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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+4.71%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$6.94B
AUM Growth
+$2.04B
Cap. Flow
+$1.34B
Cap. Flow %
19.35%
Top 10 Hldgs %
41.92%
Holding
1,156
New
575
Increased
91
Reduced
107
Closed
351

Top Buys

Rank Stock Value
1
INFO
IHS Markit Ltd. Common Shares
INFO
+$500M
2
RP
RealPage, Inc.
RP
+$245M
3
WORK
Slack Technologies, Inc.
WORK
+$188M
4
ALXN
Alexion Pharmaceuticals
ALXN
+$157M
5
GWPH
GW Pharmaceuticals Plc American Depositary Shares
GWPH
+$148M

Top Sells

Rank Stock Value
1
TIF
Tiffany & Co.
TIF
+$309M
2
CXO
CONCHO RESOURCES INC.
CXO
+$240M
3
ACIA
Acacia Communications Inc
ACIA
+$73.4M
4
EV
Eaton Vance Corp.
EV
+$67.7M
5
FIT
Fitbit, Inc. Class A common stock
FIT
+$65.3M

Sector Composition

Rank Sector Weight
1 Technology 16.6%
2 Financials 10.11%
3 Healthcare 9.99%
4 Industrials 9.81%
5 Communication Services 9.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EQHA.WS
726
DELISTED
EQ Health Acquisition Corp. Redeemable Warrants, each exercisable for one share of Common Stock at an exercise price of $11.50 per share
EQHA.WS
$100K ﹤0.01%
+199,992
New +$116K
CYXTW
727
DELISTED
Cyxtera Technologies, Inc. Warrant
CYXTW
$100K ﹤0.01%
+66,664
New +$145K
NBA.WS
728
DELISTED
New Beginnings Acquisition Corp. Redeemable Warrants, each warrant exercisable for one share of Comm
NBA.WS
$100K ﹤0.01%
+158,048
New +$154K
EMBKW
729
DELISTED
Embark Technology, Inc. Warrants
EMBKW
$98K ﹤0.01%
+83,330
New +$133K
CMPOW
730
DELISTED
CompoSecure Inc Warrant
CMPOW
$97K ﹤0.01%
+124,996
New +$159K
ADEX.WS
731
DELISTED
Adit EdTech Acquisition Corp Warrants
ADEX.WS
$97K ﹤0.01%
+187,493
New +$121K
SNRHW
732
DELISTED
Senior Connect Acquisition Corp. I Warrant
SNRHW
$95K ﹤0.01%
+124,996
New +$148K
JCICW
733
DELISTED
Jack Creek Investment Corp. Warrants
JCICW
$95K ﹤0.01%
+174,994
New +$120K
ASAXW
734
DELISTED
Astrea Acquisition Corp. Warrant
ASAXW
$94K ﹤0.01%
+174,994
New +$104K
HCICW
735
DELISTED
Hennessy Capital Investment Corp. V Warrant
HCICW
$94K ﹤0.01%
+87,496
New +$127K
TLGA.WS
736
DELISTED
TLG Acquisition One Corp. Warrants, each exercisable for one share of Class A common stock at an exercise price of $11.50 per share
TLGA.WS
$94K ﹤0.01%
+166,660
New +$105K
PCPC.WS
737
DELISTED
Periphas Capital Partnering Corporation Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $28.75
PCPC.WS
$93K ﹤0.01%
+49,998
New +$144K
SVOKW
738
DELISTED
Seven Oaks Acquisition Corp. Warrant
SVOKW
$93K ﹤0.01%
+100,392
New +$136K
EACPW
739
DELISTED
Edify Acquisition Corp. Warrant
EACPW
$92K ﹤0.01%
+174,994
New +$102K
LJAQW
740
DELISTED
LightJump Acquisition Corporation Warrant
LJAQW
$92K ﹤0.01%
+174,994
New +$130K
MACUW
741
DELISTED
Mallard Acquisition Corp. Warrant
MACUW
$91K ﹤0.01%
+199,993
New +$154K
CFFVW
742
DELISTED
CF Acquisition Corp. V Warrant
CFFVW
$86K ﹤0.01%
+133,328
New +$94.1K
VOSOW
743
DELISTED
Virtuoso Acquisition Corp. Warrant
VOSOW
$86K ﹤0.01%
+137,494
New +$84.1K
ACII.WS
744
DELISTED
Atlas Crest Investment Corp. II Redeemable Warrants, each whole warrant exercisable for one Class A common stock at an exercise price of $11.50
ACII.WS
$85K ﹤0.01%
+99,996
New +$101K
SABSW icon
745
SAB Biotherapeutics Warrant
SABSW
$104K
$83K ﹤0.01%
+124,996
New +$130K
SPY icon
746
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$823B
$83K ﹤0.01%
15,000
-1,985,000
-99% -$765M
DLCAW
747
DELISTED
Deep Lake Capital Acquisition Corp. Warrant
DLCAW
$81K ﹤0.01%
+124,996
New +$99.8K
ACKIW
748
DELISTED
Ackrell SPAC Partners I Co Warrants
ACKIW
$80K ﹤0.01%
+162,494
New +$148K
HCCCW
749
DELISTED
Healthcare Capital Corp. Warrant
HCCCW
$79K ﹤0.01%
+124,996
New +$85.3K
RTPZ.WS
750
DELISTED
Reinvent Technology Partners Z Redeemable warrants, each whole warrant exercisable for one Class A o
RTPZ.WS
$79K ﹤0.01%
+49,998
New +$144K
28 29
30
31 32

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UBS O'Connor's Q1 2021 Portfolio in Review

As of Q1 2021, UBS O'Connor held 1,156 positions worth $6.94B, up 42% from $4.9B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

UBS O'Connor deployed $1.34B of net new capital in Q1 2021, opening 575 new positions and adding to 91 existing holdings. Its largest new stake was IHS Markit Ltd. Common Shares: 5,470,177 shares worth $529M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 12% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $18.7M trimmed.

  • UBS O'Connor's largest Q1 2021 buy was IHS Markit Ltd. Common Shares: 5,470,177 shares worth $529M.
  • UBS O'Connor added most to RealPage, Inc. in Q1 2021, an estimated $245M increase.
  • UBS O'Connor's biggest Q1 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $18.7M.
  • UBS O'Connor fully exited Tiffany & Co. in Q1 2021, selling an estimated $309M.
  • UBS O'Connor's ten largest holdings make up 42% of its $6.94B portfolio in Q1 2021.
  • UBS O'Connor opened 575 new positions and closed 351 in Q1 2021.
  • UBS O'Connor's portfolio value rose 42% quarter-over-quarter to $6.94B.

Based on UBS O'Connor's 13F filing for Q1 2021, filed 14 May 2021.