inc.
WORK
+$491M
4
GRA
W.R. Grace & Co.
GRA
+$404M
5
QTS
QTS REALTY TRUST, INC.
QTS
+$355M

Sector Composition

Rank Sector Weight
1 Financials 21.37%
2 Technology 20.95%
3 Communication Services 14.41%
4 Healthcare 12.25%
5 Real Estate 10.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
GSAQW
751
DELISTED
Global Synergy Acquisition Corp. Warrant
GSAQW
$142K ﹤0.01%
249,991
– –
2021 Q1
2 quarters
LDTCW icon
752
DELISTED
LeddarTech Holdings Inc. Warrants
LDTCW
$141K ﹤0.01%
199,992
– –
2021 Q1
2 quarters
RGTIW icon
753
Rigetti Computing Warrants
RGTIW
$91.9M
$140K ﹤0.01%
+175,114
New +$179K
2021 Q3
0 quarters
APGB.WS
754
DELISTED
Apollo Strategic Growth Capital II Warrants, each exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
APGB.WS
$137K ﹤0.01%
149,993
– –
2021 Q2
1 quarter
ASAXW
755
DELISTED
Astrea Acquisition Corp. Warrant
ASAXW
$137K ﹤0.01%
174,994
– –
2021 Q1
2 quarters
AISPW icon
756
Airship AI Holdings Warrants
AISPW
$18.7M
$136K ﹤0.01%
225,000
– –
2021 Q2
1 quarter
TRONW icon
757
DELISTED
Corner Growth Acquisition Corp. 2 Warrants
TRONW
$136K ﹤0.01%
+117,122
New +$116K
2021 Q3
0 quarters
EOCW.WS
758
DELISTED
Elliott Opportunity II Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
EOCW.WS
$135K ﹤0.01%
+125,489
New +$134K
2021 Q3
0 quarters
LFTRW
759
DELISTED
Lefteris Acquisition Corp. Warrant
LFTRW
$135K ﹤0.01%
166,660
– –
2021 Q1
2 quarters
GMBTW
760
DELISTED
Pivotal Holdings Corp Warrant
GMBTW
$135K ﹤0.01%
166,660
– –
2021 Q1
2 quarters
CRU.WS
761
DELISTED
Crucible Acquisition Corporation Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
CRU.WS
$134K ﹤0.01%
158,328
– –
2021 Q1
2 quarters
STWD icon
762
PUT
Starwood Property Trust
STWD
$4.65B
$133K ﹤0.01%
52,200
– –
2021 Q2
1 quarter
ZFOXW icon
763
DELISTED
ZeroFox Holdings, Inc. Warrants
ZFOXW
$132K ﹤0.01%
224,992
– –
2021 Q1
2 quarters
EPWR.WS
764
DELISTED
Empowerment & Inclusion Capital I Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock, each at an exercise price of $11.50 per share
EPWR.WS
$132K ﹤0.01%
224,992
– –
2021 Q1
2 quarters
CLRMW
765
DELISTED
Clarim Acquisition Corp. Warrant
CLRMW
$131K ﹤0.01%
199,992
– –
2021 Q1
2 quarters
CFFVW
766
DELISTED
CF Acquisition Corp. V Warrant
CFFVW
$131K ﹤0.01%
133,328
– –
2021 Q1
2 quarters
TRTL.WS icon
767
DELISTED
TortoiseEcofin Acquisition Corp. III Warrant, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
TRTL.WS
$129K ﹤0.01%
+125,488
New +$138K
2021 Q3
0 quarters
CPRI icon
768
PUT
Capri Holdings
CPRI
$1.72B
$128K ﹤0.01%
16,100
– –
2021 Q2
1 quarter
DAL icon
769
PUT
Delta Air Lines
DAL
$52.5B
$128K ﹤0.01%
20,000
– –
2021 Q2
1 quarter
SCOAW
770
DELISTED
ScION Tech Growth I Warrant
SCOAW
$128K ﹤0.01%
166,660
– –
2021 Q1
2 quarters
GNACW
771
DELISTED
Group Nine Acquisition Corp. Warrant
GNACW
$127K ﹤0.01%
166,660
– –
2021 Q1
2 quarters
GHACW
772
DELISTED
Gaming & Hospitality Acquisition Corp. Warrants
GHACW
$127K ﹤0.01%
166,660
– –
2021 Q2
1 quarter
AKICW
773
DELISTED
Sports Ventures Acquisition Corp. Warrant
AKICW
$126K ﹤0.01%
216,658
– –
2021 Q1
2 quarters
GFX.WS
774
DELISTED
Golden Falcon Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
GFX.WS
$126K ﹤0.01%
199,993
– –
2021 Q1
2 quarters
IEF icon
775
PUT
iShares 7-10 Year Treasury Bond ETF
IEF
$41.3B
$124K ﹤0.01%
140,000
– –
2021 Q2
1 quarter
29 30
31
32 33

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FNBT
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
Meritage Portfolio Management Overland Park, Kansas $1.51B AUM 26.61% 1-Year Est. Return

UBS O'Connor's Q3 2021 Portfolio in Review

As of Q3 2021, UBS O'Connor held 1,083 positions worth $12.7B, up 14% from $11.2B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

UBS O'Connor deployed $1.43B of net new capital in Q3 2021, opening 213 new positions and adding to 181 existing holdings. Its largest new stake was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 14% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $30.1M trimmed.

  • UBS O'Connor's largest Q3 2021 buy was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.
  • UBS O'Connor added most to Nuance Communications, Inc. in Q3 2021, an estimated $1.07B increase.
  • UBS O'Connor's biggest Q3 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $30.1M.
  • UBS O'Connor fully exited Maxim Integrated Products in Q3 2021, selling an estimated $850M.
  • UBS O'Connor's ten largest holdings make up 60% of its $12.7B portfolio in Q3 2021.
  • UBS O'Connor opened 213 new positions and closed 169 in Q3 2021.
  • UBS O'Connor's portfolio value rose 14% quarter-over-quarter to $12.7B.

Based on UBS O'Connor's 13F filing for Q3 2021, filed 12 Nov 2021.