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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+10.95%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$3.53B
AUM Growth
-$60.5M
Cap. Flow
-$728M
Cap. Flow %
-20.59%
Top 10 Hldgs %
46.78%
Holding
411
New
105
Increased
79
Reduced
73
Closed
94
Avg Time Held Equity + Options
2.4 quarters
Top 10 Avg Time Held Equity + Options
0.7 quarters
Top 20 Avg Time Held Equity + Options
0.9 quarters
Avg Time Held Equity only
2.6 quarters
Top 10 Avg Time Held Equity only
0.7 quarters
Top 20 Avg Time Held Equity only
0.9 quarters

Top Buys

Rank Stock Value
1
WCG
Wellcare Health Plans, Inc.
WCG
+$198M
2
AMTD icon
TD Ameritrade Holding Corp
AMTD
+$140M
3
TIF
Tiffany & Co.
TIF
+$119M
4
CY
Cypress Semiconductor
CY
+$76M
5
MDCO
Medicines Co
MDCO
+$64.5M

Top Sells

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$545M
2
STI icon
SunTrust Banks, Inc.
STI
+$231M
3
GWR
Genesee & Wyoming Inc.
GWR
+$170M
4
AABA
Altaba Inc
AABA
+$72.2M
5
ACEL icon
Accel Entertainment
ACEL
+$33.9M

Sector Composition

Rank Sector Weight
1 Miscellaneous 20.38%
2 Healthcare 19.5%
3 Technology 19.08%
4 Consumer Discretionary 11.89%
5 Communication Services 7.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
SDC
51
DELISTED
SmileDirectClub, Inc. Class A Common Stock
SDC
$11.1M 0.32%
1,275,000
+575,000
+82% +$5.75M
2019 Q3
1 quarter
YEXT icon
52
Yext
YEXT
$686M
$11M 0.31%
+765,000
New +$11.9M
2019 Q4
0 quarters
CRM icon
53
Salesforce
CRM
$189B
$11M 0.31%
67,500
+5,000
+8% +$784K
2019 Q3
1 quarter
DEI icon
54
Douglas Emmett
DEI
$1.64B
$10.6M 0.3%
240,500
+119,900
+99% +$5.19M
2019 Q3
1 quarter
SCPE
55
DELISTED
SC Health Corporation
SCPE
$10.4M 0.3%
1,050,000
+550,000
+110% +$5.43M
2019 Q3
1 quarter
RHP icon
56
Ryman Hospitality Properties
RHP
$8.3B
$10.2M 0.29%
117,700
+1,800
+2% +$155K
2019 Q1
3 quarters
GCMG icon
57
GCM Grosvenor
GCMG
$807M
$10M 0.28%
975,000
+575,000
+144% +$5.85M
2019 Q3
1 quarter
RPLA
58
DELISTED
Replay Acquisition Corp. Ordinary Shares
RPLA
$9.88M 0.28%
985,000
+585,000
+146% +$5.82M
2019 Q3
1 quarter
SUI icon
59
Sun Communities
SUI
$13.9B
$9.78M 0.28%
65,150
-2,450
-4% -$382K
2018 Q2
6 quarters
WMGI
60
DELISTED
Wright Medical Group Inc
WMGI
$9.77M 0.28%
+320,420
New +$8.39M
2019 Q4
0 quarters
NVR icon
61
NVR
NVR
$15.7B
$9.77M 0.28%
2,564
+1,767
+222% +$6.54M
2019 Q3
1 quarter
LVOX
62
DELISTED
LiveVox Holding, Inc. Class A Common Stock
LVOX
$9.76M 0.28%
975,000
+500,000
+105% +$4.96M
2019 Q3
1 quarter
FSR
63
DELISTED
Fisker Inc.
FSR
$9.52M 0.27%
936,259
+250,000
+36% +$2.52M
2019 Q3
1 quarter
FMC icon
64
FMC
FMC
$1.3B
$9.48M 0.27%
+95,000
New +$8.83M
2019 Q4
0 quarters
CPT icon
65
Camden Property Trust
CPT
$11.3B
$9.47M 0.27%
89,263
+56,563
+173% +$6.26M
2018 Q2
6 quarters
HR icon
66
Healthcare Realty
HR
$5.88B
$9.37M 0.27%
309,300
+82,200
+36% +$2.46M
2018 Q2
6 quarters
BMTX icon
67
DELISTED
BM Technologies, Inc.
BMTX
$9.09M 0.26%
886,236
+267,600
+43% +$2.73M
2019 Q3
1 quarter
ALB icon
68
Albemarle
ALB
$12B
$8.77M 0.25%
+120,000
New +$8.01M
2019 Q4
0 quarters
KRC icon
69
Kilroy Realty
KRC
$3.98B
$8.68M 0.25%
+103,400
New +$8.43M
2019 Q4
0 quarters
VRT icon
70
Vertiv
VRT
$93.5B
$8.55M 0.24%
+775,000
New +$8.09M
2019 Q4
0 quarters
SFT
71
DELISTED
Shift Technologies, Inc. Class A Common Stock
SFT
$8.46M 0.24%
84,450
+46,950
+125% +$4.65M
2019 Q3
1 quarter
ADC icon
72
Agree Realty
ADC
$8.2B
$8.45M 0.24%
+120,400
New +$8.88M
2019 Q4
0 quarters
ELS icon
73
Equity Lifestyle Properties
ELS
$11.5B
$8.4M 0.24%
119,400
-16,200
-12% -$1.13M
2018 Q2
6 quarters
CTRE icon
74
CareTrust REIT
CTRE
$8.51B
$8.4M 0.24%
407,000
-73,600
-15% -$1.61M
2018 Q3
5 quarters
VICI icon
75
VICI Properties
VICI
$25.2B
$8.38M 0.24%
328,177
+5,577
+2% +$135K
2018 Q3
5 quarters
1 2
3
4 5

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
Meritage Portfolio Management Overland Park, Kansas $1.51B AUM 26.61% 1-Year Est. Return

UBS O'Connor's Q4 2019 Portfolio in Review

As of Q4 2019, UBS O'Connor held 411 positions worth $3.53B, down 1.7% from $3.59B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

UBS O'Connor withdrew a net $728M in Q4 2019, closing 94 positions and reducing 73 holdings. Its most notable exit was Celgene Corp, an estimated $545M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 20% of assets, up from 18% a quarter earlier, followed by Healthcare and Technology.

Against the trend, UBS O'Connor opened a new position in TD Ameritrade Holding Corp worth $160M.

  • UBS O'Connor's largest Q4 2019 buy was TD Ameritrade Holding Corp: 3,221,718 shares worth $160M.
  • UBS O'Connor added most to Wellcare Health Plans, Inc. in Q4 2019, an estimated $198M increase.
  • UBS O'Connor's biggest Q4 2019 reduction was Post Holdings, cutting an estimated $31.4M.
  • UBS O'Connor fully exited Celgene Corp in Q4 2019, selling an estimated $545M.
  • UBS O'Connor's ten largest holdings make up 47% of its $3.53B portfolio in Q4 2019.
  • UBS O'Connor opened 105 new positions and closed 94 in Q4 2019.
  • UBS O'Connor's portfolio value fell 1.7% quarter-over-quarter to $3.53B.

Based on UBS O'Connor's 13F filing for Q4 2019, filed 14 Feb 2020.