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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+4.71%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$6.94B
AUM Growth
+$2.04B
Cap. Flow
+$1.34B
Cap. Flow %
19.35%
Top 10 Hldgs %
41.92%
Holding
1,156
New
575
Increased
91
Reduced
107
Closed
351

Top Buys

Rank Stock Value
1
INFO
IHS Markit Ltd. Common Shares
INFO
+$500M
2
RP
RealPage, Inc.
RP
+$245M
3
WORK
Slack Technologies, Inc.
WORK
+$188M
4
ALXN
Alexion Pharmaceuticals
ALXN
+$157M
5
GWPH
GW Pharmaceuticals Plc American Depositary Shares
GWPH
+$148M

Top Sells

Rank Stock Value
1
TIF
Tiffany & Co.
TIF
+$309M
2
CXO
CONCHO RESOURCES INC.
CXO
+$240M
3
ACIA
Acacia Communications Inc
ACIA
+$73.4M
4
EV
Eaton Vance Corp.
EV
+$67.7M
5
FIT
Fitbit, Inc. Class A common stock
FIT
+$65.3M

Sector Composition

Rank Sector Weight
1 Technology 16.6%
2 Financials 10.11%
3 Healthcare 9.99%
4 Industrials 9.81%
5 Communication Services 9.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ISPOW
676
DELISTED
Inspirato Inc Warrant
ISPOW
$154K ﹤0.01%
+249,991
New +$292K
ZFOXW
677
DELISTED
ZeroFox Holdings, Inc. Warrants
ZFOXW
$153K ﹤0.01%
+224,992
New +$296K
FVT.WS
678
DELISTED
Fortress Value Acquisition Corp. III Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
FVT.WS
$152K ﹤0.01%
+149,994
New +$205K
JSPRW icon
679
Japer Therapeutics Warrants
JSPRW
$151K ﹤0.01%
+179,723
New +$263K
SCOAW
680
DELISTED
ScION Tech Growth I Warrant
SCOAW
$151K ﹤0.01%
+166,660
New +$241K
RDBXW
681
DELISTED
Redbox Entertainment Inc. Warrant
RDBXW
$151K ﹤0.01%
+262,491
New +$257K
KRNLW
682
DELISTED
Kernel Group Holdings, Inc. Warrants
KRNLW
$150K ﹤0.01%
+199,992
New +$170K
ARBGW
683
DELISTED
Aequi Acquisition Corp warrants
ARBGW
$150K ﹤0.01%
+166,551
New +$252K
KAIRW
684
DELISTED
Kairos Acquisition Corp. Warrant
KAIRW
$150K ﹤0.01%
+249,991
New +$207K
MOTV.WS
685
DELISTED
Motive Capital Corp Warrants, each whole warrant exercisable for one Class A ordinary share at an ex
MOTV.WS
$150K ﹤0.01%
+166,660
New +$267K
PMGMW
686
DELISTED
Priveterra Acquisition Corp. II Warrant to purchase Class A common stock
PMGMW
$148K ﹤0.01%
+249,991
New +$184K
RICE.WS
687
DELISTED
Rice Acquisition Corp. Warrants, exercisable for one share of Class A common stock at an exercise pr
RICE.WS
$148K ﹤0.01%
+99,931
New +$224K
MONCW
688
DELISTED
Monument Circle Acquisition Corp. Warrant
MONCW
$146K ﹤0.01%
+249,991
New +$149K
CTAQW
689
DELISTED
Carney Technology Acquisition Corp. II Warrant
CTAQW
$141K ﹤0.01%
+166,660
New +$238K
NIRWW
690
DELISTED
Near Intelligence, Inc. Warrant
NIRWW
$140K ﹤0.01%
+249,991
New +$221K
SWETW
691
DELISTED
Athlon Acquisition Corp. Warrant
SWETW
$140K ﹤0.01%
+237,491
New +$177K
PPGHW
692
DELISTED
Poema Global Holdings Corp. Warrant
PPGHW
$139K ﹤0.01%
+249,991
New +$207K
GFX.WS
693
DELISTED
Golden Falcon Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
GFX.WS
$139K ﹤0.01%
+199,993
New +$256K
EPHYW
694
DELISTED
Epiphany Technology Acquisition Corp. Warrant
EPHYW
$137K ﹤0.01%
+166,660
New +$175K
TMAC.WS
695
DELISTED
The Music Acquisition Corporation Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
TMAC.WS
$134K ﹤0.01%
+224,991
New +$147K
CCL icon
696
PUT
Carnival Corporation Ltd
CCL
$39.7B
$132K ﹤0.01%
100,000
+50,000
+100% +$1.18M
CELUW
697
DELISTED
Celularity Inc
CELUW
$132K ﹤0.01%
+120,753
New +$188K
IVAN.WS
698
DELISTED
Ivanhoe Capital Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A
IVAN.WS
$132K ﹤0.01%
+99,996
New +$158K
FOXO.WS
699
DELISTED
FOXO Technologies Inc. Redeemable Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
FOXO.WS
$130K ﹤0.01%
+249,991
New +$226K
GSAQW
700
DELISTED
Global Synergy Acquisition Corp. Warrant
GSAQW
$130K ﹤0.01%
+249,991
New +$188K
26 27
28
29 30

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SAG
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CGL
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UBS O'Connor's Q1 2021 Portfolio in Review

As of Q1 2021, UBS O'Connor held 1,156 positions worth $6.94B, up 42% from $4.9B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

UBS O'Connor deployed $1.34B of net new capital in Q1 2021, opening 575 new positions and adding to 91 existing holdings. Its largest new stake was IHS Markit Ltd. Common Shares: 5,470,177 shares worth $529M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 12% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $18.7M trimmed.

  • UBS O'Connor's largest Q1 2021 buy was IHS Markit Ltd. Common Shares: 5,470,177 shares worth $529M.
  • UBS O'Connor added most to RealPage, Inc. in Q1 2021, an estimated $245M increase.
  • UBS O'Connor's biggest Q1 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $18.7M.
  • UBS O'Connor fully exited Tiffany & Co. in Q1 2021, selling an estimated $309M.
  • UBS O'Connor's ten largest holdings make up 42% of its $6.94B portfolio in Q1 2021.
  • UBS O'Connor opened 575 new positions and closed 351 in Q1 2021.
  • UBS O'Connor's portfolio value rose 42% quarter-over-quarter to $6.94B.

Based on UBS O'Connor's 13F filing for Q1 2021, filed 14 May 2021.