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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+3.87%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$4.81B
AUM Growth
-$531M
Cap. Flow
-$1.24B
Cap. Flow %
-25.85%
Top 10 Hldgs %
18.16%
Holding
673
New
167
Increased
91
Reduced
97
Closed
256
Avg Time Held Equity + Options
0.6 quarters
Top 10 Avg Time Held Equity + Options
0.6 quarters
Top 20 Avg Time Held Equity + Options
0.4 quarters
Avg Time Held Equity only
0.6 quarters
Top 10 Avg Time Held Equity only
0.6 quarters
Top 20 Avg Time Held Equity only
0.4 quarters

Top Buys

Rank Stock Value
1
CL icon
Colgate-Palmolive
CL
+$59.4M
2
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$56.3M
3
SPG icon
Simon Property Group
SPG
+$52M
4
TSM icon
TSMC
TSM
+$45.4M
5
M icon
Macy's
M
+$44.3M

Top Sells

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$167M
2
GDI
GARDNER DENVER,INC
GDI
+$60.4M
3
BMC
BMC SOFTWARE, INC
BMC
+$58.7M
4
SFD icon
SMITHFIELD FOODS,INC
SFD
+$55.2M
5
AAP icon
Advance Auto Parts
AAP
+$48.2M

Sector Composition

Rank Sector Weight
1 Miscellaneous 29.53%
2 Real Estate 16.41%
3 Consumer Staples 12.46%
4 Financials 6.75%
5 Consumer Discretionary 6.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
FCX icon
51
Freeport-McMoran
FCX
$106B
$24.7M 0.51%
747,972
+725,444
+3,220% +$22.2M
2013 Q2
1 quarter
HD icon
52
Home Depot
HD
$290B
$24M 0.5%
316,146
-336,461
-52% -$26M
2013 Q2
1 quarter
VOD icon
53
Vodafone
VOD
$36B
$22.7M 0.47%
632,007
+443,850
+236% +$14M
2013 Q2
1 quarter
CE icon
54
Celanese
CE
$4.94B
$22.5M 0.47%
425,365
+301,613
+244% +$14.8M
2013 Q2
1 quarter
RHP icon
55
Ryman Hospitality Properties
RHP
$8.3B
$20.5M 0.43%
593,800
+303,800
+105% +$10.8M
2013 Q2
1 quarter
NWSA icon
56
News Corp Class A
NWSA
$15.7B
$20M 0.42%
+1,248,088
New +$19.9M
2013 Q3
0 quarters
NWL icon
57
Newell Brands
NWL
$2.4B
$20M 0.42%
727,876
-845,409
-54% -$22.5M
2013 Q2
1 quarter
C icon
58
Citigroup
C
$217B
$19.9M 0.41%
411,004
+36,803
+10% +$1.86M
2013 Q2
1 quarter
CPT icon
59
Camden Property Trust
CPT
$11.3B
$19.9M 0.41%
323,166
-98,484
-23% -$6.62M
2013 Q2
1 quarter
DCT
60
DELISTED
DCT Industrial Trust Inc.
DCT
$19.6M 0.41%
682,500
-55,249
-7% -$1.61M
2013 Q2
1 quarter
FRT icon
61
Federal Realty Investment Trust
FRT
$9.22B
$19.6M 0.41%
193,222
+2,313
+1% +$237K
2013 Q2
1 quarter
PG icon
62
Procter & Gamble
PG
$351B
$19.5M 0.41%
257,586
-303,395
-54% -$24.1M
2013 Q2
1 quarter
SPY icon
63
State Street SPDR S&P 500 ETF Trust
SPY
$833B
$19.4M 0.4%
+115,176
New +$19.3M
2013 Q3
0 quarters
LNKD
64
DELISTED
LinkedIn Corporation
LNKD
$18.7M 0.39%
+75,925
New +$17.1M
2013 Q3
0 quarters
HCBK
65
DELISTED
HUDSON CITY BANCORP INC
HCBK
$18.1M 0.38%
+1,995,600
New +$18.8M
2013 Q3
0 quarters
PACW
66
DELISTED
PacWest Bancorp
PACW
$17.9M 0.37%
+520,174
New +$17.6M
2013 Q3
0 quarters
TC.PRT icon
67
DELISTED
THOMPSON CREEK METALS COMPANY INC. COMMON SHARES(CANADA)TANG
TC.PRT
$17.3M 0.36%
924,544
-18,289
-2% -$325K
2013 Q2
1 quarter
VIAB
68
DELISTED
Viacom Inc. Class B
VIAB
$17.3M 0.36%
+206,976
New +$16M
2013 Q3
0 quarters
PVH icon
69
PVH
PVH
$3.75B
$17M 0.35%
142,828
+70,420
+97% +$9.04M
2013 Q2
1 quarter
DTE icon
70
DTE Energy
DTE
$26.4B
$16.7M 0.35%
+296,769
New +$17.2M
2013 Q3
0 quarters
LNT icon
71
Alliant Energy
LNT
$17.1B
$16.4M 0.34%
660,000
+44,640
+7% +$1.14M
2013 Q2
1 quarter
META icon
72
Meta Platforms (Facebook)
META
$1.83T
$16.3M 0.34%
325,050
-1,044,900
-76% -$38.9M
2013 Q2
1 quarter
RF icon
73
Regions Financial
RF
$23B
$16.1M 0.34%
+1,740,998
New +$17.1M
2013 Q3
0 quarters
CVS icon
74
CVS Health
CVS
$110B
$16M 0.33%
282,281
+1,403
+0.5% +$83.6K
2013 Q2
1 quarter
CLP
75
DELISTED
COLONIAL PROPERTIES TRUST
CLP
$15.7M 0.33%
699,999
-2,774
-0.4% -$64.3K
2013 Q2
1 quarter
1 2
3
4 5

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
Meritage Portfolio Management Overland Park, Kansas $1.51B AUM 26.61% 1-Year Est. Return

UBS O'Connor's Q3 2013 Portfolio in Review

As of Q3 2013, UBS O'Connor held 673 positions worth $4.81B, down 9.9% from $5.34B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

UBS O'Connor withdrew a net $1.24B in Q3 2013, closing 256 positions and reducing 97 holdings. Its most notable exit was Pfizer, an estimated $167M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 30% of assets, up from 27% a quarter earlier, followed by Real Estate and Consumer Staples.

Against the trend, UBS O'Connor opened a new position in Colgate-Palmolive worth $59.4M.

  • UBS O'Connor's largest Q3 2013 buy was Colgate-Palmolive: 1,002,498 shares worth $59.4M.
  • UBS O'Connor added most to ONYX PHARMACEUTICALS INC in Q3 2013, an estimated $56.3M increase.
  • UBS O'Connor's biggest Q3 2013 reduction was Advance Auto Parts, cutting an estimated $48.2M.
  • UBS O'Connor fully exited Pfizer in Q3 2013, selling an estimated $167M.
  • UBS O'Connor's ten largest holdings make up 18% of its $4.81B portfolio in Q3 2013.
  • UBS O'Connor opened 167 new positions and closed 256 in Q3 2013.
  • UBS O'Connor's portfolio value fell 9.9% quarter-over-quarter to $4.81B.

Based on UBS O'Connor's 13F filing for Q3 2013, filed 14 Nov 2013.