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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+10.93%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$3.18B
AUM Growth
-$2.44B
Cap. Flow
-$2.64B
Cap. Flow %
-83.08%
Top 10 Hldgs %
60.78%
Holding
672
New
112
Increased
61
Reduced
251
Closed
169

Top Buys

Rank Stock Value
1
PXD
Pioneer Natural Resource Co.
PXD
+$604M
2
SPLK
Splunk Inc
SPLK
+$446M
3
HES
Hess
HES
+$339M
4
SRC
SPIRIT REALTY CAPITAL, INC.
SRC
+$106M
5
X
US Steel
X
+$50.9M

Top Sells

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$1.06B
2
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$887M
3
SGEN
Seagen Inc. Common Stock
SGEN
+$371M
4
VMW
VMware, Inc
VMW
+$354M
5
NEWR
New Relic, Inc.
NEWR
+$284M

Sector Composition

Rank Sector Weight
1 Energy 29.51%
2 Technology 21.97%
3 Healthcare 10.49%
4 Real Estate 7.26%
5 Industrials 4.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
REXR icon
51
Rexford Industrial Realty
REXR
$8.14B
$6.1M 0.19%
108,689
-246,547
-69% -$12.1M
NVT icon
52
nVent Electric
NVT
$26.4B
$6M 0.19%
101,570
-31,900
-24% -$1.69M
CCJ icon
53
Cameco
CCJ
$40.8B
$5.92M 0.19%
137,300
+103,800
+310% +$4.34M
ON icon
54
ON Semiconductor
ON
$18.6B
$5.68M 0.18%
68,000
-47,111
-41% -$3.7M
BLDR icon
55
Builders FirstSource
BLDR
$7.8B
$5.65M 0.18%
+33,850
New +$4.5M
TECK icon
56
Teck Resources
TECK
$32.4B
$5.6M 0.18%
+132,400
New +$5.08M
RPT
57
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
$5.59M 0.18%
435,991
-48,332
-10% -$550K
ZM icon
58
Zoom
ZM
$29.7B
$5.39M 0.17%
75,000
+65,000
+650% +$4.3M
ADC icon
59
Agree Realty
ADC
$9.5B
$5.31M 0.17%
84,392
-115,524
-58% -$6.7M
ZG icon
60
Zillow
ZG
$7.59B
$5.3M 0.17%
+93,500
New +$4M
CFLT
61
DELISTED
Confluent
CFLT
$5.26M 0.17%
225,000
-100,000
-31% -$2.42M
AZEK
62
DELISTED
The AZEK Co
AZEK
$5.13M 0.16%
134,200
+58,400
+77% +$1.82M
BAX icon
63
Baxter International
BAX
$14B
$5.11M 0.16%
+132,133
New +$4.67M
RRAC
64
DELISTED
Rigel Resource Acquisition Corp.
RRAC
$5.07M 0.16%
462,203
– –
APH icon
65
Amphenol
APH
$210B
$5.02M 0.16%
101,300
-26,600
-21% -$1.18M
SBAC icon
66
SBA Communications
SBAC
$19.4B
$5.02M 0.16%
19,771
-48,032
-71% -$10.8M
WLK icon
67
Westlake Corp
WLK
$9.9B
$5M 0.16%
+35,700
New +$4.53M
SMAR
68
DELISTED
Smartsheet Inc.
SMAR
$4.79M 0.15%
100,080
-12,420
-11% -$529K
NCLH icon
69
Norwegian Cruise Line
NCLH
$8.89B
$4.77M 0.15%
238,031
– –
RHP icon
70
Ryman Hospitality Properties
RHP
$7.84B
$4.64M 0.15%
42,127
-38,763
-48% -$3.69M
NNN icon
71
NNN REIT
NNN
$9.02B
$4.57M 0.14%
105,922
-181,978
-63% -$7.05M
DAL icon
72
Delta Air Lines
DAL
$60.5B
$4.52M 0.14%
112,391
– –
EVLV icon
73
Evolv Technologies
EVLV
$1.07B
$4.52M 0.14%
956,623
-429,988
-31% -$1.84M
IP icon
74
International Paper
IP
$21.5B
$4.46M 0.14%
+123,300
New +$4.31M
O icon
75
Realty Income
O
$59B
$4.23M 0.13%
73,710
-111,693
-60% -$5.86M
1 2
3
4 5

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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
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A
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CGL
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CB
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UBS O'Connor's Q4 2023 Portfolio in Review

As of Q4 2023, UBS O'Connor held 672 positions worth $3.18B, down 43% from $5.62B the previous quarter. Its ten largest holdings account for 61% of the portfolio.

UBS O'Connor withdrew a net $2.64B in Q4 2023, closing 169 positions and reducing 251 holdings. Its most notable exit was Activision Blizzard, an estimated $1.06B position sold in full.

By sector, the portfolio is most concentrated in Energy at 30% of assets, up from 3.6% a quarter earlier, followed by Technology and Healthcare.

Against the trend, UBS O'Connor opened a new position in Pioneer Natural Resource Co. worth $579M.

  • UBS O'Connor's largest Q4 2023 buy was Pioneer Natural Resource Co.: 2,576,808 shares worth $579M.
  • UBS O'Connor added most to Splunk Inc in Q4 2023, an estimated $446M increase.
  • UBS O'Connor's biggest Q4 2023 reduction was Capri Holdings, cutting an estimated $36.6M.
  • UBS O'Connor fully exited Activision Blizzard in Q4 2023, selling an estimated $1.06B.
  • UBS O'Connor's ten largest holdings make up 61% of its $3.18B portfolio in Q4 2023.
  • UBS O'Connor opened 112 new positions and closed 169 in Q4 2023.
  • UBS O'Connor's portfolio value fell 43% quarter-over-quarter to $3.18B.

Based on UBS O'Connor's 13F filing for Q4 2023, filed 14 Feb 2024.