We are live on ! Find out more
UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+0.12%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$4.86B
AUM Growth
+$1.32B
Cap. Flow
+$1.45B
Cap. Flow %
29.86%
Top 10 Hldgs %
47.16%
Holding
450
New
132
Increased
60
Reduced
64
Closed
113
Avg Time Held Equity + Options
2 quarters
Top 10 Avg Time Held Equity + Options
0.6 quarters
Top 20 Avg Time Held Equity + Options
0.8 quarters
Avg Time Held Equity only
1.9 quarters
Top 10 Avg Time Held Equity only
0.6 quarters
Top 20 Avg Time Held Equity only
0.8 quarters

Top Buys

Rank Stock Value
1
ETFC
E*Trade Financial Corporation
ETFC
+$328M
2
TIF
Tiffany & Co.
TIF
+$281M
3
CY
Cypress Semiconductor
CY
+$192M
4
S icon
Sprint Corporation
S
+$186M
5
LM
Legg Mason, Inc.
LM
+$163M

Top Sells

Rank Stock Value
1
WCG
Wellcare Health Plans, Inc.
WCG
+$514M
2
ZAYO
Zayo Group Holdings, Inc.
ZAYO
+$142M
3
MDCO
Medicines Co
MDCO
+$82.1M
4
INXN
Interxion Holding N.V.
INXN
+$51.4M
5
TSLA icon
Tesla
TSLA
+$30.8M

Sector Composition

Rank Sector Weight
1 Technology 24.73%
2 Consumer Discretionary 17.71%
3 Financials 17.08%
4 Miscellaneous 11.63%
5 Industrials 7.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
FISV icon
51
Fiserv Inc
FISV
$24.3B
$17.1M 0.35%
180,000
+160,000
+800% +$17.8M
2019 Q1
4 quarters
BKSY icon
52
BlackSky Technology
BKSY
$856M
$17M 0.35%
218,750
– –
2019 Q4
1 quarter
TLMD
53
DELISTED
SOC Telemed, Inc. Class A Common Stock
TLMD
$16.7M 0.34%
+1,700,000
New +$16.8M
2020 Q1
0 quarters
DBX icon
54
Dropbox
DBX
$7.47B
$16.7M 0.34%
924,626
-99,806
-10% -$1.82M
2018 Q3
6 quarters
BMY.RT icon
55
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
$16.6M 0.34%
4,346,040
+192,156
+5% +$633K
2019 Q4
1 quarter
HRTX icon
56
Heron Therapeutics
HRTX
$77.1M
$16.4M 0.34%
+1,400,000
New +$26.3M
2020 Q1
0 quarters
GSKY
57
DELISTED
GreenSky, Inc. Class A Common Stock
GSKY
$16.3M 0.34%
4,260,646
+1,637,099
+62% +$12.1M
2018 Q3
6 quarters
SPRU icon
58
Spruce Power Holding Corp
SPRU
$30M
$16.2M 0.33%
203,775
+103,712
+104% +$8.26M
2019 Q3
2 quarters
MVST icon
59
Microvast
MVST
$222M
$15.8M 0.32%
1,580,000
– –
2019 Q3
2 quarters
MA icon
60
Mastercard
MA
$516B
$15.7M 0.32%
+65,000
New +$19.3M
2020 Q1
0 quarters
TRIT
61
DELISTED
Triterras, Inc. Class A Ordinary Shares
TRIT
$15.3M 0.31%
1,546,595
– –
2019 Q3
2 quarters
BWA icon
62
BorgWarner
BWA
$12.5B
$15.2M 0.31%
+708,428
New +$20.5M
2020 Q1
0 quarters
UTZ icon
63
Utz Brands
UTZ
$1.27B
$15M 0.31%
1,465,700
+250,000
+21% +$2.64M
2019 Q4
1 quarter
BDX icon
64
Becton Dickinson
BDX
$50.1B
$14.9M 0.31%
66,625
+41,000
+160% +$10.1M
2018 Q4
5 quarters
FREE icon
65
DELISTED
Whole Earth Brands, Inc. Class A Common Stock
FREE
$14.8M 0.3%
1,497,852
-235,591
-14% -$2.38M
2019 Q3
2 quarters
ALUS
66
DELISTED
Alussa Energy Acquisition Corp
ALUS
$14.7M 0.3%
+1,531,700
New +$15M
2020 Q1
0 quarters
IRNT
67
DELISTED
IronNet, Inc.
IRNT
$14.5M 0.3%
+1,450,000
New +$13.4M
2020 Q1
0 quarters
DFPHU
68
DELISTED
DFP Healthcare Acquisitions Corp. Unit
DFPHU
$14.4M 0.3%
+1,450,000
New +$14.2M
2020 Q1
0 quarters
PRCH icon
69
Porch Group
PRCH
$1.99B
$14.3M 0.29%
+1,450,000
New +$14.3M
2020 Q1
0 quarters
BMTX icon
70
DELISTED
BM Technologies, Inc.
BMTX
$14.3M 0.29%
1,386,236
+500,000
+56% +$5.14M
2019 Q3
2 quarters
LVOX
71
DELISTED
LiveVox Holding, Inc. Class A Common Stock
LVOX
$13.8M 0.28%
1,400,000
+425,000
+44% +$4.25M
2019 Q3
2 quarters
OXY icon
72
PUT
Occidental Petroleum
OXY
$60.1B
$13.6M 0.28%
+7,519,500
New +$247M
2020 Q1
0 quarters
ALGR
73
DELISTED
Allegro Merger Corp
ALGR
$13.6M 0.28%
1,184,800
+750,000
+172% +$7.7M
2019 Q4
1 quarter
FSCT
74
DELISTED
ForeScout Technologies, Inc. Common Stock
FSCT
$13.4M 0.28%
+424,929
New +$13.3M
2020 Q1
0 quarters
CI icon
75
Cigna
CI
$74.6B
$13.3M 0.27%
+75,000
New +$14.5M
2020 Q1
0 quarters
1 2
3
4 5

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
Meritage Portfolio Management Overland Park, Kansas $1.51B AUM 26.61% 1-Year Est. Return

UBS O'Connor's Q1 2020 Portfolio in Review

As of Q1 2020, UBS O'Connor held 450 positions worth $4.86B, up 37% from $3.53B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

UBS O'Connor deployed $1.45B of net new capital in Q1 2020, opening 132 new positions and adding to 60 existing holdings. Its largest new stake was E*Trade Financial Corporation: 7,751,548 shares worth $266M.

By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 19% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was Alibaba, an estimated $17M trimmed.

  • UBS O'Connor's largest Q1 2020 buy was E*Trade Financial Corporation: 7,751,548 shares worth $266M.
  • UBS O'Connor added most to Tiffany & Co. in Q1 2020, an estimated $281M increase.
  • UBS O'Connor's biggest Q1 2020 reduction was Alibaba, cutting an estimated $17M.
  • UBS O'Connor fully exited Wellcare Health Plans, Inc. in Q1 2020, selling an estimated $514M.
  • UBS O'Connor's ten largest holdings make up 47% of its $4.86B portfolio in Q1 2020.
  • UBS O'Connor opened 132 new positions and closed 113 in Q1 2020.
  • UBS O'Connor's portfolio value rose 37% quarter-over-quarter to $4.86B.

Based on UBS O'Connor's 13F filing for Q1 2020, filed 15 May 2020.