UOC

UBS O'Connor Portfolio holdings

AUM $1.93B
1-Year Return 38.75%
This Quarter Return
+4.67%
1 Year Return
+38.75%
3 Year Return
+182.42%
5 Year Return
+480.25%
10 Year Return
+1,573.29%
AUM
$6.93B
AUM Growth
+$2.18B
Cap. Flow
+$1.92B
Cap. Flow %
27.68%
Top 10 Hldgs %
41.99%
Holding
1,023
New
565
Increased
83
Reduced
103
Closed
191

Top Buys

1
INFO
IHS Markit Ltd. Common Shares
INFO
$529M
2
RP
RealPage, Inc.
RP
$246M
3
WORK
Slack Technologies, Inc.
WORK
$183M
4
KSU
Kansas City Southern
KSU
$172M
5
GWPH
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$170M

Top Sells

1
TIF
Tiffany & Co.
TIF
$309M
2
CXO
CONCHO RESOURCES INC.
CXO
$240M
3
ACIA
Acacia Communications, Inc. Common Stock
ACIA
$73.4M
4
EV
Eaton Vance Corp.
EV
$67.7M
5
FIT
Fitbit, Inc. Class A common stock
FIT
$65.3M

Sector Composition

1 Technology 16.63%
2 Healthcare 10.01%
3 Financials 9.93%
4 Industrials 9.83%
5 Communication Services 9.69%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
GNCA
751
DELISTED
Genocea Biosciences, Inc.
GNCA
$52K ﹤0.01%
19,170
– –
ISLEW
752
DELISTED
Isleworth Healthcare Acquisition Corporation Warrant
ISLEW
$47K ﹤0.01%
+99,999
New +$47K
DGNR.WS
753
DELISTED
Dragoneer Growth Opportunities Corp. Redeemable warrants, each whole warrant exercisable for one Cla
DGNR.WS
$47K ﹤0.01%
+29,926
New +$47K
HCARW
754
DELISTED
Healthcare Services Acquisition Corporation Warrant
HCARW
$47K ﹤0.01%
+74,998
New +$47K
SDSTW
755
Stardust Power Inc. Warrant
SDSTW
$2.47M
$40K ﹤0.01%
+41,665
New +$40K
CAHCW
756
DELISTED
CA Healthcare Acquisition Corp. Warrant
CAHCW
$37K ﹤0.01%
+62,498
New +$37K
STPC.WS
757
DELISTED
Star Peak Corp II Warrants, each whole warrant exercisable for one share of Class A common stock at
STPC.WS
$36K ﹤0.01%
+24,999
New +$36K
MLAC
758
DELISTED
Malacca Straits Acquisition Company Limited Class A Ordinary Shares
MLAC
– –
-456,248
Closed -$4.52M
SNRHU
759
DELISTED
Senior Connect Acquisition Corp. I Unit
SNRHU
– –
-410,625
Closed -$4.23M
RIDE
760
DELISTED
Lordstown Motors Corp. Class A Common Stock
RIDE
– –
-81,667
Closed -$24.6M
ML
761
DELISTED
MoneyLion Inc.
ML
– –
-19,771
Closed -$6.7M
KINZU
762
DELISTED
KINS Technology Group Inc. Unit
KINZU
– –
-273,750
Closed -$2.82M
SFT
763
DELISTED
Shift Technologies, Inc. Class A Common Stock
SFT
– –
-5,274
Closed -$436K
HPX
764
DELISTED
HPX Corp.
HPX
– –
-456,248
Closed -$4.57M
CTAQU
765
DELISTED
Carney Technology Acquisition Corp. II Units
CTAQU
– –
-456,250
Closed -$4.68M
HCARU
766
DELISTED
Healthcare Services Acquisition Corporation Unit
HCARU
– –
-136,875
Closed -$1.4M
SCOAU
767
DELISTED
ScION Tech Growth I Unit
SCOAU
– –
-547,500
Closed -$5.66M
IIIIU
768
DELISTED
INSU Acquisition Corp. III Unit
IIIIU
– –
-456,250
Closed -$4.82M
ATA.U
769
DELISTED
Americas Technology Acquisition Corp. Units, each consisting of one Ordinary Share and one half of Redeemable Warrant
ATA.U
– –
-125,000
Closed -$1.29M
PCPC.U
770
DELISTED
Periphas Capital Partnering Corporation CAPS, each consisting of one share of Class A common stock and one-quarter of one redeemable warrant
PCPC.U
– –
-182,499
Closed -$4.77M
CND.U
771
DELISTED
Concord Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half of one Warrant
CND.U
– –
-456,250
Closed -$4.7M
LOTZ
772
DELISTED
CarLotz, Inc. Class A Common Stock
LOTZ
– –
0
– –
FTCVU
773
DELISTED
FinTech Acquisition Corp. V Unit
FTCVU
– –
-638,750
Closed -$6.84M
HTPA.U
774
DELISTED
Highland Transcend Partners I Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
HTPA.U
– –
-547,500
Closed -$5.75M
PTICU
775
DELISTED
PropTech Investment Corporation II Unit
PTICU
– –
-684,375
Closed -$7.36M
29 30
31
32 33