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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+0.12%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.86B
AUM Growth
+$1.32B
Cap. Flow
+$1.7B
Cap. Flow %
35.01%
Top 10 Hldgs %
47.16%
Holding
450
New
132
Increased
60
Reduced
64
Closed
113

Top Buys

Rank Stock Value
1
ETFC
E*Trade Financial Corporation
ETFC
+$328M
2
TIF
Tiffany & Co.
TIF
+$281M
3
CY
Cypress Semiconductor
CY
+$192M
4
S
Sprint Corporation
S
+$186M
5
LM
Legg Mason, Inc.
LM
+$163M

Top Sells

Rank Stock Value
1
WCG
Wellcare Health Plans, Inc.
WCG
+$514M
2
ZAYO
Zayo Group Holdings, Inc.
ZAYO
+$142M
3
MDCO
Medicines Co
MDCO
+$82.1M
4
INXN
Interxion Holding N.V.
INXN
+$51.4M
5
TSLA icon
Tesla
TSLA
+$30.8M

Sector Composition

Rank Sector Weight
1 Technology 24.13%
2 Financials 17.08%
3 Consumer Discretionary 9.29%
4 Industrials 7.81%
5 Healthcare 7.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FISV
51
Fiserv Inc
FISV
$28.9B
$17.1M 0.35%
180,000
+160,000
+800% +$17.8M
BKSY icon
52
BlackSky Technology
BKSY
$1.14B
$17M 0.35%
218,750
– –
TLMD
53
DELISTED
SOC Telemed, Inc. Class A Common Stock
TLMD
$16.7M 0.34%
+1,700,000
New +$16.8M
DBX icon
54
Dropbox
DBX
$8.06B
$16.7M 0.34%
924,626
-99,806
-10% -$1.82M
BMY.RT
55
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
$16.6M 0.34%
4,346,040
+192,156
+5% +$633K
HRTX icon
56
Heron Therapeutics
HRTX
$94.5M
$16.4M 0.34%
+1,400,000
New +$26.3M
GSKY
57
DELISTED
GreenSky, Inc. Class A Common Stock
GSKY
$16.3M 0.34%
4,260,646
+1,637,099
+62% +$12.1M
SPRU icon
58
Spruce Power Holding Corp
SPRU
$42.2M
$16.2M 0.33%
203,775
+103,712
+104% +$8.26M
MVST icon
59
Microvast
MVST
$261M
$15.8M 0.32%
1,580,000
– –
MA icon
60
Mastercard
MA
$505B
$15.7M 0.32%
+65,000
New +$19.3M
TRIT
61
DELISTED
Triterras, Inc. Class A Ordinary Shares
TRIT
$15.3M 0.31%
1,546,595
– –
BWA icon
62
BorgWarner
BWA
$13.5B
$15.2M 0.31%
+708,428
New +$20.5M
UTZ icon
63
Utz Brands
UTZ
$2.04B
$15M 0.31%
1,465,700
+250,000
+21% +$2.64M
BDX icon
64
Becton Dickinson
BDX
$48.8B
$14.9M 0.31%
66,625
+41,000
+160% +$10.1M
FREE
65
DELISTED
Whole Earth Brands, Inc. Class A Common Stock
FREE
$14.8M 0.3%
1,497,852
-235,591
-14% -$2.38M
ALUS
66
DELISTED
Alussa Energy Acquisition Corp
ALUS
$14.7M 0.3%
+1,531,700
New +$15M
IRNT
67
DELISTED
IronNet, Inc.
IRNT
$14.5M 0.3%
+1,450,000
New +$13.4M
DFPHU
68
DELISTED
DFP Healthcare Acquisitions Corp. Unit
DFPHU
$14.4M 0.3%
+1,450,000
New +$14.2M
PRCH icon
69
Porch Group
PRCH
$1.75B
$14.3M 0.29%
+1,450,000
New +$14.3M
BMTX
70
DELISTED
BM Technologies, Inc.
BMTX
$14.3M 0.29%
1,386,236
+500,000
+56% +$5.14M
LVOX
71
DELISTED
LiveVox Holding, Inc. Class A Common Stock
LVOX
$13.8M 0.28%
1,400,000
+425,000
+44% +$4.25M
OXY icon
72
PUT
Occidental Petroleum
OXY
$55.7B
$13.6M 0.28%
+7,519,500
New +$247M
ALGR
73
DELISTED
Allegro Merger Corp
ALGR
$13.6M 0.28%
1,184,800
+750,000
+172% +$7.7M
FSCT
74
DELISTED
ForeScout Technologies, Inc. Common Stock
FSCT
$13.4M 0.28%
+424,929
New +$13.3M
CI icon
75
Cigna
CI
$72.7B
$13.3M 0.27%
+75,000
New +$14.5M
1 2
3
4 5

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ACI
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UBS O'Connor's Q1 2020 Portfolio in Review

As of Q1 2020, UBS O'Connor held 450 positions worth $4.86B, up 37% from $3.53B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

UBS O'Connor deployed $1.7B of net new capital in Q1 2020, opening 132 new positions and adding to 60 existing holdings. Its largest new stake was E*Trade Financial Corporation: 7,751,548 shares worth $266M.

By sector, the portfolio is most concentrated in Technology at 24% of assets, up from 19% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Alibaba, an estimated $17M trimmed.

  • UBS O'Connor's largest Q1 2020 buy was E*Trade Financial Corporation: 7,751,548 shares worth $266M.
  • UBS O'Connor added most to Tiffany & Co. in Q1 2020, an estimated $281M increase.
  • UBS O'Connor's biggest Q1 2020 reduction was Alibaba, cutting an estimated $17M.
  • UBS O'Connor fully exited Wellcare Health Plans, Inc. in Q1 2020, selling an estimated $514M.
  • UBS O'Connor's ten largest holdings make up 47% of its $4.86B portfolio in Q1 2020.
  • UBS O'Connor opened 132 new positions and closed 113 in Q1 2020.
  • UBS O'Connor's portfolio value rose 37% quarter-over-quarter to $4.86B.

Based on UBS O'Connor's 13F filing for Q1 2020, filed 15 May 2020.