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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+2.09%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$12.7B
AUM Growth
+$1.53B
Cap. Flow
+$1.43B
Cap. Flow %
11.22%
Top 10 Hldgs %
59.59%
Holding
1,083
New
213
Increased
181
Reduced
63
Closed
169
Avg Time Held Equity + Options
1.7 quarters
Top 10 Avg Time Held Equity + Options
0.7 quarters
Top 20 Avg Time Held Equity + Options
0.6 quarters
Avg Time Held Equity only
1.7 quarters
Top 10 Avg Time Held Equity only
0.7 quarters
Top 20 Avg Time Held Equity only
0.6 quarters

Top Buys

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$1.07B
2
INFO icon
IHS Markit Ltd. Common Shares
INFO
+$904M
3
KSU
Kansas City Southern
KSU
+$631M
4
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$303M
5
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$283M

Top Sells

Rank Stock Value
1
MXIM
Maxim Integrated Products
MXIM
+$850M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$813M
3
WORK
Slack Technologies, Inc.
WORK
+$491M
4
GRA
W.R. Grace & Co.
GRA
+$404M
5
QTS
QTS REALTY TRUST, INC.
QTS
+$355M

Sector Composition

Rank Sector Weight
1 Financials 21.37%
2 Technology 20.95%
3 Communication Services 14.41%
4 Healthcare 12.25%
5 Real Estate 10.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
WYNN icon
676
PUT
Wynn Resorts
WYNN
$7.79B
$224K ﹤0.01%
+5,300
New +$523K
2021 Q3
0 quarters
PPGHW
677
DELISTED
Poema Global Holdings Corp. Warrant
PPGHW
$224K ﹤0.01%
249,991
– –
2021 Q1
2 quarters
CTAC.WS
678
DELISTED
Cerberus Telecom Acquisition Corp. Warrants included as part of the Units, each whole warrant exerci
CTAC.WS
$223K ﹤0.01%
217,514
– –
2021 Q1
2 quarters
RDBXW
679
DELISTED
Redbox Entertainment Inc. Warrant
RDBXW
$222K ﹤0.01%
262,491
– –
2021 Q1
2 quarters
ABLLW
680
DELISTED
Abacus Life Warrant
ABLLW
$220K ﹤0.01%
349,987
– –
2021 Q1
2 quarters
NMMCW
681
DELISTED
North Mountain Merger Corp. Warrant
NMMCW
$219K ﹤0.01%
249,991
– –
2021 Q1
2 quarters
JWSM.WS icon
682
DELISTED
Jaws Mustang Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
JWSM.WS
$217K ﹤0.01%
187,492
– –
2021 Q2
1 quarter
TEKKW
683
DELISTED
Tekkorp Digital Acquisition Corp. Warrant
TEKKW
$216K ﹤0.01%
249,991
– –
2021 Q1
2 quarters
DCGOW icon
684
DELISTED
DocGo Inc. Warrants
DCGOW
$215K ﹤0.01%
166,660
– –
2021 Q1
2 quarters
NGCAW
685
DELISTED
NextGen Acquisition Corp. II Warrant
NGCAW
$215K ﹤0.01%
+130,039
New +$248K
2021 Q3
0 quarters
SWBK.WS
686
DELISTED
Switchback II Corporation Warrants, exercisable for one share of Class A Ordinary Share
SWBK.WS
$213K ﹤0.01%
150,192
– –
2021 Q1
2 quarters
DAVEW icon
687
Dave Inc Warrants
DAVEW
$15.3M
$209K ﹤0.01%
+125,326
New +$208K
2021 Q3
0 quarters
MOTV.WS
688
DELISTED
Motive Capital Corp Warrants, each whole warrant exercisable for one Class A ordinary share at an ex
MOTV.WS
$209K ﹤0.01%
166,660
– –
2021 Q1
2 quarters
ADERW
689
DELISTED
26 Capital Acquisition Corp Warrant
ADERW
$208K ﹤0.01%
249,991
– –
2021 Q1
2 quarters
SFRWW
690
DELISTED
Appreciate Holdings, Inc. Warrant
SFRWW
$207K ﹤0.01%
249,991
– –
2021 Q1
2 quarters
IGACW icon
691
DELISTED
IG Acquisition Corp. Warrant
IGACW
$207K ﹤0.01%
249,991
– –
2021 Q1
2 quarters
ARQQW icon
692
DELISTED
Arqit Quantum Warrants
ARQQW
$206K ﹤0.01%
+100,392
New +$195K
2021 Q3
0 quarters
CMPOW icon
693
DELISTED
CompoSecure Inc Warrant
CMPOW
$206K ﹤0.01%
124,996
– –
2021 Q1
2 quarters
CBAH.WS
694
DELISTED
CBRE Acquisition Holdings, Inc. Warrants, each whole warrant exercisable for one share of Class A co
CBAH.WS
$206K ﹤0.01%
124,996
– –
2021 Q1
2 quarters
APSG.WS
695
DELISTED
Apollo Strategic Growth Capital Warrants, each exercisable for one Class A Ordinary Share at an exer
APSG.WS
$205K ﹤0.01%
250,979
– –
2021 Q1
2 quarters
JUGGW
696
DELISTED
Jaws Juggernaut Acquisition Corporation Warrant
JUGGW
$204K ﹤0.01%
+175,684
New +$206K
2021 Q3
0 quarters
RONI.WS
697
DELISTED
Rice Acquisition Corp. II Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
RONI.WS
$204K ﹤0.01%
+125,488
New +$189K
2021 Q3
0 quarters
PDYNW icon
698
DELISTED
Palladyne AI Corp Warrants
PDYNW
$203K ﹤0.01%
249,991
– –
2021 Q1
2 quarters
SDACW
699
DELISTED
Sustainable Development Acquisition I Corp. Warrant
SDACW
$202K ﹤0.01%
299,989
– –
2021 Q2
1 quarter
SPR icon
700
PUT
DELISTED
Spirit AeroSystems
SPR
$200K ﹤0.01%
26,300
– –
2021 Q2
1 quarter
26 27
28
29 30

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ACI
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RC
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CGL
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JCM
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MPM
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UBS O'Connor's Q3 2021 Portfolio in Review

As of Q3 2021, UBS O'Connor held 1,083 positions worth $12.7B, up 14% from $11.2B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

UBS O'Connor deployed $1.43B of net new capital in Q3 2021, opening 213 new positions and adding to 181 existing holdings. Its largest new stake was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 14% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $30.1M trimmed.

  • UBS O'Connor's largest Q3 2021 buy was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.
  • UBS O'Connor added most to Nuance Communications, Inc. in Q3 2021, an estimated $1.07B increase.
  • UBS O'Connor's biggest Q3 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $30.1M.
  • UBS O'Connor fully exited Maxim Integrated Products in Q3 2021, selling an estimated $850M.
  • UBS O'Connor's ten largest holdings make up 60% of its $12.7B portfolio in Q3 2021.
  • UBS O'Connor opened 213 new positions and closed 169 in Q3 2021.
  • UBS O'Connor's portfolio value rose 14% quarter-over-quarter to $12.7B.

Based on UBS O'Connor's 13F filing for Q3 2021, filed 12 Nov 2021.