We are live on ! Find out more
UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+2.09%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$12.7B
AUM Growth
+$1.53B
Cap. Flow
+$1.43B
Cap. Flow %
11.22%
Top 10 Hldgs %
59.59%
Holding
1,083
New
213
Increased
181
Reduced
63
Closed
169
Avg Time Held Equity + Options
1.7 quarters
Top 10 Avg Time Held Equity + Options
0.7 quarters
Top 20 Avg Time Held Equity + Options
0.6 quarters
Avg Time Held Equity only
1.7 quarters
Top 10 Avg Time Held Equity only
0.7 quarters
Top 20 Avg Time Held Equity only
0.6 quarters

Top Buys

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$1.07B
2
INFO icon
IHS Markit Ltd. Common Shares
INFO
+$904M
3
KSU
Kansas City Southern
KSU
+$631M
4
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$303M
5
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$283M

Top Sells

Rank Stock Value
1
MXIM
Maxim Integrated Products
MXIM
+$850M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$813M
3
WORK
Slack Technologies, Inc.
WORK
+$491M
4
GRA
W.R. Grace & Co.
GRA
+$404M
5
QTS
QTS REALTY TRUST, INC.
QTS
+$355M

Sector Composition

Rank Sector Weight
1 Financials 21.37%
2 Technology 20.95%
3 Communication Services 14.41%
4 Healthcare 12.25%
5 Real Estate 10.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
NIRWW
726
DELISTED
Near Intelligence, Inc. Warrant
NIRWW
$162K ﹤0.01%
249,991
– –
2021 Q1
2 quarters
BLTSW
727
DELISTED
Bright Lights Acquisition Corp. Warrant
BLTSW
$161K ﹤0.01%
199,992
– –
2021 Q1
2 quarters
TMAC.WS
728
DELISTED
The Music Acquisition Corporation Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
TMAC.WS
$161K ﹤0.01%
224,992
– –
2021 Q1
2 quarters
SPAQ.WS icon
729
DELISTED
Spartan Acquisition Corp. III Warrants, exercisable for one share of Class A Common Stock
SPAQ.WS
$161K ﹤0.01%
146,609
– –
2021 Q2
1 quarter
SVC
730
PUT
Service Properties Trust
SVC
$768M
$160K ﹤0.01%
94,500
– –
2021 Q2
1 quarter
PMGMW icon
731
DELISTED
Priveterra Acquisition Corp. II Warrant to purchase Class A common stock
PMGMW
$159K ﹤0.01%
249,991
– –
2021 Q1
2 quarters
BZFDW icon
732
BuzzFeed Inc Warrant
BZFDW
$281K
$158K ﹤0.01%
133,328
– –
2021 Q1
2 quarters
BWACW
733
DELISTED
BETTER WORLD ACQUISITION CORP. Warrants
BWACW
$157K ﹤0.01%
249,991
– –
2021 Q1
2 quarters
VOSOW
734
DELISTED
Virtuoso Acquisition Corp. Warrant
VOSOW
$157K ﹤0.01%
137,494
– –
2021 Q1
2 quarters
RCHGW
735
DELISTED
Recharge Acquisition Corp. Warrant
RCHGW
$156K ﹤0.01%
249,991
– –
2021 Q1
2 quarters
EUSGW
736
DELISTED
European Sustainable Growth Acquisition Corp. Warrant
EUSGW
$156K ﹤0.01%
124,996
– –
2021 Q1
2 quarters
SWETW
737
DELISTED
Athlon Acquisition Corp. Warrant
SWETW
$154K ﹤0.01%
237,491
– –
2021 Q1
2 quarters
SIX icon
738
PUT
DELISTED
Six Flags Entertainment Corp.
SIX
$153K ﹤0.01%
23,600
– –
2021 Q2
1 quarter
EQHA.WS
739
DELISTED
EQ Health Acquisition Corp. Redeemable Warrants, each exercisable for one share of Common Stock at an exercise price of $11.50 per share
EQHA.WS
$153K ﹤0.01%
268,258
– –
2021 Q1
2 quarters
ATMR.WS
740
DELISTED
Altimar Acquisition Corp II Warrants
ATMR.WS
$152K ﹤0.01%
143,819
+18,823
+15% +$21.4K
2021 Q2
1 quarter
PIIIW icon
741
P3 Health Partners Inc Warrant
PIIIW
$86.9K
$151K ﹤0.01%
166,660
– –
2021 Q2
1 quarter
PIPP.WS
742
DELISTED
Pine Island Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
PIPP.WS
$150K ﹤0.01%
185,098
– –
2021 Q1
2 quarters
PARAW icon
743
Banzai International Warrant
PARAW
$134K
$149K ﹤0.01%
249,991
– –
2021 Q1
2 quarters
EPHYW
744
DELISTED
Epiphany Technology Acquisition Corp. Warrant
EPHYW
$148K ﹤0.01%
166,660
– –
2021 Q1
2 quarters
IIIIW
745
DELISTED
INSU Acquisition Corp. III Warrant
IIIIW
$146K ﹤0.01%
166,660
– –
2021 Q1
2 quarters
IVAN.WS
746
DELISTED
Ivanhoe Capital Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A
IVAN.WS
$145K ﹤0.01%
99,996
– –
2021 Q1
2 quarters
KAIRW
747
DELISTED
Kairos Acquisition Corp. Warrant
KAIRW
$144K ﹤0.01%
249,991
– –
2021 Q1
2 quarters
KCAC.WS
748
DELISTED
Kensington Capital Acquisition Corp. II Redeemable warrants, each whole warrant exercisable for one
KCAC.WS
$144K ﹤0.01%
+125,001
New +$166K
2021 Q3
0 quarters
BURU.WS icon
749
DELISTED
Nuburu, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50
BURU.WS
$142K ﹤0.01%
249,991
– –
2021 Q1
2 quarters
MONCW
750
DELISTED
Monument Circle Acquisition Corp. Warrant
MONCW
$142K ﹤0.01%
249,991
– –
2021 Q1
2 quarters
28 29
30
31 32

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
Meritage Portfolio Management Overland Park, Kansas $1.51B AUM 26.61% 1-Year Est. Return

UBS O'Connor's Q3 2021 Portfolio in Review

As of Q3 2021, UBS O'Connor held 1,083 positions worth $12.7B, up 14% from $11.2B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

UBS O'Connor deployed $1.43B of net new capital in Q3 2021, opening 213 new positions and adding to 181 existing holdings. Its largest new stake was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 14% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $30.1M trimmed.

  • UBS O'Connor's largest Q3 2021 buy was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.
  • UBS O'Connor added most to Nuance Communications, Inc. in Q3 2021, an estimated $1.07B increase.
  • UBS O'Connor's biggest Q3 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $30.1M.
  • UBS O'Connor fully exited Maxim Integrated Products in Q3 2021, selling an estimated $850M.
  • UBS O'Connor's ten largest holdings make up 60% of its $12.7B portfolio in Q3 2021.
  • UBS O'Connor opened 213 new positions and closed 169 in Q3 2021.
  • UBS O'Connor's portfolio value rose 14% quarter-over-quarter to $12.7B.

Based on UBS O'Connor's 13F filing for Q3 2021, filed 12 Nov 2021.