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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+5.84%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.94B
AUM Growth
+$1.03B
Cap. Flow
+$264M
Cap. Flow %
4.44%
Top 10 Hldgs %
34.32%
Holding
632
New
148
Increased
86
Reduced
133
Closed
221

Top Buys

Rank Stock Value
1
BRCM
BROADCOM CORP CL-A
BRCM
+$462M
2
PCP
PRECISION CASTPARTS CORP
PCP
+$326M
3
CB
CHUBB CORPORATION
CB
+$232M
4
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$189M
5
EMC
EMC CORPORATION
EMC
+$130M

Top Sells

Rank Stock Value
1
HCC
HCC INSURANCES HOLDINGS INC
HCC
+$218M
2
CYN
CITY NATIONAL CORPORATION
CYN
+$106M
3
HCBK
HUDSON CITY BANCORP INC
HCBK
+$62.8M
4
NUE icon
Nucor
NUE
+$54.4M
5
CVC
CABLEVISION SYS CP NY GRP CL-A
CVC
+$44.1M

Sector Composition

Rank Sector Weight
1 Industrials 17.3%
2 Financials 13.13%
3 Consumer Staples 11.42%
4 Consumer Discretionary 11.12%
5 Technology 5.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CDK
51
DELISTED
CDK Global, Inc.
CDK
$25M 0.42%
527,191
+140,924
+36% +$6.84M
USO icon
52
United States Oil Fund
USO
$1.86B
$23.5M 0.39%
+266,579
New +$28.4M
SNDK
53
DELISTED
SANDISK CORP
SNDK
$22.9M 0.39%
301,528
+290,720
+2,690% +$21.3M
PTEN icon
54
Patterson-UTI
PTEN
$3.83B
$22.7M 0.38%
1,505,239
+500,843
+50% +$7.7M
NUE icon
55
Nucor
NUE
$61.9B
$22.6M 0.38%
559,788
-1,323,347
-70% -$54.4M
MDLZ icon
56
Mondelez International
MDLZ
$80.1B
$22.4M 0.38%
498,430
-447,096
-47% -$20M
LGF
57
DELISTED
Lions Gate Entertainment
LGF
$21.8M 0.37%
671,958
+130,511
+24% +$4.8M
CMBT
58
CMB.TECH NV
CMBT
$4.76B
$21.3M 0.36%
1,550,874
-104,025
-6% -$1.47M
Z icon
59
Zillow
Z
$7.65B
$20.9M 0.35%
891,266
+598,741
+205% +$15.8M
TT icon
60
Trane Technologies
TT
$105B
$19.2M 0.32%
347,334
+223,334
+180% +$12.6M
GRA
61
DELISTED
W.R. Grace & Co.
GRA
$19.1M 0.32%
192,274
+52,629
+38% +$5.15M
BBL
62
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$19.1M 0.32%
843,526
+192,283
+30% +$5.43M
BHP icon
63
BHP
BHP
$223B
$18.9M 0.32%
820,441
-166,870
-17% -$4.46M
BOX icon
64
Box
BOX
$4.41B
$18.8M 0.32%
1,350,070
+418,900
+45% +$5.5M
TNK icon
65
Teekay Tankers
TNK
$2.67B
$18.5M 0.31%
336,534
+56,162
+20% +$3.3M
MCD icon
66
McDonald's
MCD
$196B
$18.1M 0.31%
153,606
+123,911
+417% +$13.9M
RCL icon
67
Royal Caribbean
RCL
$85.7B
$18M 0.3%
178,105
+153,570
+626% +$14.6M
AGN
68
DELISTED
Allergan plc
AGN
$18M 0.3%
+57,505
New +$17.1M
GAS
69
DELISTED
AGL Resources Inc
GAS
$17.2M 0.29%
269,277
+236,880
+731% +$14.8M
UNP icon
70
Union Pacific
UNP
$175B
$16.7M 0.28%
+214,182
New +$18.4M
BKNG icon
71
Booking.com
BKNG
$156B
$16.5M 0.28%
323,925
+173,825
+116% +$9.18M
STLD icon
72
Steel Dynamics
STLD
$37.5B
$16.4M 0.28%
916,715
+17,367
+2% +$310K
JD icon
73
JD.com
JD
$44.3B
$16.3M 0.27%
+503,830
New +$14.9M
PBF icon
74
PBF Energy
PBF
$7.26B
$16.1M 0.27%
+438,274
New +$15.5M
ADM icon
75
Archer Daniels Midland
ADM
$37.4B
$16M 0.27%
+435,492
New +$17.4M
1 2
3
4 5

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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
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RC
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A
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CGL
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CB
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UBS O'Connor's Q4 2015 Portfolio in Review

As of Q4 2015, UBS O'Connor held 632 positions worth $5.94B, up 21% from $4.91B the previous quarter. Its ten largest holdings account for 34% of the portfolio.

UBS O'Connor deployed $264M of net new capital in Q4 2015, opening 148 new positions and adding to 86 existing holdings. Its largest new stake was BROADCOM CORP CL-A: 8,579,797 shares worth $496M.

By sector, the portfolio is most concentrated in Industrials at 17% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Staples.

On the sell side, the largest reduction was Nucor, an estimated $54.4M trimmed.

  • UBS O'Connor's largest Q4 2015 buy was BROADCOM CORP CL-A: 8,579,797 shares worth $496M.
  • UBS O'Connor added most to EMC CORPORATION in Q4 2015, an estimated $130M increase.
  • UBS O'Connor's biggest Q4 2015 reduction was Nucor, cutting an estimated $54.4M.
  • UBS O'Connor fully exited HCC INSURANCES HOLDINGS INC in Q4 2015, selling an estimated $218M.
  • UBS O'Connor's ten largest holdings make up 34% of its $5.94B portfolio in Q4 2015.
  • UBS O'Connor opened 148 new positions and closed 221 in Q4 2015.
  • UBS O'Connor's portfolio value rose 21% quarter-over-quarter to $5.94B.

Based on UBS O'Connor's 13F filing for Q4 2015, filed 10 Feb 2016.