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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+2.19%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.45B
AUM Growth
-$493M
Cap. Flow
+$322M
Cap. Flow %
5.9%
Top 10 Hldgs %
20.77%
Holding
587
New
179
Increased
113
Reduced
93
Closed
156

Top Buys

Rank Stock Value
1
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$119M
2
CAM
CAMERON INTERNATIONAL CORPORATION
CAM
+$114M
3
ALR
Alere Inc
ALR
+$86.6M
4
DHR icon
Danaher
DHR
+$82.5M
5
MDLZ icon
Mondelez International
MDLZ
+$71M

Top Sells

Rank Stock Value
1
BRCM
BROADCOM CORP CL-A
BRCM
+$496M
2
PCP
PRECISION CASTPARTS CORP
PCP
+$327M
3
CB
CHUBB CORPORATION
CB
+$237M
4
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$189M
5
FCAM
Fiat Chrysler Automobiles N.V.
FCAM
+$91.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 14.94%
2 Industrials 14.9%
3 Consumer Discretionary 13.15%
4 Financials 9.17%
5 Technology 7.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PGR icon
51
Progressive
PGR
$125B
$27.5M 0.5%
782,000
-644,518
-45% -$20.6M
ESRX
52
DELISTED
Express Scripts Holding Company
ESRX
$27.5M 0.5%
+399,725
New +$28.7M
CVC
53
DELISTED
CABLEVISION SYS CP NY GRP CL-A
CVC
$27.2M 0.5%
+822,850
New +$26.5M
KMB icon
54
Kimberly-Clark
KMB
$36.1B
$26.9M 0.49%
199,741
-37,627
-16% -$4.89M
MRC
55
DELISTED
MRC Global
MRC
$26.4M 0.49%
2,011,655
-987,933
-33% -$11.4M
YOKU
56
DELISTED
YOUKU TUDOU INC.(CAYMAN ISLS)
YOKU
$25.4M 0.47%
+924,158
New +$25.2M
NWL icon
57
Newell Brands
NWL
$2.56B
$24.9M 0.46%
561,065
+403,306
+256% +$15.8M
ITC
58
DELISTED
ITC HOLDINGS CORP
ITC
$24.6M 0.45%
+564,501
New +$22.9M
CDK
59
DELISTED
CDK Global, Inc.
CDK
$24M 0.44%
515,990
-11,201
-2% -$499K
MSFT icon
60
Microsoft
MSFT
$3.71T
$23.9M 0.44%
432,360
-118,066
-21% -$6.19M
ALR.PRB
61
DELISTED
Alere Inc
ALR.PRB
$23M 0.42%
+61,500
New +$21.7M
ADBE icon
62
Adobe
ADBE
$103B
$22.5M 0.41%
240,000
+138,984
+138% +$12M
MSM icon
63
MSC Industrial Direct
MSM
$6.92B
$22M 0.4%
288,398
+65,112
+29% +$4.36M
FL
64
DELISTED
Foot Locker
FL
$21.9M 0.4%
340,000
+159,700
+89% +$10.4M
BBL
65
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$21.6M 0.4%
950,401
+106,875
+13% +$2.24M
Z icon
66
Zillow
Z
$7.65B
$20.8M 0.38%
877,242
-14,024
-2% -$293K
B
67
Barrick Mining
B
$69.3B
$20.6M 0.38%
1,517,196
-3,456,304
-69% -$40.2M
RCL icon
68
Royal Caribbean
RCL
$85.7B
$20.5M 0.38%
249,475
+71,370
+40% +$5.57M
ENR icon
69
Energizer
ENR
$1.48B
$20.1M 0.37%
497,390
+55,302
+13% +$2.02M
KR icon
70
Kroger
KR
$35.1B
$19.9M 0.37%
+520,000
New +$20.1M
HYG icon
71
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$19.6M 0.36%
240,500
+144,000
+149% +$11.4M
BOX icon
72
Box
BOX
$4.41B
$19.2M 0.35%
1,570,070
+220,000
+16% +$2.5M
HLT icon
73
Hilton Worldwide
HLT
$72.5B
$18.8M 0.35%
278,266
+221,466
+390% +$13.2M
PPG icon
74
PPG Industries
PPG
$26B
$18.7M 0.34%
167,795
-144,806
-46% -$14.2M
DLTR icon
75
Dollar Tree
DLTR
$24.9B
$18.6M 0.34%
+226,037
New +$17.8M
1 2
3
4 5

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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
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RC
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CGL
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CB
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UBS O'Connor's Q1 2016 Portfolio in Review

As of Q1 2016, UBS O'Connor held 587 positions worth $5.45B, down 8.3% from $5.94B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

UBS O'Connor deployed $322M of net new capital in Q1 2016, opening 179 new positions and adding to 113 existing holdings. Its largest new stake was BAXALTA INC COM STK (DE): 3,012,562 shares worth $122M.

By sector, the portfolio is most concentrated in Consumer Staples at 15% of assets, up from 11% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Nielsen Holdings plc, an estimated $77.1M trimmed.

  • UBS O'Connor's largest Q1 2016 buy was BAXALTA INC COM STK (DE): 3,012,562 shares worth $122M.
  • UBS O'Connor added most to Mondelez International in Q1 2016, an estimated $71M increase.
  • UBS O'Connor's biggest Q1 2016 reduction was Nielsen Holdings plc, cutting an estimated $77.1M.
  • UBS O'Connor fully exited BROADCOM CORP CL-A in Q1 2016, selling an estimated $496M.
  • UBS O'Connor's ten largest holdings make up 21% of its $5.45B portfolio in Q1 2016.
  • UBS O'Connor opened 179 new positions and closed 156 in Q1 2016.
  • UBS O'Connor's portfolio value fell 8.3% quarter-over-quarter to $5.45B.

Based on UBS O'Connor's 13F filing for Q1 2016, filed 13 May 2016.