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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+2.09%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$12.7B
AUM Growth
+$1.53B
Cap. Flow
+$1.43B
Cap. Flow %
11.22%
Top 10 Hldgs %
59.59%
Holding
1,083
New
213
Increased
181
Reduced
63
Closed
169
Avg Time Held Equity + Options
1.7 quarters
Top 10 Avg Time Held Equity + Options
0.7 quarters
Top 20 Avg Time Held Equity + Options
0.6 quarters
Avg Time Held Equity only
1.7 quarters
Top 10 Avg Time Held Equity only
0.7 quarters
Top 20 Avg Time Held Equity only
0.6 quarters

Top Buys

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$1.07B
2
INFO icon
IHS Markit Ltd. Common Shares
INFO
+$904M
3
KSU
Kansas City Southern
KSU
+$631M
4
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$303M
5
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$283M

Top Sells

Rank Stock Value
1
MXIM
Maxim Integrated Products
MXIM
+$850M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$813M
3
WORK
Slack Technologies, Inc.
WORK
+$491M
4
GRA
W.R. Grace & Co.
GRA
+$404M
5
QTS
QTS REALTY TRUST, INC.
QTS
+$355M

Sector Composition

Rank Sector Weight
1 Financials 21.37%
2 Technology 20.95%
3 Communication Services 14.41%
4 Healthcare 12.25%
5 Real Estate 10.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
PUCKW icon
701
DELISTED
Goal Acquisitions Corp. Warrant
PUCKW
$200K ﹤0.01%
349,804
– –
2021 Q2
1 quarter
ATVI
702
CALL
DELISTED
Activision Blizzard
ATVI
$199K ﹤0.01%
+100,000
New +$8.36M
2021 Q3
0 quarters
CVIIW icon
703
DELISTED
Churchill Capital Corp VII Warrants
CVIIW
$197K ﹤0.01%
210,196
+50,196
+31% +$56K
2021 Q2
1 quarter
CAS.WS icon
704
DELISTED
Cascade Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class
CAS.WS
$190K ﹤0.01%
299,989
– –
2021 Q1
2 quarters
PNTM.WS
705
DELISTED
Pontem Corporation Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PNTM.WS
$189K ﹤0.01%
266,657
– –
2021 Q1
2 quarters
NXU.WS icon
706
DELISTED
Novus Capital Corporation II Redeemable warrants, each whole warrant exercisable for shares of Class
NXU.WS
$187K ﹤0.01%
176,435
– –
2021 Q2
1 quarter
OXY icon
707
PUT
Occidental Petroleum
OXY
$61.1B
$185K ﹤0.01%
177,600
– –
2020 Q1
6 quarters
RMGCW icon
708
DELISTED
RMG Acquisition Corp. III Warrant
RMGCW
$184K ﹤0.01%
199,992
– –
2021 Q2
1 quarter
PIAI.WS
709
DELISTED
Prime Impact Acquisition I Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PIAI.WS
$183K ﹤0.01%
266,656
– –
2021 Q1
2 quarters
OCA.WS
710
DELISTED
Omnichannel Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A comm
OCA.WS
$183K ﹤0.01%
234,992
– –
2021 Q1
2 quarters
VLD.WS icon
711
DELISTED
Velo3D, Inc. Redeemable warrants, each Warrant exercisable for 1/35th of a share of Common Stock at an exercise price of $402.50
VLD.WS
$182K ﹤0.01%
+124,996
New +$192K
2021 Q3
0 quarters
CPUH.WS
712
DELISTED
Compute Health Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
CPUH.WS
$181K ﹤0.01%
187,492
– –
2021 Q2
1 quarter
HAACW
713
DELISTED
Health Assurance Acquisition Corp. Warrants
HAACW
$181K ﹤0.01%
175,191
+50,195
+40% +$65.6K
2021 Q1
2 quarters
KURIW
714
DELISTED
Alkuri Global Acquisition Corp Warrant
KURIW
$177K ﹤0.01%
124,996
– –
2021 Q2
1 quarter
ADT icon
715
PUT
ADT
ADT
$4.71B
$173K ﹤0.01%
56,800
– –
2021 Q2
1 quarter
PMVC.WS
716
DELISTED
PMV Consumer Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
PMVC.WS
$171K ﹤0.01%
249,991
– –
2021 Q1
2 quarters
ETACW
717
DELISTED
E.Merge Technology Acquisition Corp. Warrant
ETACW
$171K ﹤0.01%
249,991
– –
2021 Q1
2 quarters
ENJYW
718
DELISTED
Enjoy Technology, Inc. Warrant
ENJYW
$171K ﹤0.01%
124,996
– –
2021 Q1
2 quarters
SNRHW
719
DELISTED
Senior Connect Acquisition Corp. I Warrant
SNRHW
$170K ﹤0.01%
250,485
+125,489
+100% +$98.1K
2021 Q1
2 quarters
XPOA.WS
720
DELISTED
DPCM Capital, Inc. Warrants, each whole warrant exercisable for one share of Class A Common Stock at
XPOA.WS
$168K ﹤0.01%
266,656
– –
2021 Q1
2 quarters
MIT.WS
721
DELISTED
Mason Industrial Technology, Inc. Redeemable warrants, exercisable for one share of Class A common stock for $11.50 per share
MIT.WS
$167K ﹤0.01%
233,324
– –
2021 Q2
1 quarter
ALTUW
722
DELISTED
Altitude Acquisition Corp Warrant
ALTUW
$166K ﹤0.01%
250,979
– –
2021 Q1
2 quarters
FOXO.WS icon
723
DELISTED
FOXO Technologies Inc. Redeemable Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
FOXO.WS
$166K ﹤0.01%
249,991
– –
2021 Q1
2 quarters
AEACW
724
DELISTED
Authentic Equity Acquisition Corp. Warrant
AEACW
$166K ﹤0.01%
249,991
– –
2021 Q1
2 quarters
XRX icon
725
PUT
Xerox
XRX
$356M
$164K ﹤0.01%
30,600
– –
2021 Q2
1 quarter
27 28
29
30 31

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CGL
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JCM
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MPM
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UBS O'Connor's Q3 2021 Portfolio in Review

As of Q3 2021, UBS O'Connor held 1,083 positions worth $12.7B, up 14% from $11.2B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

UBS O'Connor deployed $1.43B of net new capital in Q3 2021, opening 213 new positions and adding to 181 existing holdings. Its largest new stake was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 14% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $30.1M trimmed.

  • UBS O'Connor's largest Q3 2021 buy was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.
  • UBS O'Connor added most to Nuance Communications, Inc. in Q3 2021, an estimated $1.07B increase.
  • UBS O'Connor's biggest Q3 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $30.1M.
  • UBS O'Connor fully exited Maxim Integrated Products in Q3 2021, selling an estimated $850M.
  • UBS O'Connor's ten largest holdings make up 60% of its $12.7B portfolio in Q3 2021.
  • UBS O'Connor opened 213 new positions and closed 169 in Q3 2021.
  • UBS O'Connor's portfolio value rose 14% quarter-over-quarter to $12.7B.

Based on UBS O'Connor's 13F filing for Q3 2021, filed 12 Nov 2021.