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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+2.09%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$12.7B
AUM Growth
+$1.53B
Cap. Flow
+$693M
Cap. Flow %
5.44%
Top 10 Hldgs %
59.59%
Holding
1,083
New
213
Increased
181
Reduced
63
Closed
169

Top Buys

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$1.07B
2
INFO
IHS Markit Ltd. Common Shares
INFO
+$904M
3
KSU
Kansas City Southern
KSU
+$631M
4
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$303M
5
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$283M

Top Sells

Rank Stock Value
1
MXIM
Maxim Integrated Products
MXIM
+$850M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$813M
3
WORK
Slack Technologies, Inc.
WORK
+$491M
4
GRA
W.R. Grace & Co.
GRA
+$404M
5
QTS
QTS REALTY TRUST, INC.
QTS
+$355M

Sector Composition

Rank Sector Weight
1 Financials 21.02%
2 Technology 16.2%
3 Communication Services 14.41%
4 Industrials 10.32%
5 Healthcare 9.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NIRWW
726
DELISTED
Near Intelligence, Inc. Warrant
NIRWW
$162K ﹤0.01%
249,991
– –
BLTSW
727
DELISTED
Bright Lights Acquisition Corp. Warrant
BLTSW
$161K ﹤0.01%
199,992
– –
TMAC.WS
728
DELISTED
The Music Acquisition Corporation Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
TMAC.WS
$161K ﹤0.01%
224,992
– –
SPAQ.WS
729
DELISTED
Spartan Acquisition Corp. III Warrants, exercisable for one share of Class A Common Stock
SPAQ.WS
$161K ﹤0.01%
146,609
– –
SVC
730
PUT
Service Properties Trust
SVC
$1.09B
$160K ﹤0.01%
94,500
– –
PMGMW
731
DELISTED
Priveterra Acquisition Corp. II Warrant to purchase Class A common stock
PMGMW
$159K ﹤0.01%
249,991
– –
BZFDW icon
732
BuzzFeed Inc Warrant
BZFDW
$670K
$158K ﹤0.01%
133,328
– –
BWACW
733
DELISTED
BETTER WORLD ACQUISITION CORP. Warrants
BWACW
$157K ﹤0.01%
249,991
– –
VOSOW
734
DELISTED
Virtuoso Acquisition Corp. Warrant
VOSOW
$157K ﹤0.01%
137,494
– –
RCHGW
735
DELISTED
Recharge Acquisition Corp. Warrant
RCHGW
$156K ﹤0.01%
249,991
– –
EUSGW
736
DELISTED
European Sustainable Growth Acquisition Corp. Warrant
EUSGW
$156K ﹤0.01%
124,996
– –
SWETW
737
DELISTED
Athlon Acquisition Corp. Warrant
SWETW
$154K ﹤0.01%
237,491
– –
SIX
738
PUT
DELISTED
Six Flags Entertainment Corp.
SIX
$153K ﹤0.01%
23,600
– –
EQHA.WS
739
DELISTED
EQ Health Acquisition Corp. Redeemable Warrants, each exercisable for one share of Common Stock at an exercise price of $11.50 per share
EQHA.WS
$153K ﹤0.01%
268,258
– –
ATMR.WS
740
DELISTED
Altimar Acquisition Corp II Warrants
ATMR.WS
$152K ﹤0.01%
143,819
+18,823
+15% +$21.4K
PIIIW icon
741
P3 Health Partners Inc Warrant
PIIIW
$179K
$151K ﹤0.01%
166,660
– –
PIPP.WS
742
DELISTED
Pine Island Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
PIPP.WS
$150K ﹤0.01%
185,098
– –
BNZIW icon
743
Banzai International Warrant
BNZIW
$129K
$149K ﹤0.01%
249,991
– –
EPHYW
744
DELISTED
Epiphany Technology Acquisition Corp. Warrant
EPHYW
$148K ﹤0.01%
166,660
– –
IIIIW
745
DELISTED
INSU Acquisition Corp. III Warrant
IIIIW
$146K ﹤0.01%
166,660
– –
IVAN.WS
746
DELISTED
Ivanhoe Capital Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A
IVAN.WS
$145K ﹤0.01%
99,996
– –
KAIRW
747
DELISTED
Kairos Acquisition Corp. Warrant
KAIRW
$144K ﹤0.01%
249,991
– –
KCAC.WS
748
DELISTED
Kensington Capital Acquisition Corp. II Redeemable warrants, each whole warrant exercisable for one
KCAC.WS
$144K ﹤0.01%
+125,001
New +$166K
BURU.WS
749
DELISTED
Nuburu, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50
BURU.WS
$142K ﹤0.01%
249,991
– –
MONCW
750
DELISTED
Monument Circle Acquisition Corp. Warrant
MONCW
$142K ﹤0.01%
249,991
– –
28 29
30
31 32

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SAG
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UBS O'Connor's Q3 2021 Portfolio in Review

As of Q3 2021, UBS O'Connor held 1,083 positions worth $12.7B, up 14% from $11.2B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

UBS O'Connor deployed $693M of net new capital in Q3 2021, opening 213 new positions and adding to 181 existing holdings. Its largest new stake was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 14% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $30.1M trimmed.

  • UBS O'Connor's largest Q3 2021 buy was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.
  • UBS O'Connor added most to Nuance Communications, Inc. in Q3 2021, an estimated $1.07B increase.
  • UBS O'Connor's biggest Q3 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $30.1M.
  • UBS O'Connor fully exited Maxim Integrated Products in Q3 2021, selling an estimated $850M.
  • UBS O'Connor's ten largest holdings make up 60% of its $12.7B portfolio in Q3 2021.
  • UBS O'Connor opened 213 new positions and closed 169 in Q3 2021.
  • UBS O'Connor's portfolio value rose 14% quarter-over-quarter to $12.7B.

Based on UBS O'Connor's 13F filing for Q3 2021, filed 12 Nov 2021.