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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+9.26%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$10.4B
AUM Growth
-$2.35B
Cap. Flow
-$3.31B
Cap. Flow %
-31.85%
Top 10 Hldgs %
56.61%
Holding
1,181
New
274
Increased
445
Reduced
178
Closed
245

Top Buys

Rank Stock Value
1
CONE
CyrusOne Inc Common Stock
CONE
+$439M
2
COHR
Coherent Inc
COHR
+$232M
3
CERN
Cerner Corp
CERN
+$116M
4
VG
Vonage Holdings Corporation
VG
+$95.6M
5
MIME
Mimecast Limited
MIME
+$92.8M

Top Sells

Rank Stock Value
1
KSU
Kansas City Southern
KSU
+$954M
2
PPD
PPD, Inc. Common Stock
PPD
+$742M
3
VER
VEREIT, Inc.
VER
+$701M
4
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$315M
5
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$247M

Sector Composition

Rank Sector Weight
1 Financials 21.5%
2 Technology 20.36%
3 Communication Services 16.89%
4 Healthcare 6.21%
5 Industrials 4.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ASAQ.WS
701
DELISTED
Atlantic Avenue Acquisition Corp Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
ASAQ.WS
$264K ﹤0.01%
533,059
-16,920
-3% -$11K
ENPC.WS
702
DELISTED
Executive Network Partnering Corporation Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
ENPC.WS
$262K ﹤0.01%
410,333
-27,149
-6% -$19.5K
THC icon
703
PUT
Tenet Healthcare
THC
$21B
$253K ﹤0.01%
+88,800
New +$6.49M
RBAC.WS
704
DELISTED
RedBall Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordina
RBAC.WS
$249K ﹤0.01%
202,065
-97,924
-33% -$145K
ISPOW
705
DELISTED
Inspirato Inc Warrant
ISPOW
$248K ﹤0.01%
256,881
+6,890
+3% +$7.78K
MTH icon
706
Meritage Homes
MTH
$4.86B
$247K ﹤0.01%
+4,050
New +$226K
M icon
707
PUT
Macy's
M
$6.68B
$244K ﹤0.01%
137,500
+101,000
+277% +$2.75M
TGI
708
PUT
DELISTED
Triumph Group
TGI
$241K ﹤0.01%
65,300
-38,100
-37% -$744K
HIGA.WS
709
DELISTED
H.I.G. Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HIGA.WS
$240K ﹤0.01%
342,507
+9,186
+3% +$6.74K
HZON.WS
710
DELISTED
Horizon Acquisition Corporation II Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HZON.WS
$239K ﹤0.01%
252,838
-55,484
-18% -$59.5K
GOAC.WS
711
DELISTED
GO Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock
GOAC.WS
$235K ﹤0.01%
357,260
-59,391
-14% -$45.3K
COOLW
712
DELISTED
Corner Growth Acquisition Corp. Warrant
COOLW
$230K ﹤0.01%
342,507
+9,186
+3% +$7.79K
NXU.WS
713
DELISTED
Novus Capital Corporation II Redeemable warrants, each whole warrant exercisable for shares of Class
NXU.WS
$229K ﹤0.01%
181,296
+4,861
+3% +$6.02K
LTC
714
LTC Properties
LTC
$2.15B
$225K ﹤0.01%
+6,600
New +$220K
PNTM.WS
715
DELISTED
Pontem Corporation Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PNTM.WS
$225K ﹤0.01%
252,838
-13,819
-5% -$11.1K
IEA
716
DELISTED
Infrastructure and Energy Alternatives, Inc. Common Stock
IEA
$224K ﹤0.01%
+24,334
New +$255K
KORE.WS
717
DELISTED
KORE Group Holdings, Inc. Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50
KORE.WS
$222K ﹤0.01%
+212,577
New +$249K
CVIIW
718
DELISTED
Churchill Capital Corp VII Warrants
CVIIW
$218K ﹤0.01%
215,980
+5,784
+3% +$6.29K
BOAC.WS
719
DELISTED
Bluescape Opportunities Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
BOAC.WS
$216K ﹤0.01%
252,838
-128,164
-34% -$126K
SPR
720
PUT
DELISTED
Spirit AeroSystems
SPR
$215K ﹤0.01%
29,500
+3,200
+12% +$137K
SPAQ.WS
721
DELISTED
Spartan Acquisition Corp. III Warrants, exercisable for one share of Class A Common Stock
SPAQ.WS
$215K ﹤0.01%
150,648
+4,039
+3% +$5.28K
OXY icon
722
PUT
Occidental Petroleum
OXY
$56.3B
$213K ﹤0.01%
181,400
+3,800
+2% +$119K
WYNN icon
723
PUT
Wynn Resorts
WYNN
$10.7B
$210K ﹤0.01%
5,300
– –
EOCW.WS
724
DELISTED
Elliott Opportunity II Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
EOCW.WS
$205K ﹤0.01%
193,414
+67,925
+54% +$76.1K
IGACW
725
DELISTED
IG Acquisition Corp. Warrant
IGACW
$204K ﹤0.01%
256,881
+6,890
+3% +$5.95K
27 28
29
30 31

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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
RC
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A
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CGL
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CB
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JCM
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UBS O'Connor's Q4 2021 Portfolio in Review

As of Q4 2021, UBS O'Connor held 1,181 positions worth $10.4B, down 18% from $12.7B the previous quarter. Its ten largest holdings account for 57% of the portfolio.

UBS O'Connor withdrew a net $3.31B in Q4 2021, closing 245 positions and reducing 178 holdings. Its most notable exit was Kansas City Southern, an estimated $954M position sold in full.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 21% a quarter earlier, followed by Technology and Communication Services.

Against the trend, UBS O'Connor opened a new position in CyrusOne Inc Common Stock worth $464M.

  • UBS O'Connor's largest Q4 2021 buy was CyrusOne Inc Common Stock: 5,175,766 shares worth $464M.
  • UBS O'Connor added most to EQT Corp in Q4 2021, an estimated $44M increase.
  • UBS O'Connor's biggest Q4 2021 reduction was Athene Holding Ltd. Class A Common Shares, cutting an estimated $247M.
  • UBS O'Connor fully exited Kansas City Southern in Q4 2021, selling an estimated $954M.
  • UBS O'Connor's ten largest holdings make up 57% of its $10.4B portfolio in Q4 2021.
  • UBS O'Connor opened 274 new positions and closed 245 in Q4 2021.
  • UBS O'Connor's portfolio value fell 18% quarter-over-quarter to $10.4B.

Based on UBS O'Connor's 13F filing for Q4 2021, filed 14 Feb 2022.