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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+4.71%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$6.94B
AUM Growth
+$2.04B
Cap. Flow
+$1.34B
Cap. Flow %
19.35%
Top 10 Hldgs %
41.92%
Holding
1,156
New
575
Increased
91
Reduced
107
Closed
351

Top Buys

Rank Stock Value
1
INFO
IHS Markit Ltd. Common Shares
INFO
+$500M
2
RP
RealPage, Inc.
RP
+$245M
3
WORK
Slack Technologies, Inc.
WORK
+$188M
4
ALXN
Alexion Pharmaceuticals
ALXN
+$157M
5
GWPH
GW Pharmaceuticals Plc American Depositary Shares
GWPH
+$148M

Top Sells

Rank Stock Value
1
TIF
Tiffany & Co.
TIF
+$309M
2
CXO
CONCHO RESOURCES INC.
CXO
+$240M
3
ACIA
Acacia Communications Inc
ACIA
+$73.4M
4
EV
Eaton Vance Corp.
EV
+$67.7M
5
FIT
Fitbit, Inc. Class A common stock
FIT
+$65.3M

Sector Composition

Rank Sector Weight
1 Technology 16.6%
2 Financials 10.11%
3 Healthcare 9.99%
4 Industrials 9.81%
5 Communication Services 9.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OEPWW
701
DELISTED
One Equity Partners Open Water I Corp. Warrant
OEPWW
$125K ﹤0.01%
+166,660
New +$133K
LHC.WS
702
DELISTED
Leo Holdings Corp. II Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
LHC.WS
$125K ﹤0.01%
+162,387
New +$163K
ITRM
703
DELISTED
Iterum Therapeutics
ITRM
$124K ﹤0.01%
5,867
– –
BLTSW
704
DELISTED
Bright Lights Acquisition Corp. Warrant
BLTSW
$124K ﹤0.01%
+199,992
New +$175K
CLAS.WS
705
DELISTED
Class Acceleration Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
CLAS.WS
$123K ﹤0.01%
+199,992
New +$173K
FINMW
706
DELISTED
Marlin Technology Corporation Warrant
FINMW
$122K ﹤0.01%
+149,994
New +$132K
LUXAW
707
DELISTED
Lux Health Tech Acquisition Corp. Warrants
LUXAW
$122K ﹤0.01%
+83,330
New +$210K
KLAQW
708
DELISTED
KL Acquisition Corp Warrant
KLAQW
$121K ﹤0.01%
+166,660
New +$143K
TZPSW
709
DELISTED
TZP Strategies Acquisition Corp. Warrant
TZPSW
$119K ﹤0.01%
+166,551
New +$147K
CBAH.WS
710
DELISTED
CBRE Acquisition Holdings, Inc. Warrants, each whole warrant exercisable for one share of Class A co
CBAH.WS
$118K ﹤0.01%
+124,996
New +$185K
CLRMW
711
DELISTED
Clarim Acquisition Corp. Warrant
CLRMW
$117K ﹤0.01%
+199,992
New +$138K
LEAP.WS
712
DELISTED
Ribbit LEAP, Ltd. Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exer
LEAP.WS
$117K ﹤0.01%
+39,999
New +$158K
WT icon
713
PUT
WisdomTree
WT
$3.22B
$115K ﹤0.01%
+200,000
New +$1.15M
EPWR.WS
714
DELISTED
Empowerment & Inclusion Capital I Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock, each at an exercise price of $11.50 per share
EPWR.WS
$115K ﹤0.01%
+224,992
New +$143K
AMC icon
715
PUT
AMC Entertainment Holdings
AMC
$2.31B
$112K ﹤0.01%
+12,500
New +$956K
PHICW
716
DELISTED
Population Health Investment Co., Inc. Warrant
PHICW
$112K ﹤0.01%
+99,996
New +$169K
BZFDW icon
717
BuzzFeed Inc Warrant
BZFDW
$643K
$111K ﹤0.01%
+133,328
New +$118K
YSAC.WS
718
DELISTED
Yellowstone Acquisition Company Warrants, each whole warrant exercisable for one share of Class A co
YSAC.WS
$106K ﹤0.01%
+124,996
New +$160K
GNACW
719
DELISTED
Group Nine Acquisition Corp. Warrant
GNACW
$104K ﹤0.01%
+166,660
New +$145K
CXAIW icon
720
CXApp Inc Warrant
CXAIW
$955K
$103K ﹤0.01%
+149,994
New +$181K
DDMXW
721
DELISTED
DD3 Acquisition Corp. II Warrant
DDMXW
$103K ﹤0.01%
+99,996
New +$161K
KWAC.WS
722
DELISTED
Kingswood Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common
KWAC.WS
$102K ﹤0.01%
+187,493
New +$144K
EUSGW
723
DELISTED
European Sustainable Growth Acquisition Corp. Warrant
EUSGW
$102K ﹤0.01%
+124,996
New +$111K
FCAX.WS
724
DELISTED
Fortress Capital Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
FCAX.WS
$101K ﹤0.01%
+99,996
New +$122K
PV.WS
725
DELISTED
Primavera Capital Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PV.WS
$100K ﹤0.01%
+124,996
New +$132K
27 28
29
30 31

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FNBT
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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return

UBS O'Connor's Q1 2021 Portfolio in Review

As of Q1 2021, UBS O'Connor held 1,156 positions worth $6.94B, up 42% from $4.9B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

UBS O'Connor deployed $1.34B of net new capital in Q1 2021, opening 575 new positions and adding to 91 existing holdings. Its largest new stake was IHS Markit Ltd. Common Shares: 5,470,177 shares worth $529M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 12% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $18.7M trimmed.

  • UBS O'Connor's largest Q1 2021 buy was IHS Markit Ltd. Common Shares: 5,470,177 shares worth $529M.
  • UBS O'Connor added most to RealPage, Inc. in Q1 2021, an estimated $245M increase.
  • UBS O'Connor's biggest Q1 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $18.7M.
  • UBS O'Connor fully exited Tiffany & Co. in Q1 2021, selling an estimated $309M.
  • UBS O'Connor's ten largest holdings make up 42% of its $6.94B portfolio in Q1 2021.
  • UBS O'Connor opened 575 new positions and closed 351 in Q1 2021.
  • UBS O'Connor's portfolio value rose 42% quarter-over-quarter to $6.94B.

Based on UBS O'Connor's 13F filing for Q1 2021, filed 14 May 2021.