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UBS O'Connor

UBS O'Connor Portfolio holdings

AUM $3.76B Turnover 54.76%
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+9.26%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$10.4B
AUM Growth
-$2.35B
Cap. Flow
-$3.18B
Cap. Flow %
-30.59%
Top 10 Hldgs %
56.61%
Holding
1,181
New
274
Increased
444
Reduced
178
Closed
245
Avg Time Held Equity + Options
0.5 years
Top 10 Avg Time Held Equity + Options
0.2 years
Top 20 Avg Time Held Equity + Options
0.2 years
Avg Time Held Equity only
0.5 years
Top 10 Avg Time Held Equity only
0.2 years
Top 20 Avg Time Held Equity only
0.2 years

Top Buys

Rank Stock Value
1
CONE
CyrusOne Inc Common Stock
CONE
+$439M
2
COHR icon
Coherent Inc
COHR
+$232M
3
CERN
Cerner Corp
CERN
+$116M
4
VG icon
Vonage Holdings Corporation
VG
+$95.6M
5
MIME
Mimecast Limited
MIME
+$92.8M

Top Sells

Rank Stock Value
1
KSU
Kansas City Southern
KSU
+$954M
2
PPD
PPD, Inc. Common Stock
PPD
+$742M
3
VER
VEREIT, Inc.
VER
+$701M
4
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$315M
5
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$247M

Sector Composition

Rank Sector Weight
1 Technology 26.55%
2 Financials 21.56%
3 Communication Services 16.89%
4 Real Estate 8.6%
5 Healthcare 7.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
NCLH icon
676
PUT
Norwegian Cruise Line
NCLH
$6.85B
$421K ﹤0.01%
59,100
+11,900
+25% +$285K
2021 Q2
2 quarters
IBB icon
677
CALL
iShares Biotechnology ETF
IBB
$10.6B
$409K ﹤0.01%
+50,000
New +$7.74M
2021 Q4
0 quarters
BYND icon
678
PUT
Beyond Meat
BYND
$118M
$406K ﹤0.01%
+1,667
New +$4.25M
2021 Q4
0 quarters
BNNR
679
DELISTED
Banner Acquisition Corp. Class A Common Stock
BNNR
$388K ﹤0.01%
+39,794
New +$389K
2021 Q4
0 quarters
NAACW
680
DELISTED
North Atlantic Acquisition Corporation Warrant
NAACW
$382K ﹤0.01%
498,761
+3,779
+0.8% +$2.86K
2021 Q1
3 quarters
IPOF.WS
681
DELISTED
Social Capital Hedosophia Holdings Corp. VI Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
IPOF.WS
$377K ﹤0.01%
192,661
+5,168
+3% +$10.7K
2021 Q1
3 quarters
PPGHW
682
DELISTED
Poema Global Holdings Corp. Warrant
PPGHW
$369K ﹤0.01%
256,881
+6,890
+3% +$9.4K
2021 Q1
3 quarters
CCAC.WS
683
DELISTED
CITIC Capital Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary sh
CCAC.WS
$367K ﹤0.01%
606,724
+4,462
+0.7% +$3.71K
2021 Q1
3 quarters
GRNAW
684
DELISTED
GreenLight Biosciences Holdings, PBC Warrant
GRNAW
$365K ﹤0.01%
307,115
+7,126
+2% +$8.13K
2021 Q1
3 quarters
ASZ.WS
685
DELISTED
Austerlitz Acquisition Corporation II Warrants, each whole Warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
ASZ.WS
$357K ﹤0.01%
372,740
+9,995
+3% +$10.8K
2021 Q2
2 quarters
NOACW
686
DELISTED
Natural Order Acquisition Corp. Warrant
NOACW
$356K ﹤0.01%
847,706
+22,736
+3% +$11.5K
2021 Q1
3 quarters
OACB.WS
687
DELISTED
Oaktree Acquisition Corp. II Warrants, each whole warrant exercisable for one Class A ordinary share
OACB.WS
$347K ﹤0.01%
319,558
-55,429
-15% -$60.7K
2021 Q1
3 quarters
CPSR.WS icon
688
DELISTED
Capstar Special Purpose Acquisition Corp. Warrants, each whole warrant exercisable for one share of
CPSR.WS
$346K ﹤0.01%
549,285
+14,732
+3% +$14K
2021 Q1
3 quarters
IMPX.WS
689
DELISTED
AEA-Bridges Impact Corp Warrants
IMPX.WS
$344K ﹤0.01%
303,406
-196,576
-39% -$168K
2021 Q1
3 quarters
HR icon
690
Healthcare Realty
HR
$5.94B
$341K ﹤0.01%
10,200
-123,200
-92% -$4.11M
2021 Q2
2 quarters
JOFFW
691
DELISTED
JOFF Fintech Acquisition Corp. Warrant
JOFFW
$339K ﹤0.01%
502,089
-15,677
-3% -$11.7K
2021 Q2
2 quarters
CPE
692
PUT
DELISTED
Callon Petroleum Company
CPE
$335K ﹤0.01%
74,400
– –
2021 Q2
2 quarters
APSG.WS
693
DELISTED
Apollo Strategic Growth Capital Warrants, each exercisable for one Class A Ordinary Share at an exer
APSG.WS
$331K ﹤0.01%
257,885
+6,906
+3% +$7.24K
2021 Q1
3 quarters
HTPA.WS
694
DELISTED
Highland Transcend Partners I Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HTPA.WS
$330K ﹤0.01%
205,505
+5,512
+3% +$9.86K
2021 Q1
3 quarters
DHI icon
695
D.R. Horton
DHI
$39.1B
$315K ﹤0.01%
+2,900
New +$279K
2021 Q4
0 quarters
FMAC.WS icon
696
DELISTED
FirstMark Horizon Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one shar
FMAC.WS
$307K ﹤0.01%
308,257
+8,268
+3% +$10.1K
2021 Q1
3 quarters
IRT icon
697
Independence Realty Trust
IRT
$3.51B
$305K ﹤0.01%
11,800
-238,000
-95% -$5.64M
2020 Q4
4 quarters
GTY icon
698
Getty Realty Corp
GTY
$1.78B
$295K ﹤0.01%
+9,200
New +$291K
2021 Q4
0 quarters
RLX icon
699
CALL
RLX Technology
RLX
$2.11B
$284K ﹤0.01%
+2,750,000
New +$12.7M
2021 Q4
0 quarters
LUMN icon
700
PUT
Lumen Technologies, Inc. Common Stock
LUMN
$4.6B
$275K ﹤0.01%
128,000
– –
2021 Q2
2 quarters
26 27
28
29 30

