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UBS O'Connor

UBS O'Connor Portfolio holdings

AUM $3.76B Turnover 54.76%
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+9.26%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$10.4B
AUM Growth
-$2.35B
Cap. Flow
-$3.18B
Cap. Flow %
-30.59%
Top 10 Hldgs %
56.61%
Holding
1,181
New
274
Increased
444
Reduced
178
Closed
245
Avg Time Held Equity + Options
0.5 years
Top 10 Avg Time Held Equity + Options
0.2 years
Top 20 Avg Time Held Equity + Options
0.2 years
Avg Time Held Equity only
0.5 years
Top 10 Avg Time Held Equity only
0.2 years
Top 20 Avg Time Held Equity only
0.2 years

Top Buys

Rank Stock Value
1
CONE
CyrusOne Inc Common Stock
CONE
+$439M
2
COHR icon
Coherent Inc
COHR
+$232M
3
CERN
Cerner Corp
CERN
+$116M
4
VG icon
Vonage Holdings Corporation
VG
+$95.6M
5
MIME
Mimecast Limited
MIME
+$92.8M

Top Sells

Rank Stock Value
1
KSU
Kansas City Southern
KSU
+$954M
2
PPD
PPD, Inc. Common Stock
PPD
+$742M
3
VER
VEREIT, Inc.
VER
+$701M
4
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$315M
5
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$247M

Sector Composition

Rank Sector Weight
1 Technology 26.55%
2 Financials 21.56%
3 Communication Services 16.89%
4 Real Estate 8.6%
5 Healthcare 7.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
ASAQ.WS
701
DELISTED
Atlantic Avenue Acquisition Corp Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
ASAQ.WS
$264K ﹤0.01%
533,059
-16,920
-3% -$11K
2021 Q1
3 quarters
ENPC.WS
702
DELISTED
Executive Network Partnering Corporation Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
ENPC.WS
$262K ﹤0.01%
410,333
-27,149
-6% -$19.5K
2021 Q1
3 quarters
THC icon
703
PUT
Tenet Healthcare
THC
$21.9B
$253K ﹤0.01%
+88,800
New +$6.49M
2021 Q4
0 quarters
RBAC.WS
704
DELISTED
RedBall Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordina
RBAC.WS
$249K ﹤0.01%
202,065
-97,924
-33% -$145K
2021 Q1
3 quarters
ISPOW icon
705
DELISTED
Inspirato Inc Warrant
ISPOW
$248K ﹤0.01%
256,881
+6,890
+3% +$7.78K
2021 Q1
3 quarters
MTH icon
706
Meritage Homes
MTH
$3.78B
$247K ﹤0.01%
+4,050
New +$226K
2021 Q4
0 quarters
M icon
707
PUT
Macy's
M
$5.92B
$244K ﹤0.01%
137,500
+101,000
+277% +$2.75M
2021 Q2
2 quarters
TGI icon
708
PUT
DELISTED
Triumph Group
TGI
$241K ﹤0.01%
65,300
-38,100
-37% -$744K
2021 Q2
2 quarters
HIGA.WS
709
DELISTED
H.I.G. Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HIGA.WS
$240K ﹤0.01%
342,507
+9,186
+3% +$6.74K
2021 Q1
3 quarters
HZON.WS
710
DELISTED
Horizon Acquisition Corporation II Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HZON.WS
$239K ﹤0.01%
252,838
-55,484
-18% -$59.5K
2021 Q1
3 quarters
GOAC.WS
711
DELISTED
GO Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock
GOAC.WS
$235K ﹤0.01%
357,260
-59,391
-14% -$45.3K
2021 Q1
3 quarters
COOLW icon
712
DELISTED
Corner Growth Acquisition Corp. Warrant
COOLW
$230K ﹤0.01%
342,507
+9,186
+3% +$7.79K
2021 Q1
3 quarters
NXU.WS icon
713
DELISTED
Novus Capital Corporation II Redeemable warrants, each whole warrant exercisable for shares of Class
NXU.WS
$229K ﹤0.01%
181,296
+4,861
+3% +$6.02K
2021 Q2
2 quarters
LTC icon
714
LTC Properties
LTC
$2.33B
$225K ﹤0.01%
+6,600
New +$220K
2021 Q4
0 quarters
PNTM.WS
715
DELISTED
Pontem Corporation Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PNTM.WS
$225K ﹤0.01%
252,838
-13,819
-5% -$11.1K
2021 Q1
3 quarters
IEA
716
DELISTED
Infrastructure and Energy Alternatives, Inc. Common Stock
IEA
$224K ﹤0.01%
+24,334
New +$255K
2021 Q4
0 quarters
KORE.WS icon
717
DELISTED
KORE Group Holdings, Inc. Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50
KORE.WS
$222K ﹤0.01%
+212,577
New +$249K
2021 Q4
0 quarters
CVIIW icon
718
DELISTED
Churchill Capital Corp VII Warrants
CVIIW
$218K ﹤0.01%
215,980
+5,784
+3% +$6.29K
2021 Q2
2 quarters
BOAC.WS
719
DELISTED
Bluescape Opportunities Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
BOAC.WS
$216K ﹤0.01%
252,838
-128,164
-34% -$126K
2021 Q1
3 quarters
SPR icon
720
PUT
DELISTED
Spirit AeroSystems
SPR
$215K ﹤0.01%
29,500
+3,200
+12% +$137K
2021 Q2
2 quarters
SPAQ.WS icon
721
DELISTED
Spartan Acquisition Corp. III Warrants, exercisable for one share of Class A Common Stock
SPAQ.WS
$215K ﹤0.01%
150,648
+4,039
+3% +$5.28K
2021 Q2
2 quarters
OXY icon
722
PUT
Occidental Petroleum
OXY
$61.4B
$213K ﹤0.01%
181,400
+3,800
+2% +$119K
2020 Q1
7 quarters
WYNN icon
723
PUT
Wynn Resorts
WYNN
$7.59B
$210K ﹤0.01%
5,300
– –
2021 Q3
1 quarter
EOCW.WS
724
DELISTED
Elliott Opportunity II Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
EOCW.WS
$205K ﹤0.01%
193,414
+67,925
+54% +$76.1K
2021 Q3
1 quarter
IGACW icon
725
DELISTED
IG Acquisition Corp. Warrant
IGACW
$204K ﹤0.01%
256,881
+6,890
+3% +$5.95K
2021 Q1
3 quarters
27 28
29
30 31

