We are live on ! Find out more
UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+3.87%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.81B
AUM Growth
-$531M
Cap. Flow
-$1.18B
Cap. Flow %
-24.44%
Top 10 Hldgs %
18.16%
Holding
673
New
167
Increased
91
Reduced
97
Closed
256

Top Buys

Rank Stock Value
1
CL icon
Colgate-Palmolive
CL
+$59.4M
2
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$56.3M
3
SPG icon
Simon Property Group
SPG
+$52M
4
TSM icon
TSMC
TSM
+$45.4M
5
M icon
Macy's
M
+$44.3M

Top Sells

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$167M
2
GDI
GARDNER DENVER,INC
GDI
+$60.4M
3
BMC
BMC SOFTWARE, INC
BMC
+$58.7M
4
SFD
SMITHFIELD FOODS,INC
SFD
+$55.2M
5
AAP icon
Advance Auto Parts
AAP
+$48.2M

Sector Composition

Rank Sector Weight
1 Real Estate 14.75%
2 Consumer Staples 11.78%
3 Consumer Discretionary 6.16%
4 Financials 6.01%
5 Industrials 5.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FCX icon
51
Freeport-McMoran
FCX
$95.5B
$24.7M 0.51%
747,972
+725,444
+3,220% +$22.2M
HD icon
52
Home Depot
HD
$349B
$24M 0.5%
316,146
-336,461
-52% -$26M
VOD icon
53
Vodafone
VOD
$37B
$22.7M 0.47%
632,007
+443,850
+236% +$14M
CE icon
54
Celanese
CE
$4.82B
$22.5M 0.47%
425,365
+301,613
+244% +$14.8M
RHP icon
55
Ryman Hospitality Properties
RHP
$7.84B
$20.5M 0.43%
593,800
+303,800
+105% +$10.8M
NWSA icon
56
News Corp Class A
NWSA
$16.1B
$20M 0.42%
+1,248,088
New +$19.9M
NWL icon
57
Newell Brands
NWL
$2.56B
$20M 0.42%
727,876
-845,409
-54% -$22.5M
C icon
58
Citigroup
C
$224B
$19.9M 0.41%
411,004
+36,803
+10% +$1.86M
CPT icon
59
Camden Property Trust
CPT
$11B
$19.9M 0.41%
323,166
-98,484
-23% -$6.62M
DCT
60
DELISTED
DCT Industrial Trust Inc.
DCT
$19.6M 0.41%
682,500
-55,249
-7% -$1.61M
FRT icon
61
Federal Realty Investment Trust
FRT
$10.2B
$19.6M 0.41%
193,222
+2,313
+1% +$237K
PG icon
62
Procter & Gamble
PG
$342B
$19.5M 0.41%
257,586
-303,395
-54% -$24.1M
SPY icon
63
State Street SPDR S&P 500 ETF Trust
SPY
$818B
$19.4M 0.4%
+115,176
New +$19.3M
LNKD
64
DELISTED
LinkedIn Corporation
LNKD
$18.7M 0.39%
+75,925
New +$17.1M
HCBK
65
DELISTED
HUDSON CITY BANCORP INC
HCBK
$18.1M 0.38%
+1,995,600
New +$18.8M
PACW
66
DELISTED
PacWest Bancorp
PACW
$17.9M 0.37%
+520,174
New +$17.6M
TC.PRT
67
DELISTED
THOMPSON CREEK METALS COMPANY INC. COMMON SHARES(CANADA)TANG
TC.PRT
$17.3M 0.36%
924,544
-18,289
-2% -$325K
VIAB
68
DELISTED
Viacom Inc. Class B
VIAB
$17.3M 0.36%
+206,976
New +$16M
PVH icon
69
PVH
PVH
$3.99B
$17M 0.35%
142,828
+70,420
+97% +$9.04M
DTE icon
70
DTE Energy
DTE
$29.1B
$16.7M 0.35%
+296,769
New +$17.2M
LNT icon
71
Alliant Energy
LNT
$18B
$16.4M 0.34%
660,000
+44,640
+7% +$1.14M
META icon
72
Meta Platforms (Facebook)
META
$1.5T
$16.3M 0.34%
325,050
-1,044,900
-76% -$38.9M
RF icon
73
Regions Financial
RF
$26.8B
$16.1M 0.34%
+1,740,998
New +$17.1M
CVS icon
74
CVS Health
CVS
$123B
$16M 0.33%
282,281
+1,403
+0.5% +$83.6K
CLP
75
DELISTED
COLONIAL PROPERTIES TRUST
CLP
$15.7M 0.33%
699,999
-2,774
-0.4% -$64.3K
1 2
3
4 5

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2013 Portfolio in Review

As of Q3 2013, UBS O'Connor held 673 positions worth $4.81B, down 9.9% from $5.34B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

UBS O'Connor withdrew a net $1.18B in Q3 2013, closing 256 positions and reducing 97 holdings. Its most notable exit was Pfizer, an estimated $167M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 15% of assets, up from 13% a quarter earlier, followed by Consumer Staples and Consumer Discretionary.

Against the trend, UBS O'Connor opened a new position in Colgate-Palmolive worth $59.4M.

  • UBS O'Connor's largest Q3 2013 buy was Colgate-Palmolive: 1,002,498 shares worth $59.4M.
  • UBS O'Connor added most to ONYX PHARMACEUTICALS INC in Q3 2013, an estimated $56.3M increase.
  • UBS O'Connor's biggest Q3 2013 reduction was Advance Auto Parts, cutting an estimated $48.2M.
  • UBS O'Connor fully exited Pfizer in Q3 2013, selling an estimated $167M.
  • UBS O'Connor's ten largest holdings make up 18% of its $4.81B portfolio in Q3 2013.
  • UBS O'Connor opened 167 new positions and closed 256 in Q3 2013.
  • UBS O'Connor's portfolio value fell 9.9% quarter-over-quarter to $4.81B.

Based on UBS O'Connor's 13F filing for Q3 2013, filed 14 Nov 2013.