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UBS O'Connor's Q4 2021 Portfolio in Review

As of Q4 2021, UBS O'Connor held 1,181 positions worth $10.4B, down 18% from $12.7B the previous quarter. Its ten largest holdings account for 57% of the portfolio.

UBS O'Connor withdrew a net $3.18B in Q4 2021, closing 245 positions and reducing 178 holdings. Its most notable exit was Kansas City Southern, an estimated $954M position sold in full.

By sector, the portfolio is most concentrated in Technology at 27% of assets, up from 21% a quarter earlier, followed by Financials and Communication Services.

Against the trend, UBS O'Connor opened a new position in CyrusOne Inc Common Stock worth $464M.

  • UBS O'Connor's largest Q4 2021 buy was CyrusOne Inc Common Stock: 5,175,766 shares worth $464M.
  • UBS O'Connor added most to EQT Corp in Q4 2021, an estimated $44M increase.
  • UBS O'Connor's biggest Q4 2021 reduction was Athene Holding Ltd. Class A Common Shares, cutting an estimated $247M.
  • UBS O'Connor fully exited Kansas City Southern in Q4 2021, selling an estimated $954M.
  • UBS O'Connor's ten largest holdings make up 57% of its $10.4B portfolio in Q4 2021.
  • UBS O'Connor opened 274 new positions and closed 245 in Q4 2021.
  • UBS O'Connor's portfolio value fell 18% quarter-over-quarter to $10.4B.

Based on UBS O'Connor's 13F filing for Q4 2021, filed 14 Feb 2022.