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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+4.71%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$6.94B
AUM Growth
+$2.04B
Cap. Flow
+$1.34B
Cap. Flow %
19.35%
Top 10 Hldgs %
41.92%
Holding
1,156
New
575
Increased
91
Reduced
107
Closed
351

Top Buys

Rank Stock Value
1
INFO
IHS Markit Ltd. Common Shares
INFO
+$500M
2
RP
RealPage, Inc.
RP
+$245M
3
WORK
Slack Technologies, Inc.
WORK
+$188M
4
ALXN
Alexion Pharmaceuticals
ALXN
+$157M
5
GWPH
GW Pharmaceuticals Plc American Depositary Shares
GWPH
+$148M

Top Sells

Rank Stock Value
1
TIF
Tiffany & Co.
TIF
+$309M
2
CXO
CONCHO RESOURCES INC.
CXO
+$240M
3
ACIA
Acacia Communications Inc
ACIA
+$73.4M
4
EV
Eaton Vance Corp.
EV
+$67.7M
5
FIT
Fitbit, Inc. Class A common stock
FIT
+$65.3M

Sector Composition

Rank Sector Weight
1 Technology 16.6%
2 Financials 10.11%
3 Healthcare 9.99%
4 Industrials 9.81%
5 Communication Services 9.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TLSIW icon
751
TriSalus Life Sciences Warrant
TLSIW
$40.7M
$78K ﹤0.01%
+66,664
New +$120K
PACXW
752
DELISTED
Pioneer Merger Corp. Warrant
PACXW
$77K ﹤0.01%
+83,330
New +$96K
OTRAW
753
DELISTED
OTR Acquisition Corp. Warrant
OTRAW
$73K ﹤0.01%
+124,996
New +$135K
PEARW
754
DELISTED
Pear Therapeutics, Inc. Warrant
PEARW
$69K ﹤0.01%
+83,330
New +$81.2K
LMACW
755
DELISTED
Liberty Media Acquisition Corporation Warrants
LMACW
$67K ﹤0.01%
+19,999
New +$78.3K
PWPPW
756
DELISTED
Perella Weinberg Partners Warrant
PWPPW
$67K ﹤0.01%
+47,999
New +$86.5K
HLAHW
757
DELISTED
Hamilton Lane Alliance Holdings I, Inc. Warrant
HLAHW
$66K ﹤0.01%
+83,330
New +$66.7K
SLCRW
758
DELISTED
Silver Crest Acquisition Corporation Warrant
SLCRW
$66K ﹤0.01%
+124,996
New +$77.9K
BLMN icon
759
PUT
Bloomin' Brands
BLMN
$937M
$64K ﹤0.01%
+75,000
New +$1.82M
PGRWW
760
DELISTED
Progress Acquisition Corp. Warrant
PGRWW
$63K ﹤0.01%
+124,996
New +$64.4K
OSTRW
761
DELISTED
Oyster Enterprises Acquisition Corp. Warrant
OSTRW
$63K ﹤0.01%
+124,996
New +$65.4K
QFTA.WS
762
DELISTED
Quantum FinTech Acquisition Corporation Warrants, each warrant exercisable for one-half of one share of Common Stock at an exercise price of $11.50
QFTA.WS
$61K ﹤0.01%
+199,993
New +$75.7K
SRZNW icon
763
Surrozen Inc Warrant
SRZNW
$8.86K
$59K ﹤0.01%
+83,276
New +$142K
OCAXW
764
DELISTED
OCA Acquisition Corp. Warrant
OCAXW
$59K ﹤0.01%
+124,996
New +$68.6K
OXY icon
765
PUT
Occidental Petroleum
OXY
$55.9B
$57K ﹤0.01%
322,300
-1,252,200
-80% -$31.3M
NSTB.WS
766
DELISTED
Northern Star Investment Corp. II Redeemable warrants, each whole warrant exercisable for shares of Class A common stock at an exercise price of $11.50 per share
NSTB.WS
$56K ﹤0.01%
+40,157
New +$73.9K
GNCA
767
DELISTED
Genocea Biosciences, Inc.
GNCA
$52K ﹤0.01%
19,170
– –
HCARW
768
DELISTED
Healthcare Services Acquisition Corporation Warrant
HCARW
$47K ﹤0.01%
+74,998
New +$92.2K
ISLEW
769
DELISTED
Isleworth Healthcare Acquisition Corporation Warrant
ISLEW
$47K ﹤0.01%
+99,999
New +$47.8K
DGNR.WS
770
DELISTED
Dragoneer Growth Opportunities Corp. Redeemable warrants, each whole warrant exercisable for one Cla
DGNR.WS
$47K ﹤0.01%
+29,926
New +$91.5K
CLF icon
771
PUT
Cleveland-Cliffs
CLF
$6.99B
$44K ﹤0.01%
+60,000
New +$977K
SDSTW
772
Stardust Power Inc Warrant
SDSTW
$5.67M
$40K ﹤0.01%
+41,665
New +$49K
CAHCW
773
DELISTED
CA Healthcare Acquisition Corp. Warrant
CAHCW
$37K ﹤0.01%
+62,498
New +$47.5K
STPC.WS
774
DELISTED
Star Peak Corp II Warrants, each whole warrant exercisable for one share of Class A common stock at
STPC.WS
$36K ﹤0.01%
+24,999
New +$55.2K
MAT icon
775
PUT
Mattel
MAT
$4.3B
$30K ﹤0.01%
91,300
-518,700
-85% -$10M
29 30
31
32 33

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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
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CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
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JCM
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UBS O'Connor's Q1 2021 Portfolio in Review

As of Q1 2021, UBS O'Connor held 1,156 positions worth $6.94B, up 42% from $4.9B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

UBS O'Connor deployed $1.34B of net new capital in Q1 2021, opening 575 new positions and adding to 91 existing holdings. Its largest new stake was IHS Markit Ltd. Common Shares: 5,470,177 shares worth $529M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 12% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $18.7M trimmed.

  • UBS O'Connor's largest Q1 2021 buy was IHS Markit Ltd. Common Shares: 5,470,177 shares worth $529M.
  • UBS O'Connor added most to RealPage, Inc. in Q1 2021, an estimated $245M increase.
  • UBS O'Connor's biggest Q1 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $18.7M.
  • UBS O'Connor fully exited Tiffany & Co. in Q1 2021, selling an estimated $309M.
  • UBS O'Connor's ten largest holdings make up 42% of its $6.94B portfolio in Q1 2021.
  • UBS O'Connor opened 575 new positions and closed 351 in Q1 2021.
  • UBS O'Connor's portfolio value rose 42% quarter-over-quarter to $6.94B.

Based on UBS O'Connor's 13F filing for Q1 2021, filed 14 May 2021.