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UBS O'Connor's Q4 2021 Portfolio in Review

As of Q4 2021, UBS O'Connor held 1,181 positions worth $10.4B, down 18% from $12.7B the previous quarter. Its ten largest holdings account for 57% of the portfolio.

UBS O'Connor withdrew a net $3.18B in Q4 2021, closing 245 positions and reducing 178 holdings. Its most notable exit was Kansas City Southern, an estimated $954M position sold in full.

By sector, the portfolio is most concentrated in Technology at 27% of assets, up from 21% a quarter earlier, followed by Financials and Communication Services.

Against the trend, UBS O'Connor opened a new position in CyrusOne Inc Common Stock worth $464M.

  • UBS O'Connor's largest Q4 2021 buy was CyrusOne Inc Common Stock: 5,175,766 shares worth $464M.
  • UBS O'Connor added most to EQT Corp in Q4 2021, an estimated $44M increase.
  • UBS O'Connor's biggest Q4 2021 reduction was Athene Holding Ltd. Class A Common Shares, cutting an estimated $247M.
  • UBS O'Connor fully exited Kansas City Southern in Q4 2021, selling an estimated $954M.
  • UBS O'Connor's ten largest holdings make up 57% of its $10.4B portfolio in Q4 2021.
  • UBS O'Connor opened 274 new positions and closed 245 in Q4 2021.
  • UBS O'Connor's portfolio value fell 18% quarter-over-quarter to $10.4B.

Based on UBS O'Connor's 13F filing for Q4 2021, filed 14 Feb 2022.