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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+10.95%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$3.53B
AUM Growth
-$60.5M
Cap. Flow
-$649M
Cap. Flow %
-18.37%
Top 10 Hldgs %
46.78%
Holding
411
New
105
Increased
79
Reduced
73
Closed
94

Top Buys

Rank Stock Value
1
WCG
Wellcare Health Plans, Inc.
WCG
+$198M
2
AMTD
TD Ameritrade Holding Corp
AMTD
+$140M
3
TIF
Tiffany & Co.
TIF
+$119M
4
CY
Cypress Semiconductor
CY
+$76M
5
MDCO
Medicines Co
MDCO
+$64.5M

Top Sells

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$545M
2
STI
SunTrust Banks, Inc.
STI
+$231M
3
GWR
Genesee & Wyoming Inc.
GWR
+$170M
4
AABA
Altaba Inc
AABA
+$72.2M
5
ACEL icon
Accel Entertainment
ACEL
+$33.9M

Sector Composition

Rank Sector Weight
1 Technology 19.08%
2 Consumer Discretionary 8.09%
3 Real Estate 7.1%
4 Financials 7.07%
5 Industrials 3.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SDC
51
DELISTED
SmileDirectClub, Inc. Class A Common Stock
SDC
$11.1M 0.32%
1,275,000
+575,000
+82% +$5.75M
YEXT icon
52
Yext
YEXT
$558M
$11M 0.31%
+765,000
New +$11.9M
CRM icon
53
Salesforce
CRM
$153B
$11M 0.31%
67,500
+5,000
+8% +$784K
DEI icon
54
Douglas Emmett
DEI
$1.93B
$10.6M 0.3%
240,500
+119,900
+99% +$5.19M
SCPE
55
DELISTED
SC Health Corporation
SCPE
$10.4M 0.3%
1,050,000
+550,000
+110% +$5.43M
RHP icon
56
Ryman Hospitality Properties
RHP
$7.84B
$10.2M 0.29%
117,700
+1,800
+2% +$155K
GCMG icon
57
GCM Grosvenor
GCMG
$814M
$10M 0.28%
975,000
+575,000
+144% +$5.85M
RPLA
58
DELISTED
Replay Acquisition Corp. Ordinary Shares
RPLA
$9.88M 0.28%
985,000
+585,000
+146% +$5.82M
SUI icon
59
Sun Communities
SUI
$14.7B
$9.78M 0.28%
65,150
-2,450
-4% -$382K
WMGI
60
DELISTED
Wright Medical Group Inc
WMGI
$9.77M 0.28%
+320,420
New +$8.39M
NVR icon
61
NVR
NVR
$16.9B
$9.77M 0.28%
2,564
+1,767
+222% +$6.54M
LVOX
62
DELISTED
LiveVox Holding, Inc. Class A Common Stock
LVOX
$9.76M 0.28%
975,000
+500,000
+105% +$4.96M
FSR
63
DELISTED
Fisker Inc.
FSR
$9.52M 0.27%
936,259
+250,000
+36% +$2.52M
FMC icon
64
FMC
FMC
$1.32B
$9.48M 0.27%
+95,000
New +$8.83M
CPT icon
65
Camden Property Trust
CPT
$11B
$9.47M 0.27%
89,263
+56,563
+173% +$6.26M
HR icon
66
Healthcare Realty
HR
$6.92B
$9.37M 0.27%
309,300
+82,200
+36% +$2.46M
BMTX
67
DELISTED
BM Technologies, Inc.
BMTX
$9.09M 0.26%
886,236
+267,600
+43% +$2.73M
ALB icon
68
Albemarle
ALB
$14.8B
$8.77M 0.25%
+120,000
New +$8.01M
KRC icon
69
Kilroy Realty
KRC
$4.34B
$8.68M 0.25%
+103,400
New +$8.43M
VRT icon
70
Vertiv
VRT
$106B
$8.55M 0.24%
+775,000
New +$8.09M
SFT
71
DELISTED
Shift Technologies, Inc. Class A Common Stock
SFT
$8.46M 0.24%
84,450
+46,950
+125% +$4.65M
ADC icon
72
Agree Realty
ADC
$9.5B
$8.45M 0.24%
+120,400
New +$8.88M
ELS icon
73
Equity Lifestyle Properties
ELS
$12.5B
$8.4M 0.24%
119,400
-16,200
-12% -$1.13M
CTRE icon
74
CareTrust REIT
CTRE
$9.72B
$8.4M 0.24%
407,000
-73,600
-15% -$1.61M
VICI icon
75
VICI Properties
VICI
$29.2B
$8.38M 0.24%
328,177
+5,577
+2% +$135K
1 2
3
4 5

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FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q4 2019 Portfolio in Review

As of Q4 2019, UBS O'Connor held 411 positions worth $3.53B, down 1.7% from $3.59B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

UBS O'Connor withdrew a net $649M in Q4 2019, closing 94 positions and reducing 73 holdings. Its most notable exit was Celgene Corp, an estimated $545M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Real Estate.

Against the trend, UBS O'Connor opened a new position in TD Ameritrade Holding Corp worth $160M.

  • UBS O'Connor's largest Q4 2019 buy was TD Ameritrade Holding Corp: 3,221,718 shares worth $160M.
  • UBS O'Connor added most to Wellcare Health Plans, Inc. in Q4 2019, an estimated $198M increase.
  • UBS O'Connor's biggest Q4 2019 reduction was Post Holdings, cutting an estimated $31.4M.
  • UBS O'Connor fully exited Celgene Corp in Q4 2019, selling an estimated $545M.
  • UBS O'Connor's ten largest holdings make up 47% of its $3.53B portfolio in Q4 2019.
  • UBS O'Connor opened 105 new positions and closed 94 in Q4 2019.
  • UBS O'Connor's portfolio value fell 1.7% quarter-over-quarter to $3.53B.

Based on UBS O'Connor's 13F filing for Q4 2019, filed 14 Feb 2020.