We are live on ! Find out more
UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+3.64%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.19B
AUM Growth
-$451M
Cap. Flow
-$924M
Cap. Flow %
-17.8%
Top 10 Hldgs %
58.96%
Holding
438
New
147
Increased
36
Reduced
81
Closed
142
Avg Time Held Equity + Options
2.2 quarters
Top 10 Avg Time Held Equity + Options
1.8 quarters
Top 20 Avg Time Held Equity + Options
1.5 quarters
Avg Time Held Equity only
2.4 quarters
Top 10 Avg Time Held Equity only
1.8 quarters
Top 20 Avg Time Held Equity only
1.5 quarters

Top Buys

Rank Stock Value
1
AET
Aetna Inc
AET
+$221M
2
XL
XL Group Ltd.
XL
+$209M
3
NXPI icon
NXP Semiconductors
NXPI
+$194M
4
MON
Monsanto Co
MON
+$116M
5
VR
Validus Hold Ltd
VR
+$114M

Top Sells

Rank Stock Value
1
BDX icon
Becton Dickinson
BDX
+$178M
2
SNI
Scripps Networks Interactive, Inc Common Class A
SNI
+$167M
3
CPN
Calpine Corporation
CPN
+$132M
4
AKRX
Akorn Inc
AKRX
+$62.4M
5
GM icon
General Motors
GM
+$62.2M

Sector Composition

Rank Sector Weight
1 Financials 19.72%
2 Technology 19.37%
3 Miscellaneous 14.69%
4 Materials 13.55%
5 Industrials 10.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
CMA icon
51
DELISTED
Comerica
CMA
$9.59M 0.18%
+100,000
New +$9.54M
2018 Q1
0 quarters
WBD icon
52
DELISTED
Warner Bros
WBD
$9.44M 0.18%
+440,421
New +$10.5M
2018 Q1
0 quarters
IBKC
53
DELISTED
IBERIABANK Corp
IBKC
$9.36M 0.18%
120,000
+19,135
+19% +$1.57M
2017 Q4
1 quarter
EA icon
54
DELISTED
Electronic Arts
EA
$8.88M 0.17%
73,225
+10,875
+17% +$1.32M
2017 Q4
1 quarter
JPM icon
55
JPMorgan Chase
JPM
$885B
$8.8M 0.17%
80,000
+6,500
+9% +$736K
2017 Q4
1 quarter
AMZN icon
56
Amazon
AMZN
$2.83T
$8.71M 0.17%
120,400
-319,220
-73% -$22.8M
2015 Q1
12 quarters
TPGH.U
57
DELISTED
TPG Pace Holdings Corp. Units, each consisting of one Class A ordinary share, $.0001 par value, and
TPGH.U
$8.68M 0.17%
831,000
-169,000
-17% -$1.75M
2017 Q2
3 quarters
AXS icon
58
AXIS Capital
AXS
$7.06B
$8.64M 0.17%
+150,000
New +$7.74M
2018 Q1
0 quarters
PEP icon
59
PepsiCo
PEP
$172B
$8.63M 0.17%
+79,046
New +$8.99M
2018 Q1
0 quarters
JCI icon
60
Johnson Controls International
JCI
$95.4B
$7.73M 0.15%
219,475
-38,955
-15% -$1.48M
2015 Q1
12 quarters
IDTI
61
DELISTED
Integrated Device Technology I
IDTI
$7.29M 0.14%
+238,455
New +$7.41M
2018 Q1
0 quarters
BGC icon
62
DELISTED
General Cable Corporation
BGC
$6.97M 0.13%
235,365
+185,365
+371% +$5.49M
2017 Q4
1 quarter
EXP icon
63
Eagle Materials
EXP
$5.05B
$6.95M 0.13%
67,444
-10,599
-14% -$1.14M
2016 Q3
6 quarters
ESRX
64
DELISTED
Express Scripts Holding Company
ESRX
$6.91M 0.13%
+100,000
New +$7.63M
2018 Q1
0 quarters
MDLZ icon
65
Mondelez International
MDLZ
$77.1B
$6.85M 0.13%
164,104
-987,314
-86% -$42.9M
2014 Q2
15 quarters
CBOE icon
66
Cboe Global Markets
CBOE
$31.8B
$6.85M 0.13%
+60,000
New +$7.29M
2018 Q1
0 quarters
NTRS icon
67
Northern Trust
NTRS
$30.8B
$6.7M 0.13%
+65,000
New +$6.8M
2018 Q1
0 quarters
BERY icon
68
DELISTED
Berry Global Group, Inc.
BERY
$6.62M 0.13%
131,611
-1,406
-1% -$73.2K
2016 Q4
5 quarters
WFC icon
69
Wells Fargo
WFC
$253B
$6.55M 0.13%
125,000
-907,968
-88% -$53.9M
2016 Q4
5 quarters
FHI icon
70
Federated Hermes
FHI
$4.22B
$6.35M 0.12%
+190,000
New +$6.46M
2018 Q1
0 quarters
K icon
71
DELISTED
Kellanova
K
$6.06M 0.12%
+99,279
New +$6.27M
2018 Q1
0 quarters
CY
72
DELISTED
Cypress Semiconductor
CY
$5.82M 0.11%
343,121
-154,913
-31% -$2.66M
2017 Q1
4 quarters
INTC icon
73
Intel
INTC
$553B
$5.76M 0.11%
110,647
+85,647
+343% +$4.07M
2017 Q4
1 quarter
LEN icon
74
Lennar Class A
LEN
$18.2B
$5.64M 0.11%
+98,793
New +$5.96M
2018 Q1
0 quarters
VIV icon
75
Telefônica Brasil
VIV
$19.5B
$5.63M 0.11%
+366,392
New +$5.8M
2018 Q1
0 quarters
1 2
3
4 5

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
Meritage Portfolio Management Overland Park, Kansas $1.51B AUM 26.61% 1-Year Est. Return

UBS O'Connor's Q1 2018 Portfolio in Review

As of Q1 2018, UBS O'Connor held 438 positions worth $5.19B, down 8% from $5.64B the previous quarter. Its ten largest holdings account for 59% of the portfolio.

UBS O'Connor withdrew a net $924M in Q1 2018, closing 142 positions and reducing 81 holdings. Its most notable exit was Becton Dickinson, an estimated $178M position sold in full.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 10% a quarter earlier, followed by Technology and Miscellaneous.

Against the trend, UBS O'Connor opened a new position in XL Group Ltd. worth $263M.

  • UBS O'Connor's largest Q1 2018 buy was XL Group Ltd.: 4,767,914 shares worth $263M.
  • UBS O'Connor added most to Aetna Inc in Q1 2018, an estimated $221M increase.
  • UBS O'Connor's biggest Q1 2018 reduction was Akorn Inc, cutting an estimated $62.4M.
  • UBS O'Connor fully exited Becton Dickinson in Q1 2018, selling an estimated $178M.
  • UBS O'Connor's ten largest holdings make up 59% of its $5.19B portfolio in Q1 2018.
  • UBS O'Connor opened 147 new positions and closed 142 in Q1 2018.
  • UBS O'Connor's portfolio value fell 8% quarter-over-quarter to $5.19B.

Based on UBS O'Connor's 13F filing for Q1 2018, filed 14 May 2018.