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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+9.26%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$10.4B
AUM Growth
-$2.35B
Cap. Flow
-$3.31B
Cap. Flow %
-31.85%
Top 10 Hldgs %
56.61%
Holding
1,181
New
274
Increased
445
Reduced
178
Closed
245

Top Buys

Rank Stock Value
1
CONE
CyrusOne Inc Common Stock
CONE
+$439M
2
COHR
Coherent Inc
COHR
+$232M
3
CERN
Cerner Corp
CERN
+$116M
4
VG
Vonage Holdings Corporation
VG
+$95.6M
5
MIME
Mimecast Limited
MIME
+$92.8M

Top Sells

Rank Stock Value
1
KSU
Kansas City Southern
KSU
+$954M
2
PPD
PPD, Inc. Common Stock
PPD
+$742M
3
VER
VEREIT, Inc.
VER
+$701M
4
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$315M
5
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$247M

Sector Composition

Rank Sector Weight
1 Financials 21.5%
2 Technology 20.36%
3 Communication Services 16.89%
4 Healthcare 6.21%
5 Industrials 4.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NCLH icon
676
PUT
Norwegian Cruise Line
NCLH
$8.86B
$421K ﹤0.01%
59,100
+11,900
+25% +$285K
IBB icon
677
CALL
iShares Biotechnology ETF
IBB
$9.76B
$409K ﹤0.01%
+50,000
New +$7.74M
BYND icon
678
PUT
Beyond Meat
BYND
$276M
$406K ﹤0.01%
+50,000
New +$4.25M
BNNR
679
DELISTED
Banner Acquisition Corp. Class A Common Stock
BNNR
$388K ﹤0.01%
+39,794
New +$389K
NAACW
680
DELISTED
North Atlantic Acquisition Corporation Warrant
NAACW
$382K ﹤0.01%
498,761
+3,779
+0.8% +$2.86K
IPOF.WS
681
DELISTED
Social Capital Hedosophia Holdings Corp. VI Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
IPOF.WS
$377K ﹤0.01%
192,661
+5,168
+3% +$10.7K
PPGHW
682
DELISTED
Poema Global Holdings Corp. Warrant
PPGHW
$369K ﹤0.01%
256,881
+6,890
+3% +$9.4K
CCAC.WS
683
DELISTED
CITIC Capital Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary sh
CCAC.WS
$367K ﹤0.01%
606,724
+4,462
+0.7% +$3.71K
GRNAW
684
DELISTED
GreenLight Biosciences Holdings, PBC Warrant
GRNAW
$365K ﹤0.01%
307,115
+7,126
+2% +$8.13K
ASZ.WS
685
DELISTED
Austerlitz Acquisition Corporation II Warrants, each whole Warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
ASZ.WS
$357K ﹤0.01%
372,740
+9,995
+3% +$10.8K
NOACW
686
DELISTED
Natural Order Acquisition Corp. Warrant
NOACW
$356K ﹤0.01%
847,706
+22,736
+3% +$11.5K
OACB.WS
687
DELISTED
Oaktree Acquisition Corp. II Warrants, each whole warrant exercisable for one Class A ordinary share
OACB.WS
$347K ﹤0.01%
319,558
-55,429
-15% -$60.7K
CPSR.WS
688
DELISTED
Capstar Special Purpose Acquisition Corp. Warrants, each whole warrant exercisable for one share of
CPSR.WS
$346K ﹤0.01%
549,285
+14,732
+3% +$14K
IMPX.WS
689
DELISTED
AEA-Bridges Impact Corp Warrants
IMPX.WS
$344K ﹤0.01%
303,406
-196,576
-39% -$168K
HR icon
690
Healthcare Realty
HR
$6.87B
$341K ﹤0.01%
10,200
-123,200
-92% -$4.11M
JOFFW
691
DELISTED
JOFF Fintech Acquisition Corp. Warrant
JOFFW
$339K ﹤0.01%
502,089
-15,677
-3% -$11.7K
CPE
692
PUT
DELISTED
Callon Petroleum Company
CPE
$335K ﹤0.01%
74,400
– –
APSG.WS
693
DELISTED
Apollo Strategic Growth Capital Warrants, each exercisable for one Class A Ordinary Share at an exer
APSG.WS
$331K ﹤0.01%
257,885
+6,906
+3% +$7.24K
HTPA.WS
694
DELISTED
Highland Transcend Partners I Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HTPA.WS
$330K ﹤0.01%
205,505
+5,512
+3% +$9.86K
DHI icon
695
D.R. Horton
DHI
$42.3B
$315K ﹤0.01%
+2,900
New +$279K
FMAC.WS
696
DELISTED
FirstMark Horizon Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one shar
FMAC.WS
$307K ﹤0.01%
308,257
+8,268
+3% +$10.1K
IRT icon
697
Independence Realty Trust
IRT
$4.08B
$305K ﹤0.01%
11,800
-238,000
-95% -$5.64M
GTY
698
Getty Realty Corp
GTY
$2.06B
$295K ﹤0.01%
+9,200
New +$291K
RLX icon
699
CALL
RLX Technology
RLX
$2.46B
$284K ﹤0.01%
+2,750,000
New +$12.7M
LUMN icon
700
PUT
Lumen
LUMN
$6.53B
$275K ﹤0.01%
128,000
– –
26 27
28
29 30

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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
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CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
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JCM
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UBS O'Connor's Q4 2021 Portfolio in Review

As of Q4 2021, UBS O'Connor held 1,181 positions worth $10.4B, down 18% from $12.7B the previous quarter. Its ten largest holdings account for 57% of the portfolio.

UBS O'Connor withdrew a net $3.31B in Q4 2021, closing 245 positions and reducing 178 holdings. Its most notable exit was Kansas City Southern, an estimated $954M position sold in full.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 21% a quarter earlier, followed by Technology and Communication Services.

Against the trend, UBS O'Connor opened a new position in CyrusOne Inc Common Stock worth $464M.

  • UBS O'Connor's largest Q4 2021 buy was CyrusOne Inc Common Stock: 5,175,766 shares worth $464M.
  • UBS O'Connor added most to EQT Corp in Q4 2021, an estimated $44M increase.
  • UBS O'Connor's biggest Q4 2021 reduction was Athene Holding Ltd. Class A Common Shares, cutting an estimated $247M.
  • UBS O'Connor fully exited Kansas City Southern in Q4 2021, selling an estimated $954M.
  • UBS O'Connor's ten largest holdings make up 57% of its $10.4B portfolio in Q4 2021.
  • UBS O'Connor opened 274 new positions and closed 245 in Q4 2021.
  • UBS O'Connor's portfolio value fell 18% quarter-over-quarter to $10.4B.

Based on UBS O'Connor's 13F filing for Q4 2021, filed 14 Feb 2